Garvin Timmann
Memoir | Photographs | How I Found Freedom In An Unfree World - Harry Browne |
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Memoir
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How I Found Freedom In An Unfree World - Harry Browne
FREEDOM
is the opportunity to live your life as you want to live it.
The
urge for freedom is so much a part of human nature that it can never
be suppressed by laws, slogans, or commandments. There is a
difference, however, between the urge and the reality. For most
people, freedom remains a pleasant fantasysomething to dream
of while carrying out daily obligations in the real world.
They
spend their lives talking vaguely of what they want in life, what
they think they're missing, why they don't have it, and who it is
that prevents them from being free.
For
most people, freedom is an "if only." "If only it
hadn't been for my wife, I would have been a success." Or "If
only it hadn't been for Roosevelt (or Nixon or whomever), the country
would be free."
The unfree
person can never fully repress his urge for freedomwhether he
considers his jailer to be his family, his job, society, or the
government. And so, from time to time, halfhearted attempts are made
to break free from the restrictions.
But
unfortunately, those attempts usually depend upon the individual's
ability to change the minds of other peopleand so optimism
ultimately turns into frustration and despair.
Hoping
to be free, many people engage in continual social combatjoining
movements, urging political action, writing letters to editors and
Congressmen, trying to educate people. They hope that someday it will
all prove to have been worthwhile.
But
as the years go by they see little overall change. Small victories
are won; defeats set them back. The world seems to continue on its
path to wherever it's going. Until they die, the hopeful remain just
as enslaved as they've always been.
The
plans, the movements, the crusadesnone of these things has
worked. And so the unfree man continues to dream, to condemn, and to
remain where he is.
There must be a
better way.
There must be a way to
be free without having to wish for a miracle. It must be a way by
which an individual can change things without having to rally the
rest of the world to his side.
It
has to be a way through which he can get rid of exorbitant taxes,
have the time to do what he wants to do, enjoy love without tiresome
complications, remove irritating social restrictions, and free
himself from the hundred and one burdens that others daily hand
him.
And it must be a way that
doesn't require that he re-educate all of the other people
involved.
Fortunately, there is such
a way.
It isn't necessary to join a
massive campaign to reconstruct the society in which you live, nor do
you have to patiently re-educate everyone you deal with.
There's
a way that depends entirely upon what you choose to do. You
can be free without changing the world. You can live your life as you
want to live itno matter what others decide to do with their
lives.
IS IT POSSIBLE?
If
that doesn't seem possible, I'm not surprised.
After
all, how can you live as you want to live when there are so many
people who won't let you?
How can
you spend your money as you please when the government takes so much
of it in taxes? How can you do what you want to do when the
government and society have prohibited many of the things you'd like
to do?
How could you live your own
life when you have responsibilities to your family, your friends,
your job? How could you possibly ignore the demands that others make
upon you?
I realize that the odds
against a free life must seem pretty formidable right now. And yet
there are already individuals who live their lives as they choose.
Some of them may have begun with greater problems than you face now.
But in spite of their problems, they've found freedom without waiting
for the world to be free.
To be free
in an unfree world isn't nearly as unrealistic as it might seem at
first glance. After all, it's commonly assumed that there can be free
nations in a world that contains enslaved nations. Why, then, can't
there be free states within a nation that isn't free? Or free towns
within an unfree state?
Most
important, why can't there be free individuals within unfree towns,
states, or nations?
Freedom is
possible, and you can have itif that's what you really
want.
I can't know which specific
freedom you crave mostfreedom from social restrictions, family
problems, high taxes, bad relationships, the treadmill, governmental
repression. Whichever one is most important to you, we'll cover it
and more. And I think you'll find that the principles to be stated
will apply to any type of situation that may be restraining
you.
It's not likely that you'll
ever gain your freedom by joining, marching, picketing, or
complainingbecause all those methods rely upon changing the
attitudes of others. What I have in mind concerns the use of methods
over which you have complete control.
WHY YOU ARE NOT FREE
Freedom
is the opportunity to live your life as you want to live it. And
that is possible, even if others remain as they are.
If
you're not free now, it might be because you've been preoccupied with
the people or institutions that you feel have restrained your
freedom. I don't expect you to stop worrying about them merely
because I suggest that you do.
I do
hope to show you, though, that those people and institutions are
relatively powerless to stop youonce you decide how you will
achieve your freedom. There are things you can do to be free, and if
you turn your attention to those things, no one will stand in your
way. But when you become preoccupied with those who are blocking you,
you overlook the many alternatives you could use to bypass
them.
The freedom you seek is
already available to you, but it has gone unnoticed. There are
probably two basic reasons why you haven't taken advantage of that
freedom.
One reason is that you're
unaware of the many alternatives available to you.
You
don't have to go to jail to avoid exorbitant taxes. Nor do you have
to be a social leper if you refuse to knuckle under to social
pressure. You don't have to give up love in order to avoid
complicated, restrictive family problems. And you don't have to go
without friends to avoid having your life at the disposal of
others.
But if you're unaware of
additional alternatives, it's easy to see these matters as being
either/or questions. There are additional alternativesways
by which you can have what you want without bringing bad consequences
upon yourself.
The second reason
you're not free is because you've probably accepted without
challenge certain assumptions that restrict your freedom.
Our
culture is saturated with philosophical "truths" that are
commonly accepted and acted uponand are rarely challenged. I
think of these truisms as traps.
A
typical example of a trap is, "It would be selfish to be
concerned with your own freedomyou must think of others
first." Or "The kind of freedom you want is immoral,"
or "The government is more powerful than you are," or "You
have to accept the will of the majority."
There
are probably hundreds of such traps, but I've reduced those that I've
seen to fourteen basic types.
It's
very easy to get caught in a trap. The truisms are repeated so often
they can be taken for granted. And that can lead to acting upon the
suggestions implied in themresulting in wasted time, fighting
inappropriate battles, and attempting to do the
impossible.
Traps can lead you to
accept restrictions upon your life that have nothing to do with you.
You can unwittingly pay taxes you don't have to pay, abide by
standards that are unsuited to you, put up with problems that aren't
really yours.
Traps are assumptions
that are accepted without challenge. As long as they go unchallenged,
they can keep you enslaved. That's why it's important that we
challenge them in the following pages. I think you'll find that most
of them have no more substance than ancient clichés such as
"The world is flat."
If
you're not free now, it's very likely that you've accepted some of
these traps. And you probably haven't known of a number of
alternatives that could get you out of your restrictions without the
pain and effort that you might have assumed would be
necessary.
As we look at these traps
and alternatives, I hope you'll become aware of the unlimited number
of avenues open to you. You possess a tremendous amount of control
over your situationcontrol that's disregarded when you focus
attention upon the people who seem to stand in your way.
YOUR FREEDOM
Most
books dealing with freedom present an involved plan that depends upon
the support of other people. These usually urge you to pass the book
on to others, sell the idea to a great many people, and gain the
support of the public in order to be free.
This
isn't that kind of book. If you were holding the only copy of it, and
if no one else could read it or accept its conclusions, the ideas
would still be useful to you.
We'll
be dealing only with your freedom. Whether the ideas would work for
others is unimportant; what you have to decide is whether they can
work for you.
You won't have to
convince anyone else of anything. Every idea in the book will depend
solely upon your own action.
I can
assure you that I didn't achieve my freedom through long hours,
articulate oratory, or mysterious powers of persuasion. And yet I am
free.
More than for any other
reason, I'm free because I've chosen to live that way. I've
concentrated upon the things I control, and used that control to
remove the restrictions and complications from my life.
As
a result, I'm now free to live my life as I want to live it. Despite
all-time high taxes, I pay ridiculously few taxes. Despite my
irregular life style, I live my own life without interference from
society.
Every day of my life is
mine to use as I see fit. My time isn't committed to the state, to
society, to a treadmill, or to fruitless relationships with people
with whom I have nothing in common. I have no fear that the phone
will ring any moment to tell me of something new I "must"
do with my time.
I haven't needed to
hide my head in the sand to achieve this. I have valuable
relationshipspersonal, professional, and romantic. I make far
more money now than I did when I was restrictedand it takes
far fewer hours to make it.
I'm
involved with people who add to my life, and I'm independent of those
who would take from it.
My life is
of little importance to you, however, and this book is not an
autobiography. The title was chosen to let you know that at least one
person has accomplished the freedom you seek, and that it can be done
without changing the nature of the world. The attention will be
devoted to your freedombut the principles and ideas presented
will be those that brought freedom to me.
In
the process, it's important to recognize that you will make all the
decisions yourself. I can't tell you how to live, nor can I tell you
what you "must" do to be free. Instead, I can suggest
dozens of opportunities from which you can choose. And I can point
out the various traps that may be enslaving you now.
You
will then have to decide for yourself how you'll use these
suggestions. If the ultimate decisions aren't made by you, you could
never act with the conviction and purpose necessary to achieve your
objectives. You have to decide what you're going to do and,
above all, you have to know why you're doing it. Otherwise,
plans and hopes are meaningless, temporary resolutions, to be shelved
the first time anything happens to interfere.
So
please don't gain the impression that I'm telling you how to live.
You have to decide how you're going to live. There will be
scores of suggestions made in this bookand you'll have to
decide which ones you can accept and can act upon. If I write with
passion and urgency in places, don't assume that I'm demanding a
specific course of action from you; the greatest urgency will be in
encouraging you to make the decisions for yourself.
LET US BEGIN
In
the first section we'll look at the numerous traps that enslave
people, the multitude of assumptions that people accept without
challenge, the many restrictions upon one's life that need not exist.
It's interesting to see how empty are many of those assumptions when
looked at closely. At the end of that section, I hope it will be
obvious to you why you aren't free now.
The
second section will offer specific alternativesways of being
free of the things that may be enslaving you, whether they be
government, bad relationships, social restrictions, the treadmill,
family problems, whatever.
The third
section will include techniques that can be used to make the
changeover from a non-free life to a free life. There are numerous
ways to release yourself from the complicated problems that seem to
demand that you remain in permanent bondage.
But
we must keep things in their proper sequence; otherwise, the
techniques will be useless. Until you know why you're enslaved and
what you have to work with, the alternatives will offer little
help.
It all begins with you,
because you're the person who has to make you free. So it would serve
little purpose to construct an image of an ideal person and hope to
make you conform to that image. My suggestions can work only within
the context of who you are and what you're capable of
doing.
Freedom is the opportunity to
live your life as you want to live it.
Most
of the rest of the world will remain unfree during the rest of your
life. Most people will continue to lead what Thoreau called "lives
of quiet desperation"1paying high taxes,
bowing to social pressures, working long hours with little to show
for them, never having the time to do what they want to do, resigning
themselves to loveless compromises that masquerade as
marriages.
Fortunately, that doesn't
have to be your life.
Even in an
unfree world, you can be free.
1.
Henry David Thoreau, Walden, p.22
What
do you suppose will satisfy the soul,
except to walk free and own
no superior?
WALT WHITMAN
It is not recognized in
the full amplitude of
the word that all freedom is essentially
self-
liberationthat I can have only so much free-
dom
as I procure for myself by my ownness.
MAX STIRNER
THERE
ARE TWO IDENTITY TRAPS: (1) the belief that you should be someone
other than yourself; and (2) the assumption that others will do
things in the way that you would.
These
are the basic traps, of which many others are variations. In the
first trap, you necessarily forfeit your freedom by requiring
yourself to live in a stereotyped, predetermined way that doesn't
consider your own desires, feelings, and objectives.
The
second trap is more subtle but just as harmful to your freedom. When
you expect someone to have the same ideas, attitudes, and feelings
that you have, you expect him to act in ways that aren't in keeping
with his nature. As a result, you'll expect and hope that
people will do things they're not capable of doing.
WHO ARE YOU?
Let's
begin by recognizing what we know about you.
We
know that you are different. You're different from everyone
else in the world.
Just as no two
persons' fingerprints are identical, no two people are identical in
terms of their knowledge, understanding, attitudes, likes, and
dislikes.
Your knowledge is the
result of your experienceswhat you've done and seen and heard,
where you've been, whom you've known, and what you've learned from
them. No one else has lived that life and experienced all the same
things.
Your ways of interpreting
what you see are also unique. What you consider to be logic or common
sense will vary in some way from another person's logic.
As
a result, you see and interpret and react to what goes on around you
differently from anyone else.
That's
not hard to see. And yet the root of the identity problem is that
most individuals are oblivious to these differences. They assume that
all people want the same thingsor that they should want
them. They expect everyone to respond in the same way to the same
things. They assume that what one person or elite group sees and
accepts should be accepted by everyone.
This
can range from one person expecting another to enjoy the movie he
enjoys to the individual who's upset if everyone doesn't go to
church.
All individuals are
different. Each one has his own identitywith his own
knowledge, understanding, perception, and attitudes. You're in the
Identity Trap when you overlook these differencesand that can
get in the way of your freedom.
You
are you and only you. You live in a world of your own, composed of
your own experience. You can't be someone other than who you are.
CONSEQUENCES
What
else do we know about you?
We know
that you act in ways you think will bring particular consequences to
you. You eat a sandwich because you expect it to taste good or to
relieve the hunger in your stomach. You work in order to be paid
money you can spend, or because you enjoy the work. You turn the
ignition key in your car in order to start the engine.
In
some cases, you carefully think out your actions. In other cases, you
act from habit; you rely upon previous experiences and assume that a
given action will produce the desired effect.
In
every case, however, you're acting in ways that you think will bring
you the consequences you want. And you avoid doing things that
you think could bring consequences you don't like.
IDENTITIES
As
you do this, you recognize the identity of each thing you deal
with; you use it in a way that's consistent with its nature.
For
example, a stone is called a stone because of certain characteristics
that distinguish it from what we call a peanut-butter sandwich. You
can't eat a stone; but, because of what it is, you can use it
to build something. In the same way, you can't swim in a tree, but
you can use the tree for shade or for firewood.
To
get what you want, you determine the nature of the things you must
deal with. Certain things can produce certain effects and no
othersthat's outside your control. What you do control
is your choice of things that will be the appropriate means to the
end you seek.
A human being has
characteristics that distinguish him from a stone or a tree or a
sandwich. So you don't expect a human being to be a stone or anything
else.
And just as each stone is
different from every other stone, so are human beings different from
one another. You have to recognize those differences in order to be
able to deal with people in ways that will bring you the consequences
you want.
Each person will act in
keeping with his own identity. This means he'll be bound by the
limits of his own knowledge and experienceeven if he wishes he
weren't. To expect him to act otherwise is to fall into the Identity
Trap and hope for something that can't be.
You
can't entrust your investments to an individual who knows nothing
about money. You can't expect a knowledge of chemistry to be used by
someone who's never seen a test tube.
Neither
can you assume that someone will do what you've decided is right.
You've decided it from your unique knowledge and
interpretations; he acts from his knowledge and his
interpretations.
You're in the
Identity Trap when you assume an individual will react to something
as you would react or as you've seen someone else
react.
You could make everyone else
be, act, and think in ways of your choosing if you were God. But you
aren't. So it's far more useful to recognize and accept each person
as he isand then deal with him accordingly.
You
can't control the natures of other people, but you can control how
you'll deal with them. And you can also control the extent and
manner in which you'll be involved with them.
The
paradox is that you have tremendous control over your life, but you
give up that control when you try to control others. For the only way
you can control others is to recognize their natures and do what is
necessary to evoke the desired reactions from those natures. Thus,
your actions are dictated by the requirements involved when you
attempt to control someone else.
Everything
you do will produce an effect or consequence of some kind. The
consequences you get will depend upon the identities of things and
people and how you deal with them. To be able to predict those
consequences depends upon your ability to perceive the true
identities of things and people.
TRUTH
So
the factor of truth becomes important. You want to see things
truly so that you can deal with them properly. Whenever you fail to
see something as it is, you'll expect a result from it that's
different from what will occur.
Sometimes
a thing turns out to be different from what you'd thought it was. A
comparison of the first impression with later impressions can show
that the earlier view was insufficient and somehow distorted. So in
terms of possible later discovery, all current knowledge is
incomplete, or will be enlarged later.
You
can see this easily with regard to people you meet. Your first
impression may be generally correct, but it often proves later to
have been superficial or incomplete. And as a result of later
knowledge, you sometimes change your ways of dealing with
them.
In addition, you don't have
the time to discover everything that might be relevant about a given
situation. You have to make assumptions. And that can lead to reading
into things what you expect to find. You can be so sure something is
going to be a certain way that you don't notice that it
isn't.
For many reasons, your
perception won't always be accurate. And as you interpret what you
see, your logic may not always be flawless; you might not draw all
the proper connections.
This means
you view things subjectively1colored by your
own unique perception and interpretation. And other people view
things just as subjectively.
Not
surprisingly, arguments develop over the "truth" of a given
situation, since each person sees things in his own unique way. Very
often, however, those arguments miss the point. Truth isn't an end in
itself. It's always a means to an end.
The
purpose of knowing "truth" is to be able to make it work
for you. You need the truth in order to deal with things as they
are and get predictable results from them.
The
specific application for which you need the truth might be different
from another person's. You may want to know the truth of a particular
mechanical cause-and-effect relationship so you can fix your car.
Another person may want that knowledge in order to build a bomb. And
someone else may want it just to maintain his image as a learned
man.
The uses may vary, but the
principle is always the same: You want the truth so you can use it to
produce a consequence that you want.
Truth
is information that leads to predictable results. So if your
understanding of the truth works for you, it is true enoughso
long as you're prepared for the possibility that the addition of
other factors may alter the cause-and-effect relationship.
Your
ability to get what you want depends upon these considerations: how
clearly you recognize the identity of each thing and person you deal
with, how well you isolate the relevant factors in any
cause-and-effect relationship, and how well you allow for the
possibility that other factors might alter the relationship.
HAPPINESS
You
act in ways you believe will produce the consequences you want. But
why do you do that? What is it you're trying to
accomplish?
1.
In most cases, I use words as they're commonly defined; in a few
cases,
I've redefined words to make
them more explicit. Most key words in this
book
will be defined as they're introduced. If you're not sure what
I
mean by a word, check the Glossary
on page 359.
You may
decide that your goal in life is a good marriage, fame, wealth, or
any number of other things. But each of these things is only a means
to a further end.
For example, let's
suppose you've decided you want a new car. Why do you want
it?
It may be that you expect to be
free of the mechanical problems that bothered you with the old car.
Or you may expect to receive more respect with a new car. Or you may
expect driving to be more enjoyable.
Whatever
the reason, it's a means to a further end: You believe that getting a
new car will lead to a greater feeling of well-being. You
believe you'll feel better with the new car than you would without
it.
Of the many ways you could spend
the money, you believe that getting the car will produce more mental
well-being for you than any other alternative will produce. You may
have to forego some other purchases to do it, but you think that
those other things won't provide the well-being that a car
would.
In everything you do, with
the knowledge and insight at your disposal, you choose what you think
will give you the most well-being and the least mental discomfort.
The objective is what is usually called happiness: the feeling
of well-being.
Happiness isn't a new
car, fame, a good marriage, wealth, or a warm blanket. Those are
things. Happiness is what you feel inside of you as a
result of the things that happen to you.
Happiness
might be produced by a good marriage, fame, a new car, or a
warm blanket. For some people, happiness occurs as a result of doing
favors for other people; for others, it results from bringing about
social reforms; for still others, it comes from believing they've
outsmarted someone. It might come from a big meal, sexual
intercourse, music, art, dancing, singing, working, kissing,
studying, gardening, resting, etc. These are things that might make
an individual feel good.
It's also
possible for any of those things to make one feel unhappyor
feel nothing at all.
Whether you
will be happy, unhappy, or indifferent at any given moment depends
upon who you are and what happens to you. You can't simply decide to
be happy and suddenly feel a gust of mental well-being. If you're not
happy at any given time, it's because of what is happening to
you.
Happiness is an emotion, an
involuntary reaction to what happens to you. And unhappiness is an
involuntary feeling of discomfort as you react to things that don't
suit your nature.
To change your
mental state from unhappiness to happiness requires that you change
your circumstances. And this is why you do thingsto
bring about the circumstances that will make you
happier.
Everything you do is
motivated by the desire to feel as much happiness as possible and to
eliminate mental discomforteither in the short term or the
long term.
For example, you may work
hard at your career for many years because you feel "it will all
be worth it someday"meaning it will enable you to do the
things that will make you feel good. Or perhaps the pursuit itself
makes you feel better than anything else you've considered.
Or
you may do certain things because you're afraid that if you don't
do them you'll feel bad. You may lend money to your relatives
only because you'd feel guilty if you didn't. Or you might go to
church each week because you'd feel irreverent if you didn't.
A
positive decision is one in which you choose among
alternatives to maximize your happiness. An example would be deciding
whether you'll be happier going to a movie or a football game.
A
negative decision is one in which you choose among
alternatives to minimize your unhappiness. An example would be
deciding whether to let your roof leak or to deplete your savings
account to get it fixed. Neither choice will increase your happiness;
you're trying to decide which choice would be the least
unpleasant.
A free man spends most
of his time making positive decisionschoosing among attractive
alternatives.
Most people, however,
spend most of their time making negative decisionsdeciding
which alternatives would be the least unpleasant, trying to keep
things from getting worse. As time passes, such a person settles for
less and less, believing that it isn't possible to be free and
profoundly happy. When you tell him there are ways to break out of
the pattern, all he can see is that to do so would cause more
unpleasantness.
There are ways
to break out of such patterns, however, and many of those ways will
be suggested as we proceed.
YOUR IDENTITY
What
makes you happy will depend upon your own personal naturewhich
is different in many ways from that of any other human being. To try
to find happiness by doing what seems to make others happy is to fall
head first into the Identity Trap.
Others
can suggest what you "should" do, or what "ought"
to make you happy, but they will often be wrong. You have to
determine for yourself who you are, what makes you happy, what you're
capable of doing, and what you want to do. Be open to
suggestions, but never forfeit the power to make the final decision
yourself. Only then can you act in ways that will bring you
happiness.
You're in the Identity
Trap when you let others determine what's right or wrong for youwhen
you live by unquestioned rules that define how you should act and
think.
You're in the Identity Trap
when you try to be interested in something because it's expected of
you, or when you try to do the things that others have said you
should do, or when you try to live up to an image that others say is
the only legitimate, valid image you're allowed to have.
You're
in the Identity Trap if you allow others to define labels and impose
them upon yousuch as going to PTA meetings because that's what
a "good parent" is supposed to do, or going to visit your
parents every Sunday because a "good child" would never do
less, or giving up your career because a "good wife" puts
her husband's career first.
You're
in the Identity Trap if you feign an interest in ecology to prove
your civic interest, or give to the poor to prove you aren't selfish,
or study dull subjects to appear to be "intellectual."
You're
in the Identity Trap if you buy a Cadillac to prove you're
successful, or a small foreign car because your friends are
anti-Detroit; or if you shave every day to prove you're respectable,
or let your hair grow long to prove you don't conform.
In
any of these ways, you allow someone else to determine what you
should think and be. You deny your own self when you suppress desires
that aren't considered "legitimate," or when you try to
appear to be having fun because everyone else is, or when you settle
for a certain life because you've been told that's all you should
expect in the world.
And you're in
the Identity Trap when you allow others to convince you that you
don't even have a right to challenge these things.
When
you take these various assumptions for granted, you're denying your
own identityan identity that's crying out to be expressed in
ways that could bring you a great deal more happiness.
No
cosmic judge has declared, "Thou shalt be a good son," or
"Thou shalt be a successful businessman," or "Thou
shalt be a good wife and mother." You have chosen,
perhaps carelessly, the identities you try to live up to.
No
one can tell you what identity you should have. But we
can discuss some ways to look inside yourself to discover the
identity that's naturally yours. Only then can you act consistently,
purposefully, and in ways that will bring happiness to you. And every
artificial identity that you cast off will bring more freedom to
you.
Instead of taking for granted
assumptions about what you "should" be, start from the
insidefrom inside of you. Find out who you arethat
unique collection of feelings, desires, perceptions, and
understanding. Respect what you see in yourself.
Then
look at the world and decide what you can have that would ignite your
nature into real happiness. And then figure out how you can make it
happen.
We'll discuss later some
techniques of this self-exploration. If done with energy and honesty,
it can be one of the most important, rewarding, and exciting tasks
you can undertake.
Let it all come
from within you. Don't try to identify with an ideal person, a label,
or a code that others think is best for you. They aren't you; they
can't make your decisions for you.
THE IDENTITIES OF OTHERS
At
the same time, you can waste precious time when you ignore the
individual identities of other people. They aren't you; you can't
expect them to be.
When you misread
someone's identity, you expect from him what he can't provide. You
can't make a stone catch fire; neither can you make someone be
something he isn't.
You're in this
form of the Identity Trap if you expect your wife to act in certain
ways because your mother acted that way or when you assume someone
will see the same logic you see, or if you expect an atheist to
accept the principles of Christianity.
It's
so easy to slip into the Identity Trap when dealing with people. You
can meet someone who has qualities you enjoy, but then find it hard
to accept his drawbacks when they become evident. You wish that
somehow the values could stay and the limitations disappear.
And
that can tempt you to try to change him, so that he'll be everything
you want. Unfortunately, however, you'll most likely be frustrated in
the attempt.
This doesn't mean that
no one ever changes. People constantly change as they acquire new
knowledge and discover new alternatives. But each person changes in
harmony with his own nature, in keeping with his own desires for
change and growth, in ways that make sense to him.
Recognize
each person you deal with as a different, distinct, individual
entity, and you won't have identity problems. Try to avoid labeling
individuals and then expecting them to live up to your
labels.
You can decide for yourself
which of the people you meet have the most to offer to you and
develop relationships with them, based upon the compatible values
between you. The alternative is to throw away your precious life
trying to change others, to make them see what you see, to make them
into what you want them to be.
Each
individual seeks happiness for himself in the way that his
knowledge and perception indicate to him. He isn't you; don't
expect him to be.
AVOIDING THE TRAP
There
are four basic principles whose recognition can help to avoid the
Identity Trap:
1. You are a
unique individualdifferent from all other human beings.
No one else has the exact same nature that you have; no one else
reacts to things in exactly the way you do. No one else sees the
world exactly as you do. No one can dictate what your identity should
be; you are the best qualified person to discover what it
is.
2. Each individual is
acting from his own knowledge in ways he believes will bring him
happiness. He acts to produce the consequences he thinks will
make him feel better.2
3.
You have to treat things and people in accordance with their own
identities in order to get what you want from them. You don't
expect a stone to be a fish. And it's just as unrealistic to expect
one person to act as someone else does. You don't control the
identities of people, but you can control how you deal with
them.
4. You view the world
subjectivelycolored by your own experience,
interpretation, and limits of perception. It isn't essential that
you know the final truth about everything in the world; and you don't
have the resources to discover it.
Instead,
the test to be applied to any idea is: does it work? Does your
identification of things lead to the consequences you expect? If it
does, what you've perceived was true enough for that situation. But
recognize the context of the situation and be skeptical when
generalizing from that test to draw broader conclusions.
These
observations can help to keep you out of the Identity Trap. You don't
have to try to live a life that isn't yours. What others say you
should be is based either upon what they are or upon the way they
feel you'd be of more value to them. Neither can be a valid basis for
determining how you should live your life. They're doing and saying
what makes them happy, and their conclusions are drawn from
their own limited, subjective experience.
2.
I could use up pages answering every possible exception to this
princi-
ple: suicide, masochism,
altruism, etc. In every case, I come to the same
conclusion:
The individual feels that his actions will provide more
mental
well-being or less mental discomfort than anything else he
can
think of. To test this
conclusion, just ask yourself how the individual
would
feel if you were to interfere with his wrist-slashing, getting
his
daily beating, or doing "good
works."
You are what
you are. And it will be up to you to discover what that is. I'll help
you in every way I can in this book, but the decisions will be up to
you.
The Identity Traps are the
belief that you should live in a way determined by others and the
assumption that others will react to things as you would. These two
traps are the most basic of all traps.
They
might seem terribly obvious to you. If so, goodbecause the
other traps are much less obvious, and many of them are subtle
variations of these two.
None of
them has to affect your life if you hold to the realization that
you're a unique individual, a "first" in the world, one
who'll have to determine for himself what will bring him
happiness.
If that principle seems
far removed from the problem that led you to this book, I hope to
show you shortly that this is the foundation necessary to free
yourself of any restriction.
Until
you discover and accept yourself fully, you won't have the conviction
or the courage to be free.
As
soon as you trust yourself, you will know how to live.
JOHANN
WOLFGANG VON GOETHE
Nature, to be commanded, must be
obeyed.
FRANCIS BACON
3
The
Intellectual
and Emotional Traps
TO
BECOME FREE requires a well-conceived plan of action. It can't be
achieved by occasional spur-of-the-moment hunches. To be free, you
must know what you're doing and why. Otherwise, slight
setbacks can cause you to discard your plans and give up.
The
two traps covered in this chapter affect the what and why
of your actions. When you're in the Emotional Trap, you don't
knowin any long-term waywhat you're doing. And
when you're in the Intellectual Trap, the why is lost.
THE FIRST TRAP
The
Intellectual Trap is the belief that your emotions should conform to
a preconceived standard. This, of course, is a variation of the
Identity Trap, for it's an attempt to make yourself be something you
aren't.
You're in the Intellectual
Trap when you try to deny your bad feelingssuch as hate, fear,
jealousy, or guilt. Or when you hold back tears because "crying
isn't manly."
You're in the
trap when you try to deny good feelingssuch as
infatuation for someone who's "beneath you," or enjoyment
of something that's frowned uponor when you try to make
yourself feel good about someone or something that doesn't make
you feel good.
You're also in the
trap when you believe you should be happy simply because you're doing
what you've been told will make you happy.
A
good example is the businessman who has to keep reminding himself
that his $40,000-a-year job and carpeted office are what he's always
wanted. Or the woman who keeps telling herself she must be
happy, now that she finally has a husband, four children, and a home
in suburbia. Each of them is living a life he's been told should
make him happy; but if it doesn't, he attempts to make his
emotions respond.
The Intellectual
Trap is an attempt to regiment your emotions so that they'll react
according to an intellectually determined standard.
An
emotion is an involuntary response to something that happens.
It isn't intentional; you can't command yourself to feel something.
But when it happens, your body reactsa warm prickling at the
back of your neck, or a twist in your stomach, or a tightening of
your chest. And there's usually an urge to express yourself
outwardlythrough laughter, tears, talk, hitting or hugging
someone.
These are emotions or
feelings (I'll use the two words interchangeably)involuntary
reactions to something that happens. The two basic emotions are
happiness and unhappinessthe feelings of mental well-being and
mental discomfort.
Other emotions
are variations of those two. Positive emotions include love,
affection, self-satisfaction, pride, anticipation of pleasure, any
form of the glow we call happiness. Negative emotions include fear,
hate, disappointment, sorrow, jealousy, guilt, any kind of mental
discomfort.
Happiness is the object
of your actions, the consequence you seek when you act. But it's
important to remember that happiness is an emotion. You can't
turn it on at will. You feel it as an involuntary response to the
conditions in your life at a given moment.
Your
emotional nature (like almost everything about you) is unique. What
makes someone else happy might be interesting, curious, even
fascinating to know; but it doesn't tell you what would make you
happy.
You can't find happiness
by telling yourself to "be happy." Nor can you find it by
doing the things that others have said make them happy. Nor can you
find it by telling yourself that a "good" man or a "moral"
woman or a "rational" person would be happy doing a certain
list of things.
To find happiness,
you must know how your unique emotional nature responds to things.
You must observe and take seriously your own emotional
reactions. For if you attempt to fit your emotions to a preconceived
standard, you lose touch with yourself and blind yourself to the most
important part of yourselfto what would make you
happy.
If you do that, there's no
reason to be surprised if doing the "good" things doesn't
produce great joy for you. Life will be relatively tasteless, gray,
and boring if you deny the very emotions that are telling you what
makes life joyous and exciting.
That
doesn't mean you have to be a slave to your emotions. You can get
into trouble by responding rashly to your feelings. The recognition
of a feeling isn't a command to act in a given way. There are
alternativesways of satisfying the emotion without getting
into trouble. But if you refuse to recognize emotions, you're
acting at cross-purposes with yourself. You're denying you.
NEGATIVE EMOTIONS
Negative
emotions can act as signals to you, letting you know that
there's an uncomfortable part of your life that needs
attention.
For example, if you feel
jealous about someone, it may mean you're not sure the relationship
you have is really right for you, and you're afraid it can be taken
from you easily. If you hate, it might mean that you've made yourself
vulnerable to someone whose desires are in conflict with yours, and
he's using that power in ways that hurt you. And if you're afraid,
you may have put yourself in a dangerous position you're not equipped
to handle.
To deny those emotions
will leave the problem unsolved and make them more likely to recur in
the future. You can't wish away negative emotions; but if you
recognize them, you can take steps to eliminate them.
To
acknowledge your discomfort doesn't obligate you to act on the urge
that accompanies it. What you do about the situation is a separate
matter; there are usually several alternatives.
To
be jealous doesn't mean you must restrict your lover's activities. To
hate doesn't mean you have to attack. To be afraid doesn't mean you
have to run (although that may sometimes be the best course of
action).
Another way of denying your
emotions is to convince yourself you won't be afraid in a given
situation. You dive into it, "knowing" you should be able
to handle it, and create more problems for yourself. Your mind is
clouded by the fear you were determined not to feel, and you can't
handle the situation effectively.
You
can't be something you aren't. Don't tell yourself you can do things
if your experience tells you that you can't. First, you'll have to
increase your ability to deal with such situations; and that takes
more than false confidence.
Don't
try to deal coolly with an individual whose presence always
infuriates you. Recognize your reaction and find a way to deal with
him that doesn't require a confrontation. Or better yet, arrange
things so you don't have to deal with him at all.
This
applies especially to critical matterscases where you have a
great deal to lose by getting into something you can't handle. Don't
try to stand up to your employer if you always go to pieces when you
walk into his office.
In smaller
matters, you can afford to be more adventurous. You can use easier
situations to test and enlarge your capabilities, so long as you
recognize and accept the risks involved.
POSITIVE EMOTIONS
It's
just as damaging to deny your positive emotions. Certain things that
please you may be frowned upon by your friends or associates. But so
what? Your happiness is the object of your actions; what
difference does it make that others happen to have some ideas of what
is "correct"?
If you like
country music more than symphonies, why deny it or feel
self-conscious about it? If you prefer watching TV to reading
Shakespeare, so what? Don't be intimidated by common intellectual
standards; they're of no importance compared to your own
reactions.
I know it can be easy to
be frightened by an emotion if it seems to threaten your present way
of life. You can even have an emotional reaction to an emotional
reaction.
For example, it may bother
you if you're attracted to a woman other than your wife. You may feel
that since you're married, you're going to stay married, and that you
don't want anything to interfere with that. But the recognition that
you feel something for another woman isn't a command that you get a
divorce or commit adultery. It can be a signal to alert you to
deficiencies in your marriage-things you're missing. Make use of the
signal; look for ways to fill in what's missing within the context of
your marriage.
That a married person
must be monogamous in mind as well as in action is simply one more
example of an intellectually determined standard. If your best friend
says that he never even notices another woman, that's not an
indication of what you should expect of yourself.
Your
emotions can also be signals that it's time to re-examine your
existing values. Perhaps they're alerting you that you've
inadvertently moved away from your own best interests.
Your
positive emotions are the seeds of a tastier life. They're trying to
tell you how you can be happy. If you ignore them, suppress them, or
deny them, you lose the vital guideposts that could lead you toward
happiness.
Most people are capable
of profound, rich emotions; they have the potential for deep and
lasting happiness. But they've tuned themselves out in an attempt to
be what they've been told they should be. It's not surprising that
they can't really imagine lasting happiness.
IN THE TRAP
You're
in the Intellectual Trap any time you try to censor your emotions so
they'll conform to an intellectually determined standard, no matter
how plausible the standard.
You're
in the trap when you believe you shouldn't feel warmly toward someone
you've been told to dislike. Or when you decide you should admire
someone whom "everyone knows" is a great man. Or when you
believe you should love your mothereven if there's nothing
lovable about her.
You're in the
trap when you continue to do something long after you've stopped
enjoying it, or if it's something you never enjoyed much to begin
with, or if you're bored by most everything you do.
If
you find that you don't feel enthusiastic about anything, it
may be because you've lost touch with your emotionsthe source
that can tell you what would bring excitement to your life. That's
where you must look for the answer.
If
you deny your feelings, all the intelligent thinking and planning in
the world won't lead to happiness.
THE EMOTIONAL TRAP
The
Emotional Trap is the belief that you can make important decisions at
a time when you're feeling strong emotions. It's the reverse side of
the Intellectual Trap.
Not only do
you feel; you think. Thinking is the conscious,
deliberate, volitional attempt to perceive identities and utilize
them. You can think to observe, to identify, to create, and to
establish the conditions necessary for your happiness. Your thinking
and action create conditions to which you respond
emotionally.
You think in
order to be able to feel happiness.
Thinking
is the means; feeling is the end.
Your
emotional responses tell you what things make you happy and unhappy.
But at the moments when you feel strong emotions such as hate,
infatuation, anger, or excitement, your thinking is usually clouded.
The Emotional Trap is the belief that you can make important
decisions at such a time. That's the time when you're least likely
to recognize all the alternatives and consequences.
For
example, you're in the Emotional Trap if you decide to propose
marriage because of a sudden infatuation. Or if you decide to quit
your job while engulfed by anger at your boss or associates. Or if
you decide to respond to sexual arousal in ways you've already
realized could cause trouble for you.
These
emotions are very real and must be recognized. But you can't make the
best decision at the moment you're engulfed by them. You're bound to
overlook many important considerations.
If
you're infatuated with someone, enjoy it; revel in the glow
for all it's worth. But don't try to make important long-term
decisions at such a time. Can you imagine how many disastrous
marriages are the result of such passing glows?
If
you're enraged about your job, go off by yourself, relax, and wait
until your mind clears. Then consider all the ramifications.
You might still decide to resign if you believe such moments of anger
are too high a price to pay for your income. But if so, you'll have
decided at a time when you're equipped to do soand you'll be
better able to stick by your decision.
If
you've decided that certain types of sexual encounters could cause
trouble for you, respect that decision. You can't reopen the case
intelligently when you're breathless with excitement and the boss's
wife is about to "change into something more comfortable."
Tomorrow morning you can re-examine the rules and the possible
consequences involved. You might decide then to change your values,
but you may also remember a number of good reasons why you made your
original decision.
I've found that
it's a good rule to never make an important decision when your
emotions are in control. I try to program myself in advance to
remember this rule when I need it. When I'm in an emotional state
(either positive or negative), I try to keep just enough intellect
working to tell me one thing: don't decide now. I wait until
I've relaxed and can think more clearly.1
THE EXPANDING CYCLE
Unfortunately,
many people act upon their emotions the moment they arrive. Such a
person doesn't want to take the time to recognize all the
considerations involved. Afterward, he may have to pay an extremely
high price for a brief episode of happiness.
I
once knew a woman who was basically quite intelligent, but her blind
spot seemed to be this urge to act before recognizing the
consequences. She hastily married a man who was exciting but not
compatible with her. When things went poorly in the marriage, she
suddenly "knew," that a baby would bring them closer
together.
1.
The word intellect will be used interchangeably with thinking,
in the
same way that emotion
and feeling are being used synonymously.
She
stayed in that mood long enough to get pregnant. Needless to say, the
baby only complicated matterscreating financial crises to go
with their other problems. I'll skip over a few of the other crises
and hasty decisions until we get to the third baby.
By
that time, she knew she was in the wrong place. When she finally got
out of the marriage, she had three children, no income-producing
skills, and was dependent for child support on an unreliable
man.
That led to another loveless
marriage as a "final solution" to her financial problems.
That didn't work either, of course, but it was even harder to get out
of.
As I said, she was basically
intelligent. But she was unable to program herself to avoid important
decisions when her emotions were dominant. There were always other
alternatives to her actions, but she could never see them at the time
of decision. Eventually she came to feel that life itself was cruel,
that other people were causing her problems, and that it was unfair
to demand a high price of her when she was the one who was being
mistreated. To her, freedom was a joke.
She
reached the point where there was no way she could support herself
and the children, so she finally let her first husband have custody
of them. Because she loved them, she paid a terrible price for the
rash decisions she'd made in the past. Each time she'd made one of
those decisions, she was sure she was escaping a difficult price,
while in reality she was only adding to the price she'd have to pay
someday.
IN THE TRAP
The
Emotional Trap is typified by the assumption that one's feelings of
the moment will be permanent. This inspires actions that produce
consequences that still have to be dealt with after the feelings have
passed.
You're in the Emotional Trap
whenever you promise favors to friends or family in a glow of
affection but regret your promises later. Or when you lose more money
than you can afford in the stock market because it's fun to act on
hunches. Or when you buy an $8,000 piano you don't know how to play
because the idea suddenly excites you.
Immediate
pleasures can turn into permanent pains when you act as if the
emotions of the moment are all the information you need to consider.
You're ignoring consequencesincluding the possibility that
what you feel now may change.
You're
not likely to get entangled in the Emotional Trap if you recognize
your emotions, respect them, create plans to satisfy them, and carry
out those plansalways allowing for changes in you, as
well as in the world.
INTELLECT AND EMOTIONS
Your
intellect and your emotions are both essential, real
parts of you. Each has a function; neither can be disregarded if
you're to get what you want in life. To deny either of them is to
fall into one of the traps.
You're
in the Intellectual Trap if you let your intellect tell you what you
should feel.
You're in the Emotional
Trap if you let your emotions make important decisions for
you.
Both traps lead to
trouble.
You have to know what
you're doing and why. The Emotional Trap blinds you to what you're
doing because you can't see the consequences clearly. And the
Intellectual Trap cuts you off from the only important why
connected with your actionsknowing that what you're doing
will lead to what you know will create happiness.
To
achieve genuine, durable happiness, you have to recognize your
emotional nature and intelligently think ahead to create situations
that will trigger happy emotions from your unique nature.
Then,
when your plans have produced what you wanted, you can disregard
your intellect, relax, and just feel. You'll be able to act
spontaneously within that context because you've eliminated any
possibility of bad consequences.
Then
you can allow yourself to be engulfed in a flow of genuine
positive emotions.
And that's what
makes life worth living.
No
one has ever talked himself (or anyone else) out of an
undesired
emotion by hurling insults
or by delivering a moral lecture.
NATHANIEL
BRANDEN
THE
MORALITY TRAP is the belief that you must obey a moral code created
by someone else.
This trap is a
variation of the Identity Trap in that it leads you to try to be
something other than yourself. It's an easy trap to get caught in and
an easy way to lose your freedom.
Morality
is a powerful word. Perhaps even more powerful is the word
immoral. In an attempt to avoid being labeled immoral, many
people allow themselves to be manipulated by others.
WHAT IS MORALITY?
At
the same time, the concept of morality is very vague. What is it?
Where does it come from? What purpose does it serve? How is it
determined?
My dictionary defines
morality as "Moral quality or character; rightness or
wrongness, as of an action." Well then, let's refer to the
definition of moral, which is: "Related to, serving to
teach, or in accordance with, the principles of right and
wrong."
Now we're getting
somewhere; all we need is a definition of right. And I suppose
you can guess what that is: "In accordance with justice,
law, morality, etc."1
1.
Webster's New World Dictionary of the American Language, 1966
edition;
World Publishing Company,
New York.
Unfortunately,
this definitional merry-go-round is typical of the common
understanding of morality. You should do something because it's
"right"but by what standard?
It
seems to me that there are three different kinds of morality. I call
them personal, universal, and absolute. By looking at
each of them, I think we can get a clearer idea of what morality is
and how it can be useful in helping you achieve your freedom.
PERSONAL MORALITY
We've
seen that you act in ways that you hope will bring the best
consequences to you. And the "best consequences" are those
that bring you happiness.
You always
have to consider the consequences of your actions; they're the point
of anything you do. However, any given act will undoubtedly cause
many consequences. You may see that a particular action will
produce a consequence you want, but you might also be aware that it
could produce other consequences that you don't want.
For
example, suppose you say, "All I want is a million dollars."
Probably the quickest way of getting it would be to buy a gun and rob
the largest bank in town. If getting a million dollars were all
that mattered to you, that would be an obvious choice.
But
the million dollars isn't all you want. There are other
considerations, such as: You want to keep the money (longer
than just until you're arrested); you want to spend the money on
things you like (not on hiding from the FBI); you want to
enjoy the things the money can buy (none of which is possible in
jail).
It's unrealistic, then, to
say, "All I want is a million dollars." The money is a
means to other ends, and it has to be obtained in a way that won't
interfere with those ends. Otherwise, you might do something
(such as robbing a bank) that would make it impossible to achieve
what you really want.
The original
statement would be closer to the truth if it were phrased, "What
I want is enough money to buy the things I want and to be free to
enjoy those things and to have the respect of people I like and
without obtaining the money in a way that will interfere with other
values that are more important to me."
Since
you're always seeking numerous different goals, you try to foresee
the ways in which something immediately desirable might get in the
way of other things that are ultimately more desirable. You try to
consider more than just what's immediately in front of you. You're
placing things in a broader context.
Obviously,
you can't expect to foresee all the consequences of a given
act, but you can try to see all the significant ones. In some cases,
such as the bank-robbing example, there are obvious consequences that
immediately rule out a proposed course of action.
In
other cases, more subtle possibilities will be recognized after a few
minutes' thought. But there will also be cases in which you won't be
aware of the specific consequences until after you've acted
and begun to experience them.
CODE OF CONDUCT
Because
you can't foresee all the specific consequences of what you do,
there's a need to have some generalized rules available that can help
keep you out of situations that could be troublesome. Those rules can
be valuable if they do two things: (1) steer you away from potential
disasters; and (2) remind you of the things you must do to satisfy
your most important long-term desires.
The
basic question is: "How can I get something I want without
hurting my chances for other things that are more important to
me?"
It is this generalized,
long-term attitude that underlies an individual's basic code of
conduct. And when we speak of morality, I can't think of any other
sensible reason to be concerned about the subject. Its purpose is to
keep you aimed in the direction you most want to go.
Personal
morality is an attempt to consider all the relevant consequences of
your actions.
"Relevant"
means those consequences that will affect you. How your
actions affect others is only important insofar as that, in turn,
affects you.
A personal morality is
basic to your overall view of how you'll find happiness. It's so
important that a later chapter will be devoted entirely to questions
that can help you form such a morality for yourself.
And
it's important that you form it yourself. No one else (including me)
is qualified to tell you how to live. A realistic morality has to
consider many personal factors: your emotional nature, abilities,
strengths, weaknesses, and, most important, your goals.
Your
code of conduct has to be consistent with your goals so that you
don't do anything that would make those goals unattainable. A code
devised by someone else will necessarily be based upon the goals he
believes possible and desirable.
To
be useful, a morality shouldn't include rules for every possible
situation. It shouldn't be concerned with minor questions involving
only immediate consequences. It's devised to prevent big problems for
you and to keep you aimed toward the ultimate goals that mean the
most to you. Moral questions are concerned only with matters that
involve large consequences.
There's
a difference, for instance, between investing three dollars in a
movie that might prove to be a dud and investing your life savings in
a risky business venture. There's also a difference between tasting a
different food that's commonly eaten (such as snails) and sampling
toadstools in the forest. The first might cause a stomach ache; the
second could poison you.
A useful
morality will prevent you from doing things that might take years to
correct, while keeping you aimed in the direction of the things that
are most important to you.
And since
such matters are an outgrowth of your own personal values, it's
obvious that no one else can create your morality for you.
A
personal morality is the attempt to consider all the relevant
consequences of your actions. This is only one of three common types
of moralities, however.
UNIVERSAL MORALITY
The
second type is a morality that is meant to apply to everyone in the
world. A universal morality is one that's supposed to bring
happiness to anyone who uses it.
When
you're exposed to the ideas of someone who has apparently done well
with his own life, it's easy to conclude that he has all the final
answers. His reasoning makes sense to you; he has results to show for
his ideas. What further proof could you need to demonstrate that he
knows how to live?
He probably does
know how to livehis life. It would be foolish not
to consider the ideas such a person offers. But it would also be
foolish to expect that, as intelligent as he may be, he could have
answers that apply to every life in the world.
His
ideas have worked for him because he's been wise enough to develop
ideas that are consistent with his own nature. He hasn't tried to
live by the standards created by others; he's found his own. And
that's vitally important.
You must
do the same thing, tooif you want your code of conduct to work
that well for you. Your rules have to consider everything that's
unique about youyour emotions, your aptitudes, your weak
points, your hopes and fears.
When
you try to live by someone else's rules, you can get yourself into
lots and lots of trouble. For example, you can be told that a certain
type of action will lead to a certain emotion; and you can suffer a
lot of guilt and frustration trying to make your emotions conform to
your expectations.
Or you can spend
your life living in a way that doesn't evoke happiness from your
unique nature. And along the way, you might be encouraged to discard
the very things that could have led to genuine happiness for
you.
Or you can create problems with
others by being sure that they, too, should act by the same
code.
I've met dozens of people who
knew they were "right" about what they were doing and could
cite the authority who told them so. But not one of them seemed to be
genuinely comfortable in the lifestyle he had assumed.
The
easiest time to fall into the trap is when you're exposed to someone
whose ideas do make a lot of sense. If what he says is logical
to youmore logical than what you've heard beforethe
temptation can be very great to adopt all his ways. Someone like that
should be considered very seriously but not accepted in
toto.
A universal morality is a
code of conduct that is presumed to bring happiness to anyone who
uses it. I don't believe there can be such a thing. The differences
between individuals are far too great to allow for anything but the
most general kinds of rules.
ABSOLUTE MORALITY
There's
a third kind of morality. The first two are attempts to help you
achieve happinessone self-directed and the other coming from
someone else. The third type is the opposite of this. An absolute
morality is a set of rules to which an individual is expected to
surrender his own happiness.
There
are two main characteristics of an absolute morality:
1.
It presumably comes from an authority outside of the individual.
It comes from someone or somewhere more important than the
individual himself.
2. It proposes
that the individual should be "moral" regardless of the
consequences to himself. In other words, doing what is "right"
is more important than one's own happiness.
These
two characteristics intertwine, so we'll consider them
together.
Absolute morality is the
most common type of morality, and it can be pretty intimidating. You
can be made to appear "selfish," "whim-worshiping,"
"egotistic," "hedonistic," or "ruthless"
if you merely assert that your own happiness is the most important
thing in your life.
But what could
be more important than your happiness? It's said that an
authoritarian moral code is necessary to protect society. But who is
society? Isn't it just a large group of people, all of whom have
differing ideas concerning how one should live?
And
if an individual is required to give up his own happiness, of what
value is society to him?
It's also
suggested that God commanded that we live by certain rules. But who
can be sure he knows exactly when and how and what God said and what
he meant? And even if that could be established once and for all,
what would be the consequences to the individual if he acted
otherwise? How do we know?
And if
the code did come from God, it still had to be handled by human
beings on its way to you. Whatever the absolute morality may be,
you're relying upon someone else to vouch for its
authority.
Suppose you use a holy
book as your guide. I haven't yet seen one that doesn't have some
apparent contradictions regarding conduct in it. Those contradictions
may disappear with the proper interpretation; but who provides the
interpretation? You'll do it yourself or you'll select someone to
provide it for you. In either case, you have become the
authority by making the choice.
There's
no way someone else can become your authority; ultimately the
decision will be yours in choosing the morality you'll live byeven
if you choose to cite someone else (you've chosen) as the authority
for your acts.
And there's no way
you can ignore the consequences to yourself; a human being naturally
acts in terms of consequences.
What
happens, however, is that other people introduce consequences that
they hope will influence you. They say that your "immoral"
acts will: "prevent you from going to heaven"or
"cause other people to disapprove of you"or "destroy
society and cause chaos, and it will all be your fault."
Once
again, however, it will be you deciding for yourself whether
any of these consequences will result and whether any of them are
important to you.
The absolute
morality fails on its two important characteristics. Even if you
choose to believe there's a higher authority, you are the authority
who chooses what it is and what it is telling you to do. And since
you'll always be considering consequences, even if you try to fix it
so that you aren't, it's important to deliberately recognize the
consequences and decide which ones are important to you.
MORALITY
No
matter how we approach the subject, we always wind up at the same
place: No one can decide for you what is moral. So no matter what it
may be, you are living by a personal morality. The question is
whether or not you're acting deliberately to make it the morality
that will bring you the kind of life you want for yourself.
I'm
not suggesting that there is no right and wrong. There most assuredly
is. Right is what will bring you happiness. And wrong is
what will cause you unhappiness. The same definitions apply to the
words good and bad.
And
since there are no simple answers that can tell you what will bring
you long-term happiness, what is right isn't necessarily the
temptation in front of you at a given moment. A personal morality is
vital because it can keep you aimed in the direction most important
to you in the long-term.
You can't
successfully devise such a morality until you know who you are and
what you want. And since no one else can answer those questions, no
one else is qualified to tell you how to get what you want.
THE TRAP
I
realize that, to some people, the concept of a personal,
self-determined morality is revolutionarypossibly even
appalling. It is contrary to the absolute moralities most people grew
up with. And in addition to other decisions, you'll have to decide if
what I've said has made sense to you. Whether or not you agree with
me isn't as important to you as knowing why you believe as you
doand knowing what consequences your beliefs will
produce.
The Morality Trap is the
belief that you must obey a moral code created by someone else. If
you're acting in ways you hope will satisfy someone else's concept of
what is moral, chances are you're using an ill-suited code of
conductone that won't lead you to what you want and that may
trap you in commitments and complications that can only cause you
unhappiness. So in terms of the trap, what you do isn't as
significant as why you do it.
You're
in the trap if you hand a very important dollar to a beggar because
"it's wrong to be selfish." Or if you continue to deal
respectfully with someone who's made trouble for you because "to
forgive is divine."
You're in
the trap if you allow yourself to be drafted because "you have a
duty to your country." Or if you prohibit drinking in your home
because "it would weaken the moral fiber of society." Or if
you send your children to Sunday school even though you aren't
religious, because "you should give them a moral
upbringing."
You might have
very good reasons for any of these actions. But if you do them only
in obedience to moral clichés, you're in the Morality
Trap.
PRESSURE FROM OTHERS
There
are plenty of people who will be delighted to tell you how to live.
You'll hear the words "moral" and "immoral" often
enough.
A person who tells you to
act "morally" might have any one of a number of reasons. He
may really believe that your moral conduct is essential to the future
of the world. Or he may believe that he's God's appointed policeman.
Or he may be using morality as a weapon to pressure you to do what's
best for him. Or he may just have nothing better to do with
his time.
Whatever his reason,
remember that it's his reason. Too often, morality is used
merely as a tool by which one person hopes to manipulate
another.
Your reasons for how you
live will necessarily be your own. No one knows you as you can know
yourself. And only from that self-understanding can you hope to
create a code of conduct that will bring you the freedom and
happiness you crave.
A useful
morality should recognize that other people think differently from
the way you do. And it should provide ways of handling those
differences without bowing to the dictates of others. There are ways
of eliminating the pressure without giving inas I'll suggest
in Chapter 17.
YOUR MORALITY
You
are responsible for what happens to you (even if someone else offers
to accept that responsibility), because you're the one who'll
experience the consequences of your acts.
You
are the one who decides what is right and what is wrongno
matter what meaning others may attach to those words. You don't have
to obey blindly the dictates that you grew up with or that you hear
around you now. Everything can be challenged, should be
challenged, examined to determine its relevance to you and what you
want.
As you examine the teachings
of others, you may find that some of it is very appropriate to you,
but much of it may be meaningless or even harmful. The important
thing is to carefully reappraise any moral precept that has been
guiding your actions.
As you examine
each of the rules you've been living by, ask yourself:
Is
this rule something that others have devised on behalf of
"society" to restrain individuals? Or have I devised
it in order to make my life better for myself?
Am
I acting by an old, just-happens-to-be-there morality? Or is it
something I've personally determined from the knowledge of who I am
and what I want?
Are the
rewards and punishments attached to the rules vague and intangible?
Or do the rules point to specific happiness I can achieve or
unhappiness I can avoid?
Is
it a morality I've accepted because "someone undoubtedly knows
the reason for it"? Or is it one I've created because I
know the reason for it?
Is
it a morality that's currently "in style" and accepted by
all those around me? Or is it a morality specifically tailored to my
style?
Is it a
morality that's aimed at me and against my
self-interest? Or is it a morality that's for me and comes
from me?
All the answers
must come from younot from a book or a lecture or a sermon. To
assume that someone once wrote down the final answers for your
morality is to assume that the writer stopped growing the day he
wrote the code. Don't treat him unfairly by thinking that he couldn't
have discovered more and increased his own understanding after he'd
written the code. And don't forget that what he wrote was based upon
what he saw.
No matter how
you approach the matter, you are the sovereign authority who
makes the final decisions. The more you realize that, the more your
decisions will fit realistically with your own life.
Personal
morality is an attempt to consider all the relevant consequences of
your acts. If you think out your morality for yourself, it should
open up a better life that will be free from the bad consequences
that complicate matters.
And it
should lead you more directly to those things that bring you
happiness. Along the way, you should be able to act more freely; for
once you've looked ahead to recognize potentially troublesome
situations, you're free to act more impulsively in pleasant
circumstancesknowing there's no danger that bad problems will
ensue.
When you decide to take
matters into your own hands, someone may ask you, "Who do you
think you are? Who are you to decide for yourself in the face
of society and centuries of moral teachings?"
The
answer is simple: You are you, the person who will live with the
consequences of what you do. No one else can be responsible, because
no one else will experience the consequences of your actions as you
will.
If you're wrong, you will
suffer for it. If you're right, you will find happiness. You
have to be the one to decide.
"Who
are you to know?" It's your future at stake. You have to
know.
Freedom
comes only from seeing the ignorance of your
critics
and discovering the emptiness of their virtue.
DAVID
SEABURY
Volumes might be written
upon the impiety of the pious.
HERBERT
SPENCER
THE
UNSELFISHNESS TRAP is the belief that you must put the happiness of
others ahead of your own.
Unselfishness
is a very popular ideal, one that's been honored throughout recorded
history. Wherever you turn, you find encouragement to put the
happiness of others ahead of your ownto do what's best for the
world, not for yourself.
If the
ideal is sound, there must be something unworthy in seeking to live
your life as you want to live it.
So
perhaps we should look more closely at the subjectto see if
the ideal is sound. For if you attempt to be free, we can
assume that someone's going to consider that to be selfish.
We
saw in Chapter 2 that each person always acts in ways he believes
will make him feel good or will remove discomfort from his life.
Because everyone is different from everyone else, each individual
goes about it in his own way.
One
man devotes his life to helping the poor. Another one lies and
steals. Still another person tries to create better products and
services for which he hopes to be paid handsomely. One woman devotes
herself to her husband and children. Another one seeks a career as a
singer.
In every case, the ultimate
motivation has been the same. Each person is doing what he
believes will assure his happiness. What varies between them is
the means each has chosen to gain his happiness.
We
could divide them into two groups labeled "selfish" and
"unselfish," but I don't think that would prove anything.
For the thief and the humanitarian each have the same motiveto
do what he believes will make him feel good.
In
fact, we can't avoid a very significant conclusion: Everyone is
selfish. Selfishness isn't really an issue, because everyone
selfishly seeks his own happiness.
What
we need to examine, however, are the means various people choose to
achieve their happiness. Unfortunately, some people oversimplify the
matter by assuming that there are only two basic means: sacrifice
yourself for others or make them sacrifice for you. Happily, there's
a third way that can produce better consequences than either of those
two.
A BETTER WORLD?
Let's
look first at the ideal of living for the benefit of others. It's
often said that it would be a better world if everyone were
unselfish. But would it be?
If it
were somehow possible for everyone to give up his own happiness, what
would be the result? Let's carry it to its logical conclusion and see
what we find.
To visualize it, let's
imagine that happiness is symbolized by a big red rubber ball. I have
the ball in my handsmeaning that I hold the ability to be
happy. But since I'm not going to be selfish, I quickly pass the ball
to you. I've given up my happiness for you.
What
will you do? Since you're not selfish either, you won't keep the
ball; you'll quickly pass it on to your next-door neighbor. But he
doesn't want to be selfish either, so he passes it to his wife, who
likewise gives it to her children.
The
children have been taught the virtue of unselfishness, so they pass
it to playmates, who pass it to parents, who pass it to neighbors,
and on and on and on.
I think we can
stop the analogy at this point and ask what's been accomplished by
all this effort. Who's better off for these demonstrations of pure
unselfishness?
How would it
be a better world if everyone acted that way? Whom would we be
unselfish for? There would have to be a selfish person who would
receive, accept, and enjoy the benefits of our unselfishness for
there to be any purpose to it. But that selfish person (the object of
our generosity) would be living by lower standards than we
do.
For a more practical example,
what is achieved by the parent who "sacrifices" himself for
his children, who in turn are expected to sacrifice themselves for
their children, etc.? The unselfishness concept is a
merry-go-round that has no ultimate purpose. No one's self-interest
is enhanced by the continual relaying of gifts from one person to
another to another.
Perhaps most
people have never carried the concept of unselfishness to this
logical conclusion. If they did, they might reconsider their pleas
for an unselfish world.
NEGATIVE CHOICES
But,
unfortunately, the pleas continue, and they're a very real part of
your life. In seeking your own freedom and happiness, you have to
deal with those who tell you that you shouldn't put yourself first.
That creates a situation in which you're pressured to act
negativelyto put aside your plans and desires in order to
avoid the condemnation of others.
As
I've said before, one of the characteristics of a free man is that
he's usually choosing positivelydeciding which of several
alternatives would make him the happiest; while the average person,
most of the time, is choosing which of two or three alternatives will
cause him the least discomfort.
When
the reason for your actions is to avoid being called "selfish"
you're making a negative decision and thereby restricting the
possibilities for your own happiness.
You're
in the Unselfishness Trap if you regretfully pay for your aunt's
surgery with the money you'd saved for a new car, or if you sadly
give up the vacation you'd looked forward to in order to help a sick
neighbor.
You're in the trap if you
feel you're required to give part of your income to the poor,
or if you think that your country, community, or family has first
claim on your time, energy, or money.
You're
in the Unselfishness Trap any time you make negative choices that are
designed to avoid being called "selfish."
It
isn't that no one else is important. You might have a self-interest
in someone's well-being, and giving a gift can be a gratifying
expression of the affection you feel for him. But you're in the trap
if you do such things in order to appear unselfish.
HELPING OTHERS
There
is an understandable urge to give to those who are important
and close to you. However, that leads many people to think that
indiscriminate giving is the key to one's own happiness. They say
that the way to be happy is to make others happy; get your glow by
basking in the glow you've created for someone else.
It's
important to identify that as a personal opinion. If someone says
that giving is the key to happiness, isn't he saying that's the key
to his happiness? To assume that his opinions are binding upon
you is a common form of the Identity Trap.
I
think we can carry the question further, however, and determine how
efficient such a policy might be. The suggestion to be a giver
presupposes that you're able to judge what will make someone else
happy. And experience has taught me to be a bit humble about assuming
what makes others happy.
My landlady
once brought me a piece of her freshly baked cake because she wanted
to do me a favor. Unfortunately, it happened to be a kind of cake
that was distasteful to me. I won't try to describe the various ways
I tried to get the cake plate back to her without being confronted
with a request for my judgment of her cake. It's sufficient to say
that her well-intentioned favor interfered with my own
plans.
And now, whenever I'm sure I
know what someone else "needs," I remember that incident
and back off a little. There's no way that one person can read the
mind of another to know all his plans, goals, and tastes.
You
may know a great deal about the desires of your intimate friends. But
indiscriminate gift-giving and favor-doing is usually a waste
of resourcesor, worse, it can upset the well-laid plans of the
receiver.
When you give to someone
else, you might provide something he valuesbut probably not
the thing he considers most important.
If
you expend those resources for yourself, you automatically
devote them to what you consider to be most important. The time or
money you've spent will most likely create more happiness that
way.
If your purpose is to make
someone happy, you're more apt to succeed if you make yourself the
object. You'll never know another person more than a fraction as well
as you can know yourself.
Do you
want to make someone happy? Go to ituse your talents and your
insight and benevolence to bestow riches of happiness upon the one
person you understand well enough to do it efficientlyyourself.
I guarantee that you'll get more genuine appreciation from yourself
than from anyone else.
Give to
you.
Support your local self.
ALTERNATIVES
As
I indicated earlier in this chapter, it's too often assumed that
there are only two alternatives: (1) sacrifice your interests for the
benefit of others; or (2) make others sacrifice their interests for
you. If nothing else were possible, it would indeed be a grim
world.
Fortunately, there's more to
the world than that. Because desires vary from person to person, it's
possible to create exchanges between individuals in which both
parties benefit.
For example, if you
buy a house, you do so because you'd rather have the house than the
money involved. But the seller's desire is differenthe'd
rather have the money than the house. When the sale is completed,
each of you has received something of greater value than what you
gave upotherwise you wouldn't have entered the exchange. Who,
then, has had to sacrifice for the other?
In
the same way, your daily life is made up of dozens of such
exchangessmall and large transactions in which each party gets
something he values more than what he gives up. The exchange doesn't
have to involve money; you may be spending time, attention, or effort
in exchange for something you value.
Mutually
beneficial relationships are possible when desires are compatible.
Sometimes the desires are the samelike going to a movie
together. Sometimes the desires are differentlike trading your
money for someone's house. In either case, it's the compatibility
of the desires that makes the exchange possible.
No
sacrifice is necessary when desires are compatible. So it makes sense
to seek out people with whom you can have mutually beneficial
relationships.
Often the
"unselfishness" issue arises only because two people with
nothing in common are trying to get along togethersuch as a
man who likes bowling and hates opera married to a woman whose tastes
are the opposite. If they're to do things together, one must
"sacrifice" his pleasure for the other. So each might try
to encourage the other to be "unselfish."
If
they were compatible, the issue wouldn't arise because each would be
pleasing the other by doing what was in his own
self-interest.
An efficiently
selfish person is sensitive to the needs and desires of
others. But he doesn't consider those desires to be demands upon him.
Rather, he sees them as opportunitiespotential
exchanges that might be beneficial to him. He identifies desires in
others so that he can decide if exchanges with them will help him get
what he wants.
He doesn't sacrifice
himself for others, nor does he expect others to be sacrificed for
him. He takes the third alternativehe finds relationships that
are mutually beneficial so that no sacrifice is required.
PLEASE YOURSELF
Everyone
is selfish; everyone is doing what he believes will make himself
happier. The recognition of that can take most of the sting out of
accusations that you're being "selfish." Why should you
feel guilty for seeking your own happiness when that's what everyone
else is doing, too?
The demand that
you be unselfish can be motivated by any number of reasons: that
you'd help create a better world, that you have a moral obligation to
be unselfish, that you give up your happiness to the selfishness of
someone else, or that the person demanding it has just never thought
it out.
Whatever the reason, you're
not likely to convince such a person to stop his demands. But it will
create much less pressure on you if you realize that it's his
selfish reason. And you can eliminate the problem entirely by
looking for more compatible companions.
To
find constant, profound happiness requires that you be free to seek
the gratification of your own desires. It means making positive
choices.
If you slip into the
Unselfishness Trap, you'll spend a good part of your time making
negative choicestrying to avoid the censure of those who tell
you not to think of yourself. You won't have time to be free.
If
someone finds happiness by doing "good works" for others,
let him. That doesn't mean that's the best way for you to find
happiness.
And when someone accuses
you of being selfish, just remember that he's upset only because you
aren't doing what he selfishly wants you to do.
Poke
any saint deeply enough,
and you
touch self-interest.
IRVING
WALLACE
THE
GROUP TRAP is the belief that you can accomplish more by sharing
responsibilities, efforts, and rewards with others than you can by
acting on your own.
It's an easy
trap to fall into. It's a common expression that "in union there
is strength." Just the opposite is true, however. You achieve
more for yourself when your rewards are dependent upon your own
efforts rather than upon the efforts of other people.
When
you join a group effort to achieve freedom, you waste precious
resources on an endeavor that has very little chance of success. In
the same way, group efforts are common in businesses, marriages, and
even friendships, and there too the Group Trap can cause subtle
problems.
Groups are not living
entities. They don't think or act; only individuals do. And
yet, any group effort is based upon the assumption of a group
purpose that overrides the individual differences of its members.
It's expected that the group will act as a single unit with a unified
purpose.
Only individuals thinkand
each one thinks differently. Their interests and desires may overlap,
but each person will continue to define his own objectives and have
his own opinion concerning the best way to achieve those
objectives.
Perhaps each person
entering a group unconsciously assumes that it will act in unison for
his objectives and by his methods. But every other
participant probably has a similar assumption regarding his
ideas.
What they get instead
will inevitably be a compromise. The individual's goals and his
concept of the best methods will be automatically compromised before
anything happens to further his objectives.
It
also means that a certain amount of time and effort will have to be
expended to arrange the compromiseagain, before
anything concrete is done to further the objectives.
On
the other hand, the individual who acts alone doesn't have to alter
his objectives. He can employ the means he considers best suited to
the objective, and he doesn't have to waste time and effort trying to
arrange a compromise with partners.
INCENTIVE
Another
problem is encountered in group endeavors. When the efforts and
rewards are shared, it becomes apparent that the individual's own
efforts will have a less significant effect upon his eventual reward
than if he were acting alone.
Suppose
that the group consists of two peoplea business partnership,
for instance. If the two partners have agreed to work equally hard
and share the rewards 50-50, the significance of each person's
efforts has been cut by 50%. Whatever value the individual provides
to the group, he'll receive only half of its reward.
Of
course, he expects to get half the value added by the other person,
too; but he doesn't control the other person's effort. He
controls only his own effort. So what he controls will produce
only a half reward.
The situation is
worse if the group is larger. If one hundred people are engaged in a
crusade to bring about a social change of some kind, each
individual's effort adds only 1% to the whole. It's doubtful that any
such endeavor is won or lost by an additional 1% of effort.
Consequently, the individual's participation becomes irrelevant
to the outcome.
Whether he goes out
to work hard or stays home in bed, the outcome will be the same. In
such a situation, there's a strong incentive to stay in bed.
The
popular answer to such reasoning is "Yes, but what if everyone
thought that way?" But he isn't everyone; he's only
himself. He isn't deciding for everyone; he's merely
evaluating the significance of his own actionsand when he
works in a group, his actions don't contribute much.
Sometimes
this realization will cause an individual to drop out of a group
entirely. More often it will simply cause him to work lessto
make small decisions here and there in favor of relaxing as opposed
to overdoing it.
If the arrangement
were such that everything he did had a direct bearing on his own
rewards, he would have a continual incentive to extend his efforts.
He'd be encouraged to work harder than he would have worked under the
group arrangement.
The more directly
individual rewards are tied to individual achievements, the greater
incentive there is to increase one's individual effort.
JOINT EFFORTS
Joint
efforts are possible. In fact, they're necessary to increase
standards of living. You can't produce your own automobile from
scratchnor can you really produce much of anything without
relying upon the efforts of others. You need tools, materials, and
information; and you can't produce all those things
yourself.
This problem is solved by
what is called the specialization of labor. When some
individuals spend all their working time producing a single product,
while others specialize in producing other products, the result is
greater production of all products. The specialization of labor has
made it possible for many more things to be available to
everyone.
But each person must
retain control of his own responsibilities, efforts, and rewards if
the maximum incentive is to be maintained. Otherwise, his efforts
will be less significant and therefore less productive.
It's
necessary to exchange with others to acquire whatever you need along
the way, but you don't have to enter into sharing agreements of the
kind described earlier. It's more efficient to separate
responsibilities and rewards, not share them.
The
Group Trap is the assumption that greater strength can be achieved by
sharing. Just the opposite happens: Individual objectives are watered
down, time and effort are wasted in arranging compromises, and
individual incentive is reduced.
The
individual becomes much less flexible and mobile, because he must
deal with others before getting on with the task at hand. As Thoreau
said, "The man who goes alone can start today; but he who
travels with another must wait till that other is ready."1
THE GROUP TRAP
The
Group Trap comes packaged in many wrappings. In its broadest form, it
is any economic system that separates achievements from rewards. If
an individual is required to share what he produces but can
also have a share of what others produce, his obvious
incentive will be to produce as little as possible and live off the
rewards produced by others. Consequently, total production will be
reduced and there will be less to split up.
The
Group Trap also applies to a combined effort to clean up the
community, lower taxes, end pollution, stop prejudice, accomplish
social reforms, promote an ideology, or stop a war. In each case, the
individual's efforts become almost irrelevant to the
outcome.
It's an example of the
Group Trap when someone says, "If we all stick together and
follow this plan, we'll succeed." You won't all stick
together; you'll each do things in your own individual way. You'll
depend for your success upon others sticking to the planand
you may wind up spending most of your time futilely trying to herd
them into line.
And you'll probably
recognize that you could sit at home and not change the outcome one
bitor you could work very hard and still not change the
outcome one bit. Your actions are only your actions, not those
of the group.
Further examples of
the Group Trap are business partnerships,
1.
Henry David Thoreau, Walden, p. 87.
profit-sharing
plans, pooling of resources in marriages, and efforts to set up
"communes" that eliminate individual incentives.2
A
more subtle example of the Group Trap is the labor union. Not all
individuals join labor unions enthusiastically, but those who do
assume that they'll be able to make more money through the combined
strength of the union membership.
When
one recognizes the value of the specialization of labor, it makes
sense for an employee to consider hiring someone to negotiate for
him. But when negotiations are conducted collectively, without
regard to individual differences in value, the individual's incentive
is sidetracked again.
In a unionized
job, your wage is determined by factors other than your individual
worth, so the chances are that you'll be paid too much or too little.
Either event has its consequences.
If
you're underpaid, you're wasting your time in that job. If you're
overpaid, you have little incentive to grow into new areas of your
job or find out what you're capable of. In addition, you might lose
your job if you're getting more than you're worth to the
employer. If your pay exactly matches your worth, its purely
accidental.
Since the pay of each
individual in the union is determined by factors other than his own
achievement, his incentive to produce deteriorates. Once again, the
overall output is bound to be reduced therebywhich means that
the overall reward to be shared won't be as high as it could
be.
Professional athletes are often
represented by agents who negotiate their contracts for them. An
agent might represent several athletes to the same employer, but each
individual's contract is individually negotiated. No attempt is made
to rely on the group for bargaining power. Consequently, individual
incentives are maintained fully, value is encouraged, and rewards are
greater.
You're bound to be able to
accomplish more for yourself in a situation where you can increase
your reward through your own individual effort.
2.
These early chapters are devoted to pointing out the drawbacks
in
the normal way of doing things.
Later chapters will offer alternatives that I
believe
are more effective.
VARIATIONS
In
addition to the examples just given, there are numerous variations of
the Group Trap.
A typical example is
the concept of democracy. If the majority vote of the group is
binding upon all, the individual forfeits his ability to make
decisions for himself.
Politicians
love to declare that the "people have chosen for themselves at
the polls." But the "people" don't have a mind; only
individuals do. Those who have voted against the winner are now under
the jurisdiction of someone who doesn't represent them.
Even
the concept of the "majority" is often misleading. In any
election, many people vote against the winner, many others abstain
from voting because they realize their individual votes are
irrelevant to the outcome, and others aren't even allowed to vote
(but are bound by the outcome). Those who voted for the winner are
usually a minorityand even they may have voted only for the
least unpleasant alternative.
Another
variation of the Group Trap is the assumption that you're responsible
for people who are starving in other parts of the world. You could
work for the rest of your life to change thatbut your effort
would never make a noticeable dent in the problem.
You're
in the Group Trap, too, any time you assume that someone can speak on
behalf of anyone but himself. When someone tells you that you owe
something to your country, to what is he referring? Your "country"
consists of more than 200 million individuals with different
attitudes, desires, activities, and principles. Do you owe it to
every one of them to do as each of them wants you to do? What you
"owe to your country" is really what someone wants you to
do to please him, but for which he's unwilling to make it
worth your while.
In the same way,
no one can speak on behalf of all Americans, Negroes, Mexicans,
women, or students. The attempt to do so is an attempt to create
pressure in favor of what the speaker wants.
Another
typical example of collectivizing is a statement like "We're all
to blame for the death of John F. Kennedy." How can we all be
responsible? Does that mean that you should personally police the
world to be sure that no one ever does anything that might be
considered wrong?
In the same way,
when someone says, "We have the ability to get to the moon, but
we can't even get along with each other," whom is he talking
about? I don't know about you, but I don't have
the
ability to get to the moon; however, I can get along with some
people. Doesn't he really mean, "While some men have learned
how to go to the moon, other men (perhaps himself included) don't
know how to get along with people"?
TYPES OF ALTERNATIVES
As
you view any situation in which you have a goal, there are basically
two types of alternatives available to you. I call them direct and
indirect.
A direct
alternative is one that requires only direct action by
yourself to get a desired result. An indirect alternative
requires that you act to make someone else do what is
necessary to achieve your objective.
Once
you've seen the positions and attitudes of the other people involved,
a direct alternative requires only that you make a decision;
an indirect alternative requires that you change the attitude
of one or more other persons so that they will do what it is
you want.
For example, suppose you
feel your taxes are too high. An indirect alternative would be to
start a campaign to lower the tax rates. A direct alternative would
be to look for ways to avoid having to pay them.
Or
suppose you belong to a club whose rules and activities have changed
to the extent that you no longer enjoy being a member. An indirect
alternative would be to try to change the minds of enough members to
return the club to the conditions you enjoyed previously. A direct
alternative would be to quit the club and find a better one.
Or
suppose you're a college student, who's dissatisfied with the
curriculum offered at your school. Examples of indirect alternatives
would be to try to influence the administration to change the
curriculum or try to influence higher powers to change the
administration. Examples of direct alternatives would be to find a
more agreeable school or to study the missing subjects on the
side.
The examples of choices I've
cited aren't necessarily the only ones available; they were cited to
illustrate the two types of alternatives from which you can
choose. A direct alternative requires only a decision on your part;
an indirect alternative requires that you get others to make
decisions that would benefit you.
You
control only yourself. That doesn't mean that it's impossible to
convince someone else to act in a way you'd like him to act. But the
process of having to hope for a favorable reaction from someone else
makes an indirect alternative less certain than a direct
alternative.
When you join a group
in hopes of furthering your aims, you're involved in an indirect
alternative. You're hoping that the others in the group will act in
ways that will further your objectives. But since each of them has
his own individual goals and his own methods the result will
invariably be something quite different from a multiplication of your
own strength.
This principle applies
whether the group consists of you and one other person or you and
thousands of others. In every case, your objectives and plans are
diluted as they merge with those of the other members of the group.
SELLING OTHERS
One
of the greatest encouragements to wasted effort is the concept of
positive thinking. To say "You can do it if you'll just believe
you can" is to try to wish away reality. In those situations
that involve direct alternatives, your own mental attitude can make
quite a difference. But in situations involving indirect
alternatives, false confidence can induce you to waste your time
futilely trying to change others.
It's
easy to get involved in a group with the assumption that you'll work
hard to persuade others of the rightness of your ideas. But those
others are individual human beingseach with his own knowledge,
attitude, goals, and plans. Your mental attitude will have no more
effect in changing his nature than his mental attitude could change
yours.
A realistic man recognizes
the identity of each person he deals with. He knows that he can't
change the identity of the other person just by willing it. He takes
the identities of others seriously and then decides what direct
alternatives exist for him in view of those identities.
That
doesn't mean that no one ever changes his ideas or plans. But the
changes occur only when they make sense to the individualwhen
they are harmonious with his basic nature.
There
are occasions when you must sell something to some-one elsepossibly
even sell for a living. But an efficient salesman doesn't approach
the world with the idea that his persuasive powers could change
anyone.
Rather, he accepts people as
they are and relies upon two talents: (1) his ability to locate
people whose self-interests would be satisfied by his product or
service; and (2) his ability to demonstrate to those people the
connection between his product and their self-interest.
I
realize that most salesmen waste their time trying futilely to
persuade anyone and everyone they meet. But that's why most salesmen
make poor livings for the amount of time they spend at it.
The
most successful salesmen, consciously or intuitively, recognize and
accept the identities of the people they deal with. They take
seriously their prospects' attitudes and objections. And they don't
waste their time with inappropriate prospects. Because they realize
that they can't sell everyone, they're more selective in picking the
people they'll try to sell.
A KEY TO FREEDOM
The
recognition of the two types of alternatives is one of the most
important keys to freedom. Most people automatically think in terms
of indirect alternativeswho must be changed, how people must
be educated, what others should be doing. Consequently, they spend
most of their lives in futile efforts to achieve what can't be
achievedthe remaking of others.
In
any situation, a free man immediately looks first at the identities
of the other people involved and appraises the situation by the
simple standard: Is this what I want for myself? If it
isn't, he looks elsewhere. If it is, he relaxes and enjoys the
situation to the maximumwithout the problems that most people
take for granted.
He automatically
thinks in terms of direct alternatives. He asks himself, "With
things as they are, what can I do by myself to make things
better for myself?"
Most people
usually assume that there aren't many direct alternatives, that the
only one available would be to change oneself. But that's because
they're not geared to looking for them.
It
can also be because they're not free to act upon thembecause
of other restrictions in their lives.
For
example, if you're deep in debt, on a treadmill, and locked in
difficult personal situations, you can't take advantage of the
alternatives a free man could use to insulate himself from high taxes
or repressive government. As a result, you could assume that your
only alternative is to join a movement to attempt to lower the
general tax rates.
In this way, one
kind of freedom often depends upon the existence of other freedoms.
Whichever freedom you miss most, it may be out of reach because of a
lack of other freedoms.
A free man
doesn't need groups, because he's in a position to take advantage of
the numerous direct alternatives that require only his decision,
not the changing of others.
Throughout
this book we'll be looking at many traps, issues, and techniques. In
every case, I'll be suggesting direct alternatives that are much
easier to employ than the normally assumed alternatives that require
the cooperation of others.
Those
direct alternatives do not require that you become a hermit,
change yourself, give up things you enjoy, or in any other way
sacrifice yourself in order to make things work. The point is simply
that there are numerous ways to improve your situation without having
to go to the trouble of making others agree with your way of
thinking.
It's possible to have
relationships with others, contracts with others, business dealings,
and every other form of social activity. But those relationships will
be far more rewarding for you if you recognize identities, find those
that are compatible, and arrange matters in ways that appeal to the
self-interest of each person involved.
EASIER WAYS
The
Group Trap is the belief that you can accomplish more by sharing
responsibilities, efforts, and rewards with others than you can by
acting on your own.
You waste
precious time, effort, and money when you attempt to achieve freedom
through the efforts of a group. You can achieve far more for yourself
by using direct alternatives to free yourself of government
interference, social pressures, and other conditions that restrict
you.
If you're not free now, a good
deal of your present situation may be the result of restrictive
relationshipsbusiness partnerships, unsound marital
arrangements, misguided allegiances to friends or family. In Chapters
18 through 22 I'll suggest ways that those objectives might be more
efficiently achieved.
Group
endeavors are inefficient because they neutralize incentives by
creating shared responsibilities, efforts, and rewards. You think and
decide and act only for yourself. It isn't realistic to believe you
can double your thoughts and actions by adding an equal partner, or
that you can multiply them a hundred times over by joining a large
group.
There are easier waysways
in which you can go as far as you're willing to and be rewarded
accordingly.
Down
to Gehenna or up to the Throne,
He travels the fastest who travels
alone.
RUDYARD KIPLING
GOVERNMENTS
PLAY a very important part in most people's lives. Well over one
third of one's income is spent for various taxesincome taxes,
property taxes, sales taxes, import dutiesalthough some of the
taxes are paid indirectly through the costs of products and, thus,
not noticed.
The significance of
government can be demonstrated by a look at any daily newspaper on
any day of the week; the coverage given to news concerning
governments is overwhelming.
Because
of these things, it's not surprising that most people turn first to
government whenever they become concerned about their freedom. They
assume either that the government must do something to help them be
free, or that the government is obstructing their freedom. But few
people have ever considered exactly what a government isso
they keep trying through government to increase their freedom without
ever understanding their failures.
They
waste a great deal of their freedom working to affect the
governmentthrough voting, politics, educating others (who are
in turn supposed to affect the government), protesting,
etc.
Their freedom is wasted because
most of the popular assumptions about government won't hold up under
close examination. I think there are four basic Government
Trapspopular misconceptions about the nature of
government:
1. The belief that
governments perform socially useful functions that deserve your
support.
2. The belief that you have
a duty to obey laws.
3. The belief
that the government can be counted upon to carry out a social reform
you favor.
4. The fear that the
government is so powerful that it can prevent you from being
free.
Fifteen years ago if
anyone had suggested to me that those beliefs were mistaken, I would
have been aghast. But today I know they are all misguided.
The
subject of government is fascinating. For it has to do with how you
and I and everyone else gets what he wants in daily intercourse with
othersand how that's affected by governments. A close
investigation of the subject can produce surprising conclusions. So
let's take a closer look.
THE MARKET
As
we've seen before, all individuals are differentfortunately.
Without such differences there would be very little diversity in what
is produced; there'd be no specialization of labor. As it is, there's
a wide difference in the kinds of work individuals are willing to do.
These differences make many kinds of products and services
available.
There are also wide
differences in tastes and desires. This, too is fortunate. For these
differences make the world orderly. If everyone wanted the same
things, we would all be struggling against each other to
acquire what little was available.
Diversity
is the source of harmony in human relationships. Because our tastes
are different, we can exchange with each other in a way that is
mutually beneficial. If you and I have exactly the same
values, there is no way we can trade. One of us will have what each
of us wants mostand he won't give it up.
With
our difference in values, I can trade something to you for something
I value more. You, on the other hand, will be getting something you
want more than what you're giving up. Each of us improves his
situation without hurting the other.
This
is a marketa compatibility of values that makes an
exchange possible. Literally billions of such markets operate every
dayas exchanges are made all over the world. For example, an
employee trades his time and effort for something he wants
moremoney. An employer, meanwhile, trades his money for
something he values morethe time and effort of the
employee.
These markets provide the
only way to know exactly what individuals really want. Only when an
individual gives up some-thing he has in an exchange can you know how
much he values the thing he says he desires.
Human
wants are limitless. We each want a multitude of thingsfar
more than we could ever obtain with our limited resources. So to
state a desire for something doesn't specify how much that
thing is desired by the individual. Only when he offers to give up
something in order to get it do we know how much he values
it.
Will the man who says he wants a
yacht be willing to give up his car, his food budget for a year, his
clothes and furniturein order to have the money to buy the
yacht? Will the man who wants the poor to be fed be willing to go
without entertainment for six monthsin order to raise money to
give to the poor? Will the woman who wishes she had more time to
spend with her children be willing to give up the women's club,
cocktail parties, and bridgein order to have the rime to spend
at home?
Desires are limitless;
resources are limited. These two conditions are the reasons that
individuals must make choices. Individuals decide how they'll use
their limited resources to satisfy their strongest desires. In doing
so, they develop value scales, which we can see only by
looking at the exchanges they're willing to make.
Perhaps
an individual can't tell you exactly what's on his value scale, but
he chooses in accordance with it when faced with a decision. And he
chooses that which he believes will bring him the most happiness.
MEETING PLACE
Billions
of exchanges take place daily, and they're expressions of the desires
of billions of human beings. If we could somehow add up all the
desires of all individuals in a given area (or the whole world) and
compare that with the products and services available we would have
the General Market.
Not only
is it impossible to make such a calculation, but even if we could, it
would be outdated by the time we added up the figures. For the market
is constantly changing. Each individual's values change constantly as
he acquires new knowledge and new resources. And the availability of
things to buy is constantly changing as producers make changes in
what they offer to the public.
So
the General Market constantly changes. But to whatever extent we can
observe it, it represents an accurate expression of what people, in
general, are choosing to do with their available
resources.
Within the General Market
we find a multitude of differences in motivations. In the car market,
for example, one man buys a big car that satisfies his desires for
comfort, prestige, and mobility. At the same time, another man buys a
small car that gets him where he wants to go with a minimum of
expense.
What we see as the General
Market is the net effect, or trend, created by these many
different purchases. But no matter what the overall trend, it
contains within it numerous different desires, availabilities,
and purchases.
TYPES OF TRANSACTIONS
Within
the General Market there are two basic kinds of exchanges. The most
common is a two-sided transactionone in which each
party participates because he wants to.
The
possible reasons for entering a two-sided exchange are endless, of
course. They include positive decisions made in order to increase
one's happiness (such as buying a better car to drive) and negative
decisions that are made because things would get worse without them
(such as getting the roof fixed to avoid being flooded by
rain).
In each case, the individual
enters the relationship because what is offered is better than what
he had before. He could have left things as they were, but he
prefers not to.
In a one-sided
transaction, one of the participants forces the other to
choose between two new alternatives. He introduces violence (or the
threat of it) as a way of making the unwilling participant a part of
the relationship.
A common example
is a hold-up. A man points a gun at you and forces you to choose
between violence and losing your money. You would prefer not to have
to make any choice, but you're forced to; you can't leave
things as they were.
If you have to
choose between paying to have your roof fixed and letting it leak,
you're in a similar position (you can't leave things as they were
before the roof started leaking), but your quarrel is with nature.
In a hold-up, it's another human being who's inflicted the
negative decision upon you.
If your
wife confronts you with the choice of changing your ways or losing
her, there too you must make a negative decision. But your
participation in the relationship itself was a voluntary decision
(unless it was a shotgun wedding).
Only
the first example of the three was a one-sided transactiona
relationship between two human beings where one party has used
violence to force the other to participate.
It
should be noted, however, that the thief isn't getting "something
for nothing." He still has to work for what he gets. He gives up
his time, takes risks, pays for his gun, and works in other ways. No
matter what you want, or how you intend to get it, you have to pay a
price for it.
EXCHANGES
When
we talk of government we're talking of something that exists in the
General Market I've just described. So let's sum up what we've seen
of the ways people get what they want through the market:
1.
Nothing is free. To acquire anything requires an expenditure of time,
energy, or money. (Not even natural resources can be used without an
application of effortwhether that be cutting down a tree or
picking up an apple.)
2. Anything
you want that you can't provide entirely for yourself requires an
exchange with someone else.
3. A
one-sided transaction doesn't provide a gain for the unwilling
participanteven if he receives something in return. It
wouldn't be one-sided if he valued what he receives more than
what he must give up, for then he'd have entered the transaction
willingly.
4. Whatever an individual
does is the highest-valued alternative that he believes is available
to him.
5. At any given time the
General Market reflects the consensus of the highest values the
people therein believe possible. As individuals go about their
business, they're getting the best they know how in the world as it
is.
SPEEDING UP HISTORY
But
some people are impatient. They look about them and get the
impression that things aren't moving as fast as they could be. They
want to improve upon the natural, automatic processes of the
market.
And so they form
governments.
They hope
thereby to make more things available to more people more quickly. In
addition, they hope to have their lives and property protected for a
smaller price than they think it would cost without
government.
The basic mistake is the
assumption that with a government they will have more than
what they would have had in the marketplace. The truth is that they
wind up with less. For the government can only give you
something by taking away something you wanted more.
It's
easy to think that government programs add to what's
available. But they don't; they replace what was available.
And we've already seen that at any given time the General Market
expresses the highest-valued desires of the people within it. So the
government can only replace one thing with something valued
less.
People seek government action
because they don't approve of what other people choose to do with
their lives. They want to overrule the decisions others have made
concerning the uses of their own time and money.
It
generally works this way: The individuals in Group A want something
that requires the cooperation of Group B. But they can't (or won't)
convince Group B that it's to the advantage of Group B. So Group A
calls upon the government to pass a law that compels Group B to
cooperate.
For example, a few
critics want American car manufacturers to build automobiles with
more safety accessories than the car makers have chosen to include.
The car makers have decided (wisely or not) that potential car buyers
don't want those accessories enough to pay the extra price
required.
If Group A (the critics)
can't convince either Group B (the manufacturers) or Group C (the
buyers) of the importance of the safety additions, they still have
some alternatives available. They could refuse to continue buying
what they consider to be unsatisfactory cars, or they could publish
their findings (if there's enough interest to create a
market).
Instead, they choose to go
to the government. They believe they must coercively impose their
safety standards upon all car makers and car buyersregardless
of those individuals' values.
If the
laws are passed, some buyers may approve, even though they might not
buy the new cars when the prices go up. Far more car buyers will be
unhappy, because they would have preferred less stringent standards
and lower priceswhich is why the car makers resisted the
higher standards in the first place. Obviously, if they'd thought
most car buyers wanted to pay more for safer cars, they'd have
offered just that, in order to sell more cars.
ENFORCED CONFORMITY
Many
people think we're protected against dishonesty or inefficiency
through government licensing and inspection requirements. But
different individuals want different kinds and amounts of protection.
For example, you might decide not to buy something until you're
assured that it's what you expectby your standards. I,
on the other hand, might hire someone else to protect my
interests.
A third man might prefer
to risk his money rather than pay the expense of having a product
guaranteed.
These differences among
us pose no problem. Each of us can do as he choosestrusting or
not trusting the people we deal with paying for as much or as little
protection as we want.
When the
government intervenes, however, all of us are required to
adhere to standards set by the governmentand at a cost
dictated by the government. Almost all of us are deprived of the
choices we would have preferred.
In
a world of vastly different tastes, the government imposes one way
upon us and forces everyone to adhere to that one way.
Despite
our differing tastes, the government decides which products we're
allowed to buy. Federal agencies rule products out of the market,
import quotas prevent other products from being available, and legal
monopolies (such as the postal service or public utilities) prevent
us from choosing alternative ways of obtaining services.
Again,
our preferences are overruled and we're forced to take what the
government has decreed to be "best"leaving us
without the things we could have had without government
intervention.
Government
regulation always overrules the consumers. What consumers don't
want, they don't have to buy; what governments don't want,
consumers can't buy. What consumers want (protection,
inspection, etc.), they can get; what the government thinks they
should have, consumers are forced to take and forced to pay
for.
It's important to recognize
that these government decisions are not benevolent, kindly
forms of advice and help. No, they are enforced by violence. If you
should ever decide that your business will continue to provide what
consumers want, despite government regulations, you'll be met with
violence.
You'll be fined. If you
refuse to pay the fine, your bank accounts will be seized. If you
continue to provide what consumers prefer, you'll be ordered to close
your business. If you resist, gentlemen with guns will take you to
jail.
Absolutely every government
regulation is enforced by violence. If you've never seen that
violence, it's because you've been careful, obedient, or lucky. Would
regulations still be obeyed if the police, courts, and jails were
dissolved?
GOVERNMENT BUSINESSES
The
same principles apply when governments set up businessesschools,
lending institutions, insurance companies, or foreign-aid programs,
etc. It's claimed that "society needs them" and the free
market won't, or can't, provide them.
But
who is "society" if not the same people who are already
expressing their needs and preferences in the marketplace? If they
aren't willing to pay for the service in the free market (the
General Market apart from the government), who can say they're
willing to pay for it through government?
Who
will provide the resources (time, energy, and money) to pay for the
services? Obviously, the cost will be borne by the same people who've
already chosen to do other things with their resources. The
government can't create resources out of thin air any more than you
or I can. The resources will have to come from people who'd rather
use them for something else.
Since
there's no justification for that, various arguments are presented to
demonstrate the value of government enterprises.
For
example, it's often said that a government business will "pay
its own way"meaning that consumers will buy its services
at prices sufficient to pay its expenses. Why, then, bother to call
upon the government? If the service were truly able to pay its own
way, it would be profitable for someone to offer it in the
marketplace. If no one has, it means only that no one really believes
it can pay its own way.
The
next argument claims that the government can offer the service
without "making a profit." But what is a profit? It's
simply a net gain a person receives for the time, energy, and money
he's expended. Will the workers in a government business donate their
time and energies without pay? Obviously not.
Perhaps
what's meant is that there won't be any profit earned on the money
invested. But that means someone's going to have his money
confiscated and invested in a government business without getting the
profit he could have made investing it in the free market.
It's
also claimed there will be no "entrepreneurial profit"meaning
no one will be paid for appraising the market to determine the desire
for the service, putting the organization together, and making sure
it will run right. But who will make sure the business is
sound?
If the government claims it
can do away with profit, it means either that (1) there has been no
appraisal of the market potential for the service; or that (2) the
appraisal has been done by someone who's grossly underpaid and thus
not to be relied upon; or that (3) the necessary appraisal has been
stolen from someone else; or that (4) the appraisal is being paid for
with other government funds that won't show up on the ledgers of the
enterprise.
In any case, the
"nonprofit" claim is of no benefit to the public.
No
matter what the argument, the conclusion is the same: The
government has no mysterious ability to do things that can't be done
in the free market. It can't command resources that don't already
exist.
It can only overrule the
decisions of its citizenseliminating their alternatives and
replacing those alternatives with activities they've desired less. It
takes money from the General Market and spends it on less-valued
choices, adding the cost of itself in the process, and leaving people
with less than they would have if there were no government.
Any
individual in the General Market can give to the poor, pay for
someone else's schooling, donate money to foreign governments, or
hire protection. It isn't his choice he's concerned about when
he wants the government to do those things. It's someone else's
choice that he's trying to overrule.
All
government actions depend upon one-sided transactions, in which an
individual is forced to choose between paying for what he doesn't
want and going to jail.
These
principles apply to any governmentfrom the local school
board to the federal government.
Governments
don't rule; they overrule.
WHY GOVERNMENTS?
Why,
then, do governments have such widespread acceptance?
I
can think of three reasons:
1.
Most people believe that governments add to the general well-being,
rather than reduce it. They haven't recognized the simple economic
truths we've covered here.
2. Many
individuals believe they're getting more benefits from the government
than they give up. They pay a price in taxes and reduced alternatives
(many of which they may not have recognized), but feel that they get
back more in subsidies and special privileges.
In
other words, they don't think that "society" benefits but
believe that they, individually, come out ahead. As Frederic Bastiat
put it, "The State is the great fictitious entity by which
everyone expects to live at the expense of everyone else."1
The
same attitude can apply in non-financial matters. A person may be
pleased with laws that keep others from smoking marijuana or buying
what they want or associating with whomever they choose. He's glad to
see the government imposing his tastes upon everyone else.
3.
The last-ditch argument for government is that it's necessary for the
protection of life and property. It's easy to assume that without
government we'd be at the mercy of thieves, rapists, and murderers.
How would you protect yourself if there were no
government?
Chances are you'd
protect yourself by locking your doors, staying out of dangerous
areas, keeping your children away from situations where they can't
protect themselves, and choosing whom you'll allow in your
home.
Sound familiar?
It
should, for that's probably what you're doing
already.
Governments don't protect
you. They can't. All they can do is promise to make the person who
hurts you pay for his crimeif they can catch him. The criminal
won't pay you back, of course, so they punish him only as a
deterrent to future crime. If you think the deterrent is working, why
is crime always such a public issue?
1.
From the essay "The State"included in
Selected Essays on Political
Economy,
p. 144.
Occasionally,
a government policeman actually prevent a specific crime from taking
place or from being completed. The odds against that are tremendous,
however. If you want to eliminate all risk of violence, your
only recourse is to pay for a guard to watch over you and your
property day and night. And if that's what you want, you can hire a
guard to do itbut the price you already pay to the government
won't purchase him.
Small wonder
that the Los Angeles Chief of Police advised residents to "bar
their doors, buy a police dog, call us when we're available, and
pray" as the best methods of protecting themselves from crime.2
ENTER THE SYNDICATE
There's
no way an individual can escape having to protect himselfwith
or without a government. But it's assumed that no one person can
protect himself against what's called "organized crime"the
"Mafia" or other syndicates. How can an individual cope
with a problem so large?
Why not? No
individual could build a shopping center by himself, since the
materials must be obtained from hundreds of remote places around the
world and thousands of operations are required to build the
buildings. Somehow, though, the job gets done through the voluntary
actions of literally millions of people throughout the world. And no
one has to be coerced to make it possible.
If
governments didn't coercively monopolize the market for protection,
there'd undoubtedly be more forms of protection offered on a
voluntary basis to those who feel threatened by organized
crime.
But let's assume for the
moment that individuals would be helpless against organized
crime if the government didn't protect them. We could paint a pretty
grim picture of the Mafia's effect upon our lives.
What
is it we fear would happen if the Mafia were unrestrained by the
government? Here are some of the problems that it's assumed we'd
face:
2.
Los Angeles Times, June 4, 1971.
1.
So-called "protection rackets" would flourish. Businessmen
would have to pay tribute to the Mafia or be violently put out of
business.
2. Extortion would run
rampant. You might have to pay off the Mafia in order to prevent
being pushed around, or for the privilege of getting a job.
3.
If worst came to worst, you might even have to pay off the syndicate
just to be allowed to remain on your own property. If so, you'd never
own anything outright; you'd always have to pay someone for the
privilege of keeping what you thought was yours.
4.
The syndicate might even tell you where you could work, or where
you'd have to work, or how to run your business, or what kind
of services they'd let you offer, or perhaps they'd even prevent you
from competing with their businesses. Who could stop them?
5.
And they might take the profits from their rackets and use them to
compete with your businessusing your own money to cut into
your market.
That's a pretty
grim picture. Would you want to live in such an environment? You'd
have to pay for the privilege of working, going into business,
staying on your own property. You'd be told what you couldn't do in
your relationships with customers and friends. And you might even
have to finance your own competitors.
AND SO . . .
To
prevent that nightmare from becoming a reality, we have a government.
And what does the government do?
1.
It imposes corporation taxes, license fees, and sales taxes upon
businessmencoercively shutting down any business that doesn't
pay.
2. It seizes income taxes as
payment for the privilege of working.
3.
It gives you the one-sided choice of paying property taxes or losing
your property. So, as economist F. A. Harper has pointed out, you
don't actually own anything; you rent from the
government. Sales between individuals are only exchanges of the
privilege of renting property from the government. He who doesn't pay
the annual rental is forcibly evicted from his property.
4.
The government decrees what products you can offer to your customers
(through the Federal Trade Commission and other agencies) and how
much you can charge for your services (setting both minimum and
maximum limits for wages and prices), require-massive bookkeeping,
and imposes many other rules upon your business or your employment.
And if it gets into trouble with other governments, it can even
enslave you in its army to fight, and possibly die, on its
behalf.
The government delegates
some of its coercive powers to labor unions which, in turn, prevent
many people from working at jobs where they'd otherwise be employed
on a mutually profitable basis.
The
government will prevent you from going into the business of
delivering first-class maileven though private postal
companies once delivered the mail for a lower price, gave faster
service, and made profits for themselves.
And
if that weren't enough, try starting your own phone company.
5.
On top of all this, the government uses the money it takes from you
to operate businesses that may be in competition with your own. It
has mortgage companies, ladies' underwear factories, charities, print
shops, laundries, and hundreds more. Since it can always come back to
you to cover its losses, it usually charges less for its products
than you have to charge to stay in business.
So
to protect you from the crime syndicates, the government makes you
pay tribute for the privileges of working, going into business, or
staying on your own property. It dictates the terms of your
relationships with customers and friends. It finances your
competitors with your money. And it can even enslave you in its
army.
What could the Mafia do that
would be worse?
It's important to
realize that a two-sided transaction is no threat to you. If someone
offers you something, you can turn it down. And, surprisingly,
most of the "crime" the government presumes to protect us
against are two-sided transactions the government doesn't approve
of.
For example, the U.S. News &
World Report claims that the total yearly take from organized
crime is $19.7 billion.3
But a
closer
3.
U.S. News & World Report, October 26, 1970, p. 30.
look
at the figures indicates that less than a billion dollars of that is
in crimes of violence. Over 90% of the total is in two-sided
transactions like gambling, loan-sharking, alcohol, prostitution, and
drugs. You can simply decline to participate in any of that.
In
addition, much of the government's "law enforcement" is
devoted to preventing free market transactions between willing
participantsenforcement of "fair competition" laws,
licensing laws, etc.
And to do this,
the government imposes a one-sided transaction upon you.
Surprisingly, you can avoid most of what is labeled "crime"
by a simple choice not to participate. But you're not given the
choice to avoid participating with the protector.
Since
you already pay separately for the things that actually protect you
(locks, alarm systems, insurance, watch dogs, etc.), would protection
be much more expensive if there were no government?
NATIONAL DEFENSE
What
about national defense? Isn't the nation safe from foreign enemies
only because of the government?
What
is a nation? In common usage, a nation is considered to be a
geographical area under the jurisdiction of a single government that
isn't a subdivision of a larger government. The government assumes
responsibility for the defense of the geographical area and makes all
decisions regarding armed conflict with outsiders.
If
there were no government, there'd be no nation. And if there were no
nation, there'd be nothing to defend.
If
that sounds too simple, think about it. No aggressor conquers a
nation by overcoming every single inhabitant and occupying every part
of the geographical area. It would be far too expensive to do
so.
Instead, the aggressor applies
force against the country until the government of that nation
surrenders. Then the aggressor takes over the existing governmental
machinery to enforce the occupation. If no such machinery existed,
how could it enforce the occupation?
Hitler
couldn't have conquered Europe without the help provided by the
governments of the occupied nations. Would he have sent every one of
his Nazis into Norway to police all the Norwegians? If he had, who
would have been left at home to police the Germans?
That
doesn't mean that aggression would stop if there were no governments.
But the aggression would be no more formidable than the examples of
crime we've already covered.
Hydrogen
bombs and other modern tools of war are effective only when they can
be used to pressure governments. Enemy rulers have nothing to gain by
destroying U.S. property and peopleexcept as a means of
pressuring the government to surrender. Otherwise, the more they
destroy, the less value to them in conquering the nation.
If
there were no federal government in the U.S., the Communists would
have to conquer fifty different state governmentswhich would
be far more difficult. But what if there were no state governments?
Then they'd have to conquer every town separately.
But
what if there were no town governmentsno governments at all?
Then they'd have to make over 200 million separate conquestsand
use millions of their own policemen to set up new
governments.
Obviously the answer to
the threat of communism (or any other enemy) is not a stronger
government to defend us but just the opposite. We'd be far safer if
there were no government to conquer.
It's
surprising how many "national issues," problems that "cry
out" for government intervention, wouldn't even exist if there
were no governments.
The dictators
of the world have always operated in countries where there was a
strong respect for government. The prevailing European awe of the
state has produced an endless number of tyrants, wars, and low
standards of living.
And now that
generations of Americans have been taught that governments are vital
to their well-being, present-day Americans are afflicted with all the
problems that invariably result from big government.
Such
a trend has developed over many lifetimes; it won't be reversed
within ours.
Governments grow
naturally because individuals see them as ways of increasing their
rewards at lower expense. It's an over simplification to say that
people want "something for nothing." All people want to
obtain as much as possible for as little effort as possible; that's
why labor-saving devices are valuable.
Unfortunately,
however, government isn't the labor-saving device it appears
to be. It always gives back less than it takes. But because it does
appear to be a giver of good things, its appeal is almost
universal and there isn't much likelihood that the trend will be
reversed.
THE GOVERNMENT TRAPS
Let's
take another look now at the four Government Traps:
Trap
#1: The belief that governments perform socially useful functions
that deserve your support. If all the individual gains or losses
caused by an act could be totaled, the net total would be the social
effect. While this could never be tabulated, we've seen logically
that any governmental activity will provide less than what the
General Market has already made availablewhen everyone's
values are taken into consideration. The government's "services"
replace services that had been valued more highly by the General
Market.
Trap #2: The belief that
you have a duty to obey laws. The "obligation to obey laws"
is a good example of one person trying to manipulate another through
the use of moral dictums. Your obedience doesn't even perform a
socially useful function; it only enhances coercion and
disorder.
The only relevant
consideration is the personal consequence to you: what you will gain
if you break a law versus the loss imposed upon you if you're caught,
together with the degree of risk that you'll be caught. If you choose
to obey a law, it should be because of the consequences to younot
because you have an "obligation."
Trap
#3: The belief that the government can be counted upon to carry
out a social reform you favor. Even if you're willing to try to
use the government for your own purposes, it isn't likely to bring
about the changes you seek.
Any
government program can be made to sound promising at the time
it's introduced, but just look back over the past twenty years or so
to see what the actual results have been.
The
foreign aid that was going to save the world from communism has
actually been used to enrich various nations before they fell
to the CommunistsCuba, China, Eastern Europe, etc. And it's
been used to finance both sides of the wars in Vietnam, the Dominican
Republic, and other places.
Back in
1964, the government started promising an "early end" to
the Vietnam War, but the promises and realities were far, far
apart.
At home, look at the many
housing projects that were going to do away with slums. Where can a
government point to a slum-free big city as proof of its
effectiveness?
Remember the War on
Poverty? The Alliance for Progress? The Full Employment Act of 1946?
Grand dreams, lots of money spent, no success.
Governments
have a consistent record of failure in their endeavors. Even if
you're willing to force others to pay for what you want, no
government is going to solve the ecology problems, make women
professional equals, prevent monopolies, or fulfill any other
objective you may have in mind.
Working
through government to get what you want is a classic example of an
indirect alternative. The success of your plans depends far more upon
what other people do than upon your own decisions. First you have to
rally public support so that Congress will act; then you must hope
that the President and the bureaucracy will carry out the plan as you
intended it. You have to go through thousands of people to get to
your objective.
Whatever it is you
want, there's bound to be a direct alternative available that
requires only your own decision. If there are people you want to aid,
for example, you can accomplish far more by keeping the taxes and
paying the money directly to those people.
The
government can't carry out your plans for you, but you
can.
Trap #4: The fear that
the government is so powerful that it can prevent you from being
free. We've seen in this chapter the principles upon which a
government is organized. It attempts to overrule the General Market
and inflict its way upon individuals.
Fortunately,
the government is subject to the same market principles that we are.
Its resources are limited, so it can't hope to enforce its laws
adequately by policing every person individually.
The
government is organized as one gigantic Group Trap. Since it can't
escape the consequences of a mistaken policy (any more than we can),
it operates very ineffectively.
Many
people think things would be better if the government were only more
efficient. Happily, it isn't. For collectively, we are free to the
extent that the government is inefficient and unable to carry out its
coercive programs. And individually, you are free to the extent that
you take advantage of the government's inefficiency.4
WHAT IS GOVERNMENT?
The
Government Traps ensnare many people because they never stop to
recognize what a government is. It's an agency of coercion that's
accepted as necessary by most people within its area of influence. It
differs from the Mafia only in that the Mafia isn't usually
considered necessary by the people in the communities it
"serves."
Governments
usually do enjoy that respect. Even those people who want the
"ins" replaced by the "outs" consider the
institution itself to be necessary.
I
don't expect to see a world in which there would be no theft,
aggression, or coercion. But it would be refreshing to live in one in
which no agency of coercion had the acceptance of most of the people
around me. Dealing with an agency of coercion would be much easier if
you didn't have to cope also with "law-abiding" neighbors
who act as unpaid functionaries of the state.
I
believe a world without "government" would be a better
place to live. However, that doesn't tell me how to deal with the
world in which I do live.
But
a realistic understanding of government keeps you out of the
Government Traps. You won't waste precious time and energy trying to
work through the government to become free. Nor will you allow blind
allegiance or patriotism to keep you from living
4.
We'll look at the techniques for doing that in Chapter 16.
your
life as you want to live it. Nor will you be deterred by the
government's apparent powers.
There's
nothing to be gained by trying to make the government more efficient,
by trying to get the "bad guys" out and the "good
guys" in. The government has nothing to offer you.
And
therein lies the answer to the famous cliché, "The
government should do for the people only what they cannot do for
themselves."
There's nothing
the government can do for you that you can't do for yourselffar
less expensively, far more easily, and far more securely. And you can
do it for yourself without first having to obtain the approval of the
electorate, the establishment, or anyone else.
...
the art of government consists in taking as much money
as possible
from one class of citizens to give to the other.
VOLTAIRE
THE
DESPAIR TRAP is the belief that other people can prevent you from
being free.
Despair isn't hard to
come by. If you've been trying to create a freer climate in the
nation, you've probably accumulated plenty of reasons to be
despondent. Or if you've been trying to convince your friends and
family to accept your way of life, you probably feel very
misunderstood and unappreciated by now. Or if you've been trying to
smooth out difficult relationships with your lover, business
associates, or relatives, you may be about ready to throw in the
towel.
There are many things that
can make you feel that you're an alien in the world, one who will
never be understood.
Siegmund, a
character in Richard Wagner's opera Die Walküre, summed
it up well: "Whatever I thought right, to others seemed wrong;
what I held to be bad, others approved of."
Despite
these kinds of problems, the goals of freedom and happiness are
totally realistic. If they aren't being achieved, it's the method
that's wrong, not the objective.
You
have to accept the world as it is. But that doesn't mean you should
look at the people who oppose your ways and conclude that there's no
chance to be free. The world includes much more than just the people
you've been dealing with.
There are
undoubtedly many, many people with whom you have nothing in common.
But there are also plenty of people who see things in much the same
way you do. If you haven't come in contact with them, it may be
because you've unnecessarily confined yourself to those with whom
you've been associating.
And it may
be that you haven't discovered ways of finding the kinds of
people who could add to your life, instead of detract from
it.
There's no one in this world
exactly like you. But there are undoubtedly people who want many of
the same things you do, people who look at things in much the same
way you do, and people who want what you have to offer.
The
popular conventions of society might discourage you from breaking out
of uncomfortable situations to find those people. Such hallowed
traditions as one marriage, one career, one employer, staying in one
place, etc., can cause you to feel that you must make the best of
whatever situation you're already in.
But
"making the best" frequently means giving up your own
happiness or trying to change others. Neither way makes any
sense.
You don't have to stay where
you are. You can look for someone who doesn't have to be forced to
love you, someone who will be enthusiastic about what you have to
offer, someone who will help you get what you want because it will be
in his self-interest to do so.
THE DESPAIR TRAP
You're
in the Despair Trap if you believe that you have to stay where you
are and work things out somehow. Or if you believe that you couldn't
be any better off if you were to change your situation. Or if you
think that the government or society can stop you from being
free.
You're in the Despair Trap if
you think that you'll always be poor because you come from a family
that's always been that way. Or when you feel that love relationships
must always deteriorate into uneasy compromises. Or when you believe
that "people" don't appreciate good products, good ideas,
or good individuals.
You're in the
trap when you think there are too many complications in your life to
be able to break out from where you are. Or when you think that
freedom and happiness are overrated myths.
A MARKET FOR YOU
The
General Market embraces personal relationships as well as commercial
ones. All relationships are governed by market principles as
individuals come together, exchange or share as appropriate, and work
toward the advancement of their own happiness. The same principles
apply to finding a friend that apply to finding a buyer for your
product.
Within the General Market
there's a whole world of potential relationships for you if you
realize that you don't have to please everyone.
If
you want a marriage partner who's compatible with your way of life,
you don't have to prove to everyone that your way is right. You need
to find only one person who meets your needs and who wants you
as you are.
You don't need millions
of friends; you need only enough to provide the companionship and
shared interests you'd like to have. So it isn't important what the
other people are like.
Let me
illustrate this with a commercial example. General Motors is the
acknowledged giant of the automobile industry; its success is often
discussed. Its name has become a symbol of bigness and domination.
Some people think it controls the market; others think it must be
doing everything right and pleasing everyone.
How
big and successful is it?
In a
typical year General Motors will sell around four million new cars.
With over 200 million individuals in the U.S., it sells new cars to
about 2% of the population. Some individuals will buy new GMC cars,
others will buy other brands, others will buy used cars, and most of
them won't buy any cars at all.
Only
2%! Yet by tapping such a small percentage of the market, General
Motors pays a dividend every year to its stockholders and high
salaries to the men who run it. With such a small share of the
market, its profits are enormous. It is a success.
But
what if GMC's executives decided they should be able to sell cars to
everyone? Suppose they increased their advertising budget and
flooded the market with sales appeals designed to get everyone to buy
a new car. Suppose they made impassioned sales appeals to widows on
Social Security, desert prospectors, little children, and
invalids.
Obviously, the company
would be broke in no time. And probably one of the executives would
go home and grumble over his martini, "The world is no damn
good; people don't appreciate what we're trying to do for
them."
It's just as foolish to
feel that you must make everyone understand that you're right,
that your desires are legitimate, that you should be able to do as
you want. You don't have to. Just concentrate your attention (as
General Motors does) on finding those people who are appropriate for
you. You can ignore the others.
In
Chapter 17 I'll suggest ways that you can find the people who
represent your best market.
In the
meantime, recognize that the market you're dealing with now is only a
small part of the whole. Out there in the world are many different
kinds of people. And among them are people you can work with, love
with, associate with, make friends with. They are people to whom your
ideas and ways and desires are the best possible.
In
addition, there are people who don't want you to be free. They may
not approve of your going your own way. They may want to censure you,
attack you, tax you. But there are ways of handling them, too, as
we'll see.
Don't focus on indirect
alternatives and think that you get what you want only by changing
those around you. There are numerous opportunities that require only
your decision. There are plenty of compatible, attractive
people who will gladly offer you what you want.
Don't
be depressed by what others say about your freedom and happiness.
They aren't the whole world, and they don't have all the
answers.
There is a better world to
find when you're free to look for it.
Little
souls wish you to be unhappy. It aggravates
them to have you
joyous, efficient and free. They
like to feel that fate is
disciplining you. It gives their
egos wings if yours are clipped.
You can ruin your
life in an hour by listening to their puerile
opinions.
DAVID SEABURY
THE
RIGHTS TRAP is the belief that your rights will make you
free.
It's not hard to fall into
this trap and become preoccupied with your rights as a way of getting
what you want. You've probably heard since childhood that you have
certain rightsto life, liberty, property, the freedom to
pursue your happiness.
In addition,
it's easy to feel that someone owes you certain things in a
relationshipsuch as respect, honesty, or fair
play.
Unfortunately, rights exist
only in theory. In practice, they don't accomplish muchno
matter how much people may discuss them.
By
implication, a right to something means that someone else must
provide that something, whether or not he wants to. A right to your
property, for instance, means that you should be allowed to keep your
propertyeven if others want to take it. A right to a job means
that someone must provide a job for you even if he prefers not
to.
Rights are invoked only when
there's a conflict of interest. Otherwise, there's no need for
them.
One reason it's so easy to
walk into the Rights Trap is that it sometimes seems to be the only
way to deal with a conflict. But that's only one of three methods of
handling such situations. You can:
1.
Rely upon your rights to get you what you want.
2.
Find a way to make it in the other person's self-interest to provide
what you want.
3. Find a way of
getting what you want without his being involved.
In
my experience, I've been involved in many situations in which the
second or the third method has worked for me. But I've never found a
situation in which the first method has been useful.
We've
seen that an individual acts in ways that he believes will provide
the most happiness for himself, based upon his own knowledge of the
alternatives available. He'll do what you want him to do only
when he thinks that's the best alternative for him. If he
thinks there are better alternatives for him, he won't do what you
want.
It's as simple as that.
USING YOUR RIGHTS
Let's
see how the alternatives apply to various matters in which rights are
often invoked.
It's popularly
assumed that you have a right to your life. Unfortunately however, if
someone kills you, your right is of little value. The police may
investigate, may even find the killer, may even take him to court and
convict him, may even execute him. But none of that will change the
fact that you're dead.
Obviously,
it's more effective to see to it that no one has both the intention
and the opportunity to kill you.
Another
right that's often discussed is your right to your property. But once
again, what use is that right if your property is stolen? Stolen
property is rarely recovered by the police and returned intact to its
owner.
Whether or not you have a
right, you still have to protect your property or risk losing it.
It's more effective to make it difficult for a thief to steal itso
that it will be in his self-interest to go elsewhere.
It's
often said that everyone has a right to a job or to a "decent"
standard of living. But who will gladly give up his own happiness to
make that possible? If it's in an employers self-interest to hire
you, he'll do so; if not, your right won't get you a job.
The
fact that governments claim to protect these rights is insignificant.
There are still murders, thefts, and unemployed peopleas well
as arsons, rapes, and uneducated people who had a "right to an
education."
Whether or not
there are fewer problems as a result of laws isn't relevant.
They still happenand if they happen to you, it's no
comfort that they happen less often to others.
In
the same way, your rights offer little protection against the
government itself. You can feel that the government doesn't have a
right to tax you more than a certain amount. But unfortunately, the
government probably does tax you more than you think is
fair.
Many people believe the
Constitution should protect their rights. But has it done
so?
I've heard it said that the
Constitution is perfect but that the politicians create problems by
ignoring it. But if the Constitution can't make the politicians
respect it, of what value is it? It's interesting to talk about, but
not really useful to your freedom. For, in practice, the Constitution
is whatever the President, the Congress, and the Supreme Court choose
to think it isand that may be considerably different from what
you think it is.
If a law is passed
to protect your rights, it's an uncertain, temporary safeguard at
best. Laws are broken, amended, repealed, overruled, ignored, and
ill-enforced. They're not very effective protectors.
PERSONAL RELATIONSHIPS
In
personal relationships, it's easy to fall into the habit of expecting
others to treat you as you think you should be treated. But that's a
form of the Identity Trap.
Each
person you deal with will treat you as his knowledge and
understanding guide himwhether he be a friend or
stranger.
It's ineffectual to insist
upon moral conduct, respect, or courtesy. The other person won't
forsake his own way in order to accommodate you. Even if you can
prove by argument that he "should," he'll respond only
reluctantly and your "victory" will be of little practical
value.
Sometimes, you can feel that
you're merely trying to point out that it's in his self-interest
to act as you suggest. But again, he won't necessarily agreeeven
if you're right.
It's more
realistic, and far less trying, simply to allow each person to be
what he wants to be, while you look for people who already are
what you want them to be.
A
great burden was lifted from my shoulders the day I realize; that no
one owes me anything. For as long as I'd thought that there were
certain things I was entitled to, I'd been wearing myself out trying
to collect them.
No one owes me
moral conduct, respect, friendship, love courtesy, or intelligence.
And since I've recognized that, all my relationships have been far
more satisfying. I've made it a point to be involved with people who
want to do the very things I want them to do.
That
understanding has served me well in dealings with friends, business
associates, lovers, sales prospects, and strangers. It constantly
reminds me that I can get what I want only if I'm willing to enter
the other person's world. I have to try to understand how he
thinks, what he believes to be important, what he
wants. Only then can I appeal to him in ways that will bring me
what I want.
And only then
can I tell whether I really want to be involved with him. That makes
it much easier to save the important relationships for those with
whom I have the most in common.
THE RIGHTS TRAP
The
Rights Trap is the belief that your rights can get you what you want.
You're in the trap any time you count on anything other than an
individual's self-interest to cause him to give you what you
want.
You're in the Rights Trap if
you assume that an effective statement of your rights will bring you
lower taxes, more personal freedom, or an end to injustice. Those
objectives are realisticbut you're much more likely to get
them if you forget about your rights and utilize other
tools.
You can also fall backward
into the Rights Trap by letting someone else pressure you by invoking
his rights. His rights are as theoretical as yours. And you
will look for ways to circumvent them, just as he would. But it's
possible to be affected emotionally by his demands if you don't
recognize that they're pointless.
It's
in your self-interest to be aware of the consequences of your
actions. If you've made a promise, you can expect bad consequences if
you break it. But you should focus your attention on those
consequences, not on his concern with his rights.
In
fact, this is where confusion can develop. If such things as lying,
stealing, or killing would bring you bad consequences, your reasons
can be confused with questions of rights.
For
example, suppose you've decided that stealing would bring you bad
consequences. If someone tells you that by not stealing you're
"recognizing property rights," you might also react to
someone's claim of a "right to a decent living" as if the
context were similarand you might think you have a duty to
satisfy that right.
The consequences
to you, not someone's conception of rights, must always be the
deciding standard of your actions.
VULNERABILITY
Perhaps
there are times when you feel that your rights are the only weapon
you have in a dispute. If so, it usually indicates that you've made
yourself vulnerable to someone whose self-interest conflicts with
yours.
It helps to remember that you
are the one who put yourself in the vulnerable position. You have
chosen to associate with those who cause you problemswhether
they be your family, your business associates, your employer, your
employees, or your friends.
If
you're not being treated as you want to be treated, it's your
vulnerability that must be changed. You could spend the rest of your
life trying to educate the others, to change their natures and
values, to get them to respect your rights. But you probably wouldn't
succeed.
It always makes more sense
to concentrate on the direct alternativesthe things you do
control. What others do is up to them, but there's always a great
deal you can do. Choose from the alternatives that require
only your decisionnot from among the many hopes that someone
will be something other than what he is.
To
rely on your rights or on your ability to change others is far less
promising than to rely upon yourself.
THE GREAT MILK ROBBERY
To
illustrate this, let's suppose that I walk out to my front porch one
morning, expecting to pick up my milk. But lo and behold, I find that
it's been stolen. What do I do next?
I
can assert bitterly that the thief had no right to steal from me. But
would that get my milk back?
I could
stand on the front porch and deliver an eloquent speech, cursing the
disgraceful fact that there are thieves in the world. But what would
that get measide from a few angry neighbors?
To
say that there are thieves in the world is only to repeat what I've
known all along. To say that it's disgraceful is to say that if I
were God, I'd have made the world differently. But since I'm not God,
that point is irrelevant, too.
To
say that I would never steal someone's milk is to acknowledge
that I'm different from many of the people in the world and that I
have my own way of trying to achieve happiness. But why should I
expect someone else to use my way?
The
only area of interest is that which I control. I've decided to
risk theft by having the milk bottles left on the front porch. And I
can decide to continue that risk or have the milk handled in some
other way.
If I concentrate on the
thief's immorality or on my rights, I'm probably leaving myself
vulnerable to another theft. But if I use what I control to
make new arrangements, I can see to it that the theft isn't
repeatedand that should be my major concern.1
YOUR CONTROL
You
have so much control over your life, it would be a shame to throw it
away. But you do just that if you hope to get what you want by
involving your rights or by trying to change others.
By
using the control you do have, you can reduce your taxes, adopt the
lifestyle you want, and establish valuable
relationships
1.
And I can think about that while I'm pouring water on my
Wheaties.
that won't bring problems. There are numerous
direct alternatives available to youmany of which will be
suggested as we go along.
No one
owes you anything; everyone you deal with will choose the best
alternatives for himself.
Try
forgetting about your rights. They haven't made you free. They didn't
bring you the good things you've achieved in your life. Why count on
them in the future?
There are far
easier ways to get what you want.
We
are much beholden to Machiavel and others, that
write what men do,
and not what they ought to do.
FRANCIS BACON
Might
is a fine thing, and useful for many purposes; for "one
goes
further with a handful of might than with a bagful of right."
MAX
STIRNER
THE
UTOPIA TRAP is the belief that you must create better conditions in
society before you can be free.
It's
a very basic, very understandable belief. It's easy to see that other
people are arranging things incorrectlypassing the wrong laws,
misinterpreting things, even maliciously arranging things to the
detriment of others. You can see poverty, repression, prejudice, and
other conditions that stifle creativity and happiness.
It's
easy to feel that society needs an overhaul (major or minor) before
you'll be able to live freely. As a result, you can devote a great
deal of effort to attempts to make others understand what you see, to
the passing of laws, to a quest for a better society.
While
you're doing this, you obviously give up a great deal of time and
other resources that could have been used to enjoy life. But it's
assumed that once the proper overhaul of society is completed, you'll
be able to live more freely.
There
are two basic reasons I don't get involved in the quest to change
society: (1) because it's an indirect alternative, it's a much
harder, more permanent job than most people realize; and (2) it isn't
necessary. An individual doesn't need to live in a free society in
order to free himselfand when he tries to change the world,
he's in for a lot more trouble than he may have bargained
for.
Let's look first at the scope
of the job involved in bringing about social change.
SEPARATE WORLDS
If
you think you know the truth about a given situation, it's very easy
to assume that all you have to do is point it out to another person.
So naturally you're amazed when he doesn't quickly agree with you and
do what you want. But here we are back in the Identity Trap
again.
It's very hard to realize
that you live in a world of your ownbounded by your own
knowledge, your own perception, your own ways of reasoning, your own
set of standards. And that other person doesn't reside there. He
lives in his own world.
Sometimes
your worlds will overlap; with some people, they'll overlap often.
But most of each person's world is different from yours. What is
obvious to you may seem very strange to him. You can base a plan on
making him see the light, but the plan can very easily go
astray.
And if it's difficult to
influence just one person, think what you're up against when you hope
to change the prevailing views of a whole society of people.
Do
you know what you face? Do you understand each of the individual
natures of the thousands or millions of people you'd have to convert
to make your ideal society possible? Will your statement of the truth
be sufficient to make each of them give up his own way of seeking
happiness and follow your way?
This
doesn't mean that the world never changesfor better or for
worse. It changes constantly. But what we see as a changing world is
the result of millions of individual changes that add up to a net
change in the General Market. The general change is a result of many
specific individual changes.
You can
look through history and see examples where it appears that one man
has brought about great social change. And that can lead you to think
that you can do the same if you work hard enough or if you're smart
enough. But it doesn't work that way.
Large
social changes take place only when the market is readymeaning,
when millions of individuals are ready for such change. No matter who
was leading the movement, great social changes have occurred only
when the market was ready for them. If it was, the social changers
succeeded if they acted wisely. If the market wasn't ready, they
couldn't move it.
DIFFERENCES AGAIN
We've
seen that we live in a world of different peoplewith different
values, tastes, knowledge, moralities, ideas, and beliefs.
The
range of diversity among moralities, religions, and philosophies is
as great as it is among tastes in clothing and TV entertainment.
Everyone is different from his neighbors in some way. There are no
unified blocks of people who share a philosophy without deviation.
Witness the arguments among Catholics and among
Socialists.
Every individual seeks
his own happiness. You or I might think a man misguided in the way he
seeks it, but he seeks it avidly nonetheless. And even if he relies
on someone else to tell him how to get it, he won't necessarily
choose you or me as the one to tell him.
What
we view as a social injustice is merely someone's method of seeking
happiness. If you think that someone or some group of people is
unjustly poor, your opinion implies that someone else should be
giving them more moneythrough jobs or charity. That "someone
else" is the person whose happiness-seeking methods disturb
you.
In the same way, if you feel
that certain people are being repressed politically, it implies that
someone has the power to keep them from doing what they want to do.
Again, you disapprove of the way in which that someone is seeking his
happiness.
The desire to change
social conditions is the desire to change or prevent the
happiness-seeking methods of the individuals you don't approve
of.
It's easy to feel that an
overhaul of some kind can set things right: laws passed to guarantee
income to the poor, political leaders removed, regulations enforced
to prevent racial prejudice, tax rates reduced or abolished, etc.
Once the overhaul is done, the problems will cease. But will
they?
Probably not. It's a mistake
to assume that the villains will no longer cause trouble. That's
highly unlikely. They will continue to seek their happiness
(as all human beings do), and each of them will do it in the way he
knows best.
The way he knows
best isn't going to be overhauled by the changes you engineer. He'll
still believe he was doing the right thing (for him).
THE NEW ORDER
No
matter what social changes are made, human beings will continue to be
different from one another. Any new order of things will be opposed
by many dissidentsjust as you might oppose the old order now.
The opponents of the new way will work to change it, and they'll be
joined by others (previously unaffected and unnoticed) who are
bothered by the new conditions.
You'll
have to work just as hard to defend your changes as you did to bring
them about. There won't be a stopping point where you can say the job
is done and you can return to your private life to enjoy the
blessings of freedom.
There's no way
you could alter society so that every individual in it will have the
opportunity to live his life as he wants to. There are too many
conflicts of interest. Someone will have to be dissatisfied; in fact,
a great many people will have to be dissatisfiedjust as you
may be now.
You can believe that
once the changes are made, the general benefits will be obvious and
people will be glad the changes were made; but don't count on it.
That's falling into the Identity Trapexpecting someone else to
react to things as you would.
You
can take the attitude that your way is the right way and that
those who disagree are simply wrong. But that doesn't make any
difference. Those "wrong" people will still be upset and
create problems for you.
There will
always be disputes, conflicts, and problems to deal with. No system
can be established that would be completely peaceful, irrevocable, or
permanent.
Let's look at a couple of
examples to illustrate this.
Suppose
that you wish to see property rights respected. That standard appears
to be simple, straightforward, unambiguous, and reasonable. It
wouldn't seem difficult to establish that as a basic principle of a
society.
But there are plenty of
people who believe that freedom includes taking what they need from
othersusually through political action. Many of them consider
inequalities in wealth to be conditions of slavery. They would
continue to fight for the social conditions they want.
Even
if somehow everyone agreed with the basic principle of "property
rights," and it were implemented by law or custom, there would
still be many disputes. What is property? How can boundaries
be defined? Who trespassed first? What constitutes interference? Who
makes the final, binding decision to resolve a dispute? You may have
answers to those questions, but that doesn't mean that others will
accept your answers.
Or suppose your
objective is a society in which "everyone has at least a minimum
standard of living." What happens if someone can't obtain that
minimum through normal market exchanges? Who will be required to give
up some of his wealth to bring the first man up to par? Will those
who have to provide it be free? Will they refrain from trying to
evade your laws? Will they continue to produce wealth that they can't
keep?
No matter what standard
governs a society there will be disputes and unfree people. And those
people will fight for what they believe to be right for them. You'll
be living in basically the same kind of society in which you live
todaycomplete with pressure groups, arguments, subjective
interpretations of the rules, and opponents who are trying to change
the system to their advantage.
Any
governing principle presupposes a method for resolving disputes
within the terms of that principle. That requires an agency (such as
a court) that can enforce its decisionby violence, if
necessaryto be effective.
That
means that someone somewhere will ultimately make a decision to be
imposed upon someone else who won't like it. The judge's decision
will be based upon his own personal perception, interpretation, and
sense of justice.
Even if you bring
about the general social change you want, the implementation of your
change by leaders, judges, or others may be vastly different from
what you expected.
Those who rule
will always do so by their own subjective standardswhether
their authority is hereditary succession, a military takeover, or a
vote of "the people." There will be those within a society
who approve, those who disapprove, and those who go their own ways
and pay little attention to the rulers.
In
many ways, a social structure that appears at a distance to be
governed objectively by certain clear and fair principles
will, in reality, be composed of human beings who'll apply those
principles subjectively. And that, of course, is what we have
already. In fact, that kind of system has always existedno
matter what name it may bear.
THE PRICE OF LIVING
"Free
societies" are usually dreams in which the dreamer hopes to be
able to escape the simple prices required to live happily in the real
world. He may feel that he'll no longer have to fear economic changes
that hurt his way of life, or that he'll no longer have to worry
about protecting his property, or that he won't have to deal with the
social conflicts he sees today.
The
irony is that you pay a lesser price when you accept the
existence of the social disorders and deal with them individually.
You pay a higher price when you work to create a better
society (through education, politics, etc.).
Even
so, you can be encouraged to attack a social disorder by thinking
that it's something "abnormal," out of the ordinary, a
simple flaw that can be easily corrected to restore things to
normal.
As I look at history,
however, I become more and more convinced that what we live in is
"normal"that things have never been basically
any different from what they are now. Many things have changed,
but the essence of social structures has remained quite the
same.
In Florence during the
Renaissance, in America during the 1970s, even in a hoped-for free
society, the facts remain the same: No matter where or when you live,
you'll still have to deal with people different from you. You'll have
to cope with people who don't want you to have what you want, and
who'll try to take from you what you have. Changing the social
structure won't change the prices you'll have to pay to get and keep
what you want.
That doesn't mean
that one society can't be a happier place for you to live than
another. There are differences, and it makes sense to consider
living in the society whose rules most nearly coincide with the way
you want to live. That's a direct alternative. It takes far
less effort to find and move to the society that has what you want
than it does to try to reconstruct an existing society to match your
stlandards.
In the same way, if the
society in which you live seems to be heading in a direction you
don't like, it makes sense to get out before you're hurt by it. I
like to think, for instance, that I would have moved out of Nazi
Germany before it was too late.
There
are some who would say I should have stayed and fought the tyrants,
or that I might not have seen the danger in time to get out. But no
one could realistically believe that my presence there would have
made a difference in the national outcome. And if I hadn't seen the
danger soon enough to avoid it, I certainly wouldn't have seen it
soon enough to stop it.
You can't
change the fate of a nation, but you can do a great deal to make sure
you're not affected adversely by it. What you have to do is simply
part of the price you pay to get what you want in life. And it's
always a far less expensive price than you'd have to pay to undertake
a social change of any kind.
No
matter how difficult the task of changing society, the Utopia Trap is
still compelling. And it appeals mainly, I think, because few
individuals see any other alternatives.
So
one can be induced to write letters, try to educate others, help get
the right man elected, throw the tyrants out, and engage in numerous
other activities. But these are all indirect alternatives. Your
success will depend upon a whole series of "ifs": if
other people see the light, if other people do what you
suggest, if, if, if. No wonder such movements are so
frustrating.
And as we saw in the
Group-Trap chapter, your individual participation in those activities
probably won't affect the outcome one way or the other.
USING YOUR POWER
If
the prospects for social change are pretty bleak, the prospects for
individual freedom aren't.
If you're
not free now, it isn't because you haven't done enough to change the
world. Quite the contrary, it may be that you've been doing too
much to try to change the world. The effort you've expended in
that direction could have been used to provide freedom for
yourself.
There are probably dozens
of direct alternatives available to you that would eliminate the
effects of social injustice from your own life. And that's ultimately
the object, isn't it?
Are taxes too
high? You waste precious attention when you try to change the tax
structure. There are always ways to avoid paying those high taxes;
all you have to do is find them.
Is
the government getting too repressive? You could spend the rest of
your life fighting it, but your actions won't change the fate of the
nation. However, you can make sure the repression doesn't get
in your way.
The only clear path to
freedom is through direct alternativesdecisions that don't
require that you influence others. Direct alternatives always exist,
and they're almost always far more effective than indirect
alternatives.
There are
hundredsthousands!of ways to be free when you
concentrate upon the power you have. But you can't see them if you're
occupied trying to change others.
Further
ahead, we'll devote eleven chapters to specific methods you can use
to free yourself of the chains that may be binding you. All of the
methods employ direct alternatives. None of them requires that you
change others or change yourself.
AN EXCITING WORLD
The
Identity Trap is the assumption that someone else will react as you
would. The Utopia Trap is that assumption carried to its logical
conclusionthe expectation that you can make the rest of the
world correspond to your dreams.
You
can't. And when you try to do so, you succeed only in throwing away
the very real opportunities for freedom that you already
possess.
The world is an exciting
and beautiful place. It might not seem so if you're bogged down with
restrictions on every side. But those who have recognized their own
powers and used them to be free see little need to change the
world.
The world-changers are
powerless. They dream of remaking the world; but since they can't,
they've placed their emphasis where they have no power at
all.
Free men recognize that they
can't change the world, and so they concentrate on the power they do
havewhich is enormous. They realize that they can choose
not to be involved in situations that don't suit them.
So
they look for those situations that do suit them. And they
discover far more opportunities for such situations than most people
imagine exist.
A free person doesn't
try to remake the world or his friends or his family. He merely
appraises every situation by the simple standard: Is this what I
want for myself? If it isn't, he looks elsewhere. If it is, he
relaxes and enjoys itwithout the problems most other people
take for granted.
A free man uses
his tremendous power of choice to make a comfortable life for
himself.
The power of choice. You
have it. But you forfeit it when you imagine that you can choose for
others. You can't.
But you can
choose for yourselffrom hundreds of exciting,
happiness-producing alternatives.
Why
not use that power?
When
I remember how many of my private
schemes have miscarried; how
speculations
have failed, agents proved dishonest, marriage
been
a disappointment; how I did but pauperize
the relative I sought to
help; how my carefully
governed son has turned out worse than
most
children; how the thing I desperately strove
against as a
misfortune did me immense good;
how while the objects I ardently
pursued
brought me little happiness when gained, most
of my
pleasures have come from unexpected
sources; when I recall these
and hosts of like
facts, I am struck with the incompetence of
my
intellect to prescribe for society.
HERBERT
SPENCER
Don't worry about the whole world: if you do it will
over-
whelm you. Worry about one wave at a time. Please
your-
self. Do something for you, and the rest will fall in
line.
DAVID SEABURY
THE
BURNING-ISSUE TRAP is the belief that there are compelling social
issues that require your participation.
There
are always numerous issues before the publiccompeting for your
attention, your concern, your time, and energy. When you view an
issue by itself, it can seem very compelling; you can feel that it
can't be ignored and that you must do something about it. If
you become aware of something evil and dangerous, it can seem that
you're compelled to work socially to correct it and eliminate the
evil.
But if you stand back and look
at the whole spectrum of social issues that clamor for your
attention, you get a different perspective. Let's identify some of
the many issues that writers, politicians, and crusaders have told us
are do-or-die, must-be-taken-care-of-right-now matters.
During
recent years they've included such things as pollution, civil rights,
overpopulation, drugs, conservation, communism, consumerism, women's
liberation, poverty, organized crime, law and order, disappearance of
animal species, the sexual revolution, government solvency,
pornography, educational problems, mental illness, privacy, high
taxes, the Vietnam war, campus riots, the military-industrial
complex, police brutality, and disarmament. Plus perhaps a dozen more
I've overlooked, plus a few more that have become issues since I
wrote this.
All these issues are
presented as matters commanding your attention and participation. But
how could you possibly become involved in all of them? And if you
could, what would become of your freedom? How can you be free when
you're burdened with a responsibility to right the world's
wrongs?
You can enslave yourself by
assuming a responsibility to observe, judge, and correct any social
problems. For the problems will continue indefinitely. They'll never
be resolved to everyone's satisfaction. The demands upon your time,
energy, and money can never cease.
Look
back over the past twenty-five years. Can you think of a single
social issue of the magnitude and popularity of those just listed
that has been successfully resolved? Has any desperate social need
been satisfied? And has the world stopped because of the
failures?
At the outset of most
campaigns, the organizers assume that a given effort will solve the
problem once and for all; just educate enough people, get enough
petitions signed, pass a certain law, and the issue will be resolved
and we can go back to our private lives.
But
once people are educated, they have to be re-educated: new ideas from
other sources may turn those you've educated away from the direction
in which you'd thought you'd steered them. And once laws are passed,
they can be amended or repealed, so the passing of a law doesn't end
anything.
Campaigns for social
change are excellent examples of the indirect alternativeworking
through others to get what you want. Your success depends on the
responses of literally thousands of people. Your control over the
situation is minute.
And if the
issue is important, you're enlisting for life. If you do
achieve any short-term goal, you'll have to safeguard your victory
for the rest of your life.
The
existence of evil isn't a claim upon you. "Evil" will
always exist in the world. To accept as a principle that you must
fight something because it's evil is to believe you must fight
anything that's evil. There's no end to the number of evils
that could command your attention. Is that all your life is forto
spend it fighting evil?
Somehow the
world goes onevils, issues, and all. During this century
people have coped with world wars, depressions, prejudice, organized
crime, and most of the other issues mentioned before. None of them
has been resolved; they keep coming back.
But
through them all, free men in any country have found ways of living
their lives freely and happily without feeling a responsibility to be
involved. Their lack of participation hasn't changed the outcome of
any social issue, but it has enabled them to be free.
QUESTIONS
When
you're asked to participate in a crusade to deal with any social
issue, the matter can seem very compelling. But you can get a better
perspective on the issue if you ask yourself a few questions:
1.
How much do you really know about the issue in which you're about to
get involved? Do you recognize that you're hearing only one side of
the problem? Is the person who is providing the "facts" to
you qualified to determine the extent of the problem?
Once
an issue gets started, a lot of people in the press, politics, and
perhaps in your neighborhood will jump on the bandwagon. Most of them
simply repeat what they've heard. The quantity of repetition can be
pretty impressive, but that doesn't tell you how true or significant
their statements are.
I don't have
unquestioning faith in scientists or specialists; I don't believe
they necessarily have all the answerseven though they may
spend many years in a particular field. But I have even less faith
that the answers to social problems will be forthcoming from
broadcasters, politicians, crusaders, picket lines, or TV
personalities. Do their sound and fury constitute factual evidence
upon which you should act?
2. How do
you know the solutions sought will end the problem? They might even
cause greater problems.
For example,
there's a great demand that the government outlaw pesticides that are
supposedly hurting crops. The government is being asked to protect
us. But it was the U.S. Department of Agriculture that pressured
farmers into using the pesticides in the first place. The
government's original "solution" to a problem has brought
about a new problem.
3. Is the issue
really of significance to you? If the standard to be applied
is the existence of injustice, evil, or hardship, then there are
millions of issues you must deal with, regardless of whether they
affect your life. But there are also plenty of matters that apply
directly to you. Isn't that where your time can be best
spent?
4. Is it possible that you're
responding to social pressure rather than genuine concern over the
issue? Perhaps you're becoming involved in order not to appear
"unconcerned," "selfish," or ignorant.
If
you get involved for those reasons, you're walking into the
Unselfishness Trap or the Morality Trap. What others choose to do
with their lives is up to them, but you have no obligation to
cooperate.
SOLVING ISSUES
If
an issue concerns you, there are both direct and indirect
alternatives available to you. The indirect alternative is to try to
change the prevailing social trendwhich involves changing
others. The direct alternatives are the ways by which you can handle
the problem so that it doesn't affect you personally.
The
second way is by far easier. Let's look at some examples:
Are
you being discriminated against because you're a woman? How long
would it take to reorient society so that most businesses would offer
better job opportunities to women? Probably a very, very long
time.
On the other hand, what do you
really need? You obviously don't need to have fifty million new jobs
available for females; you couldn't fill them
all.
Perhaps you resent men treating
women as "sex objects." Does it really matter if millions
of men continue to do so? What do you really
need?
Chances are you only need one
job and one man (or maybe two or three). Do you need to
overhaul all of society just to get one good job? Do you need
to re-educate all men just to be able to enjoy one good
one?
Why not, instead, use some
selectivity in trying to meet men who treat women the way you want to
be treated? I'm sure such men existno matter what your
tastes.
And why not pass by the job
where you know women will be treated as inferiors? Look for employers
or customers who are concerned with value first and foremost. They're
likely to be those who are the most intensely profit-seeking. Those
people want quality for their money, not gender.
You
need only one man, one job, one place to live, one set of friends. To
find them, is it really necessary to become involved in a social
movement to change the thinking of millions of people?
OTHER ISSUES
Are
you afraid that the drug culture will destroy society? Why? Alcohol
hasn'teven though it's created reckless drivers, alcoholics
who steal to support their habits, and all the other problems
attributed to drugs.
If you think
drugs are dangerous, don't use them. If you're afraid for your
children, then concentrate your attention on them, not on a
problem you'll never solve. I can't guarantee that you'll insulate
your children from drugs; but if you can't, how could you hope to
insulate society at large from drugs?
Are
you appalled by protest and violence on college campuses? Then don't
send your child to a college where such things happen. Don't expect
to change the attitudes of students; their motives are their
own.
Are you afraid that consumers
are cheated by manufacturers? Then don't buy from sellers who can't
prove the worth of their products. If goods are generally of low
quality, it's because sellers have found that buyers prefer not to
pay more for better goods.
But that
doesn't have to affect you. You can always find, within the General
Market, sellers who cater to your minority tastes.
You
could crusade for government-enforced quality standards. But history
demonstrates that government interference produces worse products,
not better. Government standards create red tape, contradictory laws,
dictatorial agencies, payoffs, and the loss of your opportunity to
buy the products you want but which don't please
bureaucrats.
If you're afraid there
won't be enough food to go around someday, stock up in advance.
Wouldn't that be easier than trying to get the whole world to limit
population? (With farmers paid not to grow crops, it isn't
surprising that food output isn't increasing faster.)
The
demands that you limit your family to one child are based upon an
average of what some people think is the total amount of food and
space available. But how is that relevant to you? Acting on such
considerations is an example of the Group Traptreating things
collectively instead of individually.
By
the same reasoning, you shouldn't drive a car or eat steak or have
more than a one-room house for your familybased upon an
average of how much is available for the whole world.
The
appropriate question is, "How much food and space do you
have?" Do you have enough to support the family you want,
taking into consideration possible changes of circumstances? What
will be the consequence to you?
If
you're concerned about the depletion of natural resources, move to an
area where they still exist and buy property that you can preserve
the way you want it. If you don't want to live there, are you sure
the issue is important to you? And if you do want to live
there, the cost of property would be less than the cost of trying to
change the thinking of the whole country regarding such
things.
The entire issue of
conservation has always seemed to be a strange one for me. I've never
been able to figure out for whom we're saving the
irreplaceable resources. If we aren't allowed to use them,
then the next generation shouldn't use them either, nor the one after
that.
As certain resources are
depleted, others are brought into use. Profit-seeking innovators look
for ways to solve such problems because the rewards they receive are
worth it. When attempts are made to hold back that evolution, people
can wind up paying more for what they value less.
For
example, conservationists say that trees should be saved by using
recycled paper. A UPI news item reports that Bank of America,
American Telephone, Coca-Cola, and McGraw-Hill are among the
companies using recycled "ecology bond" paper. The cost at
the mill is $20 to $40 more per ton than new paper of
comparable grade.1
That
higher cost is an indication that the resources required to recycle
paper are more precious to the General Market than
the
1.
Los Angeles Herald-Examiner, August 12, 1971
cost
of new paper. If people truly valued timber in its uncut form, the
cost of it would be higher than the cost of recycling paper.
The price of anything is an indication of its attractiveness and
scarcity, compared to other things. When attempts are made to
overrule the natural expressions of the General Market, higher prices
are inevitable.
SLOGANS
My
few brief remarks concerning these social issues are by no means
final answers to any of the questions. But, then, neither are the
popular slogans uttered on behalf of "ecology,"
"liberation," "consumerism," and
"conservation."
There's
always a great deal more involved than is popularly discussed. And
there's always something you can do for yourself that doesn't require
changing other people.
Ask yourself
what you'd do if you were sure you couldn't change the
attitudes of others. What then would you do by yourself to keep the
problem from affecting you? If you approach it on that basis, you
usually find that there are many more direct alternatives available
than you'd noticed while you were busy trying to change
others.
Even if you could make big
changes in the world, the cost would be gigantic. It's always simpler
and less costly to look for direct alternativesas opposed to
those that depend upon getting other people to act as you want them
to act. That principle applies in any area of
life.
Change will take place as a
result of broad changes of interests in the General Market. Some
changes you'll like; some you won't. But those changes will occur
whether or not you participate in these matters.
So
you have a choice: should you involve yourself in efforts to advance
or retard the changewhere your efforts will make little
differenceor should you simply make any personal adjustments
necessary as the changes take place?
Participation
in burning-issue movements might be a good way to meet like-minded
people, or it might be that you enjoy the challenges involved. But if
you jump into them because you think your participation will change
the course of the world, you're probably making a grave mistake.
MY PREJUDICES
These
remarks weren't intended to sell my side of any of these
social issues. As a matter of fact, I more often fit naturally on the
same side as the crusaders. I don't care for low-quality products
that might hurt me; I don't use drugs; I don't believe I harbor any
racial prejudices; I love women for their minds and their emotions,
as well as their sexiness. And I don't intend to have children (but
not because I think the earth is overpopulated).
But
these are matters I can handle on my own. I moved to Vancouver,
Canada, from Los Angeles because I was tired of the smog, noise, and
traffic. I enjoy seeing beautiful trees around my home; the owners of
those trees won't cut them down, because they prefer the beauty to
the timber value.
I'd feel foolish,
however, trying to tell other people that they should reorient
their lives to eliminate smog, noise, and traffic. Many people do
prefer to live in Los Angeles as it is; that's why they're
there.
I take the various demands
that I join causes with a grain of salt. I realize that the people
who lead these movements have their own personal objectives. Many of
them would be lost without their causes; that's how they find their
happiness. Where would the consumer advocates be without General
Motors? Or the employees of the cancer organizations without smokers?
Or the politicians without those "pressing, critical, burning"
issues?
All that is their
business, but not necessarily yours or mine.
Burning
issues are always presented in terms that make it appear that your
freedom is at stake. Well, it is. If you're lured into devoting your
precious life to the resolution of social problems, that can end your
freedom. You'll carry the burden of responsibility for all the
problems of the world.
Is it
possible that you're assuming that once the various social issues are
resolved, you'll be able to relax and enjoy your own life? If so, the
lessons of history indicate that those issues will always be with us
in one form or another.
You're not
going to live forever. With the years ahead of you, why not start now
to concentrate on making your life as meaningful, free, exciting,
and joyous as possible?
You are
the most important issue in the world. What happens in the social
issues is only incidental; to concentrate on them is to approach the
matter much too indirectly. What you do directly for yourself will
have a far greater impact on your life than what you do in response
to the burning issues of society.
Make your life the issue.
Diary:
How to Improve the World
(You will only make matters worse).
JOHN
CAGE
In brief, sir, study what you most affect.
SHAKESPEARE
12
The
Previous-
Investment Trap
THE
PREVIOUS-INVESTMENT TRAP is the belief that time, effort, and money
spent in the past must be considered when making a decision in the
present.
For example, a woman
decides not to divorce an incompatible husband because she's already
invested twelve years in the marriage. Or a man refuses to quit an
unpleasant job because he's had it for fifteen years. Or an investor
hangs on to a losing stock because he believes he shouldn't sell it
until it rises to the price he paid for it. Or a man continues to
fight for a losing cause because he's already invested ten years in
the movement.
In each case, the
individual feels that to change the situation would mean wasting the
previous investment. It's as if he were saying, "If I change
now, those years were wasted; but if I stay where I am, those years
(somehow) were good." But what difference does it make? The
years are gone, irretrievable.
What
matters now is what happens in the future. And that will depend upon
what you do now with whatever you have available to
you.
The expenditure of resources is
important only before you spend them. Once spent, they're
insignificant. What is significant is what you've received in
exchange for them.
If you've put
twelve years into a losing marriage, what's the best you can get from
this point forward? If it would take another twelve years to
establish as good a marriage with someone else, you may decide not to
make that new investment. But if it would take only twelve days to
develop the same rapport with someone else, you'd be throwing away an
opportunity by letting the past twelve years influence you.
When
a financial investment (such as a stock) drops in price, the price
you originally paid for it becomes irrelevant because you don't have
that money anymore. All you have is the present value of the
investment.
In what way can you use
that to make the most in the future? If you think the stock
you're holding is going straight up from here, you'll want to hold
onto it (but not because of what you paid for it). If you think there
are other stocks that will rise faster, then you should sell the
present stock and buy something with a better future.
In
every case, the question is: With what you have now, what is the best
way to use that to get the most in the future? What you've paid to
get to where you are now is irrelevant; those resources are gone and
can't be retrieved, no matter what you do.
The
Previous-Investment Trap can sometimes be very subtle. I knew a woman
who paid $150 for a fifteen-lesson course. After sitting through the
first three lessons, bored stiff, she decided it was a mistake. I
suggested she spend her Wednesday evenings in a more profitable way
(such as with me).
"I can't do
that," she said. "I have a hundred and fifty dollars tied
up in it; I have to see it through."
She
was saying, in effect, "Since I've already wasted my money on
this, I'm now going to waste my time, too."
Money
spent in the past is gone. You can never get it back. You may get the
equivalent of it again. But to do so, you must choose the most
profitable alternative available to you now. Where you spent the
money in the past has nothing to do with the question.
THE TRAP
You're
in the Previous-Investment Trap whenever you allow what you've
expended in the past to be a determining factor when deciding what to
do in the future. Learn from the past, but never feel you have to
justify a past investment by hanging on to it.
The
mark of a good financial investor is his ability to recognize when he
has made a mistake, sell out, and prevent his losses from getting
worse. Most investors become emotionally attached to the decisions
they've made, so they hang on in hopes of recouping the investment
laterand they usually wind up losing more.
The
same thing applies to any area of your life. Recognize your losses.
Don't assume that you can lead a mistake-free life. You can't. But
you can recognize your mistakes early and thereby prevent them from
compounding into gigantic losses.
If
a relationship is wrong, end it and look for a better one. If you've
spent your money unwisely, accept it and determine the best action
for the future with what you have left. If you've devoted yourself to
a cause that now appears fruitless, get out of it and move on to
something that will bring you happiness.
Don't
try to justify past mistakes by perpetuating them. For when you do,
you throw away the future you could have had.
There
is a bright, glorious, free future aheadif you keep looking
forward.
A
man should never be ashamed to own he has been
in the wrong, which
is but saying, in other words,
that he is wiser today than he was
yesterday.
ALEXANDER POPE
MANY
PEOPLE COMPLAIN that freedom isn't possible in the real world. Often
the person complaining is an individual who has accepted restrictions
upon his life that make it seem impossible to be free. In effect,
he's in a box.
A box is any
uncomfortable situation that restricts an individual's
freedom.
And the Box Trap is the
assumption that the cost of getting out of a bad situation is too
great to consider.
It's easy to slip
into a box and just as easy to stay there. You can come to believe
that a difficult situation is just part of living and must be
accepted. Let's look at some examples of boxes.
A
young doctor might decide, after ten years in medicine, that he
really doesn't like it. But he stays where he is, assuming there's no
way out. If you ask him why he doesn't change, he may not have a
clear, precise reason.
It may be
that he's unwilling to acknowledge that he's chosen the wrong
profession, or that he doesn't want to disappoint his proud mother.
Or maybe he's in the Previous-Investment Trapthinking that he
can't "throw away" the more than ten years of his life he's
put into medicine.
A box can be a
minor irritantlike a boring monthly family dinner at your
relatives' home. Or a pain in the shoulder that continues daily but
which you do nothing about.
Or a box
can be a big thingsuch as the situation of a woman who
realizes that her marriage is nothing like her conception of what a
marriage should be. She remains in the box because she feels it is
unthinkable to try to get out of it.
The
Box Trap is the vague feeling that the box must be accepted because
there's no way out.
PRICE
Everything
you want in life has a price connected to it. There's a price to pay
if you want to make things better, a price to pay just for leaving
things as they are, a price for everything.
The
price may be in time, effort, money, emotional turmoil, or physical
discomfort. Ultimately, however, it always comes back to time. You
aren't going to live forever, so time is a limited resource. Whatever
you do with your time, you pay a price by forgoing other
alternativesother things you could have done with that time.
That's why you choose; you hope to satisfy your highest values and
let the others go.
A key to good
decision-making is the ability to recognize what you're giving up
when you choose something. It's obvious that you can't have
everything you desire. But often, when choosing to do something, you
can overlook the desirable things that you'll have to forgo because
of the choice you're making.
So it's
important to recognize what you're giving up and to make sure that
what you're getting is more valuable to you than what you're
forgoing. If you do that, you're less likely to have mixed emotions
later when the other things appear desirable to you.
BOXES
In
effect, a box is any situation that restrains your freedom. As long
as you stay in it, you suffer a discomfort of some kind and you forgo
other alternatives that are more desirable to you.
The
box could be a bad marriage, an unpleasant occupation, a debt for
something of no value to you, or a social obligation of some kind. A
box can also be the problems involved in maintaining an image or
reputation that isn't genuinely yourssuch as having to watch
what you say.
You're in the Box Trap
if you tolerate any such situation by assuming that there's no way
out of it.
The first thing to
recognize is that you're paying a price every day that you remain in
the box. You're forgoing more attractive alternatives. And you suffer
discomfort just from knowing that you don't like the situation, plus
the discomfort of whatever you have to do to keep from rocking the
boat.
The second thing to recognize
is that there is a way out. To get out, you have to pay a
price. The price may be in emotional upheaval, in money, in time
spent to make things right. Whatever it is, there is a price
you can pay to get out.
Part of the
problem is usually the vagueness of the situation. It's easy to
assume that the cost of getting out is too horrible to contemplate,
and so you don't even think about it directly. As a result, you can
go on living daily in a box without ever knowing exactly what it
would require to get out.
If you
could know specifically what you're paying by staying where you are
and what you would have to pay to get out, you could make a definite
choice. You'd know which alternative was truly best for you.
If
there's a box in your life (big or little), let me suggest a simple
method of putting it in focus.
Take
a few minutes away from everything else. Find a comfortable chair in
a quiet room where you can consider the problem without
interruption.
First, identify the
box. What is it that's causing you the discomfort?
For
example, suppose you've lied to someone and now find it difficult to
maintain the lie. You're no longer able to express yourself freely
for fear of saying something that would contradict the lie.
Or
perhaps your weekends are continually interrupted by relatives who
drop in and monopolize your only free time. Or maybe you've made a
commitment to contribute money to a particular cause but now you wish
you were free to spend the money elsewhere.
Whatever
it is, identify the discomfort the box causes.
Next,
think of what you would do if you weren't in the box. At
first, the only advantage you can think of might be the absence of
the discomfort. But in some way the box is preventing you from doing
something you'd prefer to do. And if it were removed, you'd be free
to take advantage of desirable alternatives.
Imagine
the box gone. And then imagine what you'd do once you were free of
it. As you do, it's possible that the thought of one free activity
might lead to another. And before long you may be able to think of
many desirable possibilities that hadn't occurred to you
before.
The next step is to identify
the price it would take to get out of the box. As I said earlier, it
may not have even occurred to you that there is a price that
would get you out.
But there's
always a way out. If you were to walk out of the box right now, what
would it cost you? What would happen that you've been
dreading?
The price could be fearful
or it could be trivial. But there is a price that could get you out
of the situation.
If you've lied to
someone, you may have to admit that you lied to get out of the box.
If so, the price might be the shame of admitting the lie, or the loss
of the person's friendship, or the time involved to re-establish a
reputation for honestyor possibly all those things.
The
price might be a confrontation with someonesuch as telling
your spouse you don't want to remain married, telling your boss you
want a better arrangement if you're going to continue to work for
him, or breaking off a relationship with a friend or relative who
brings you only grief.
Identify what
you'd have to do in order to end your present discomfort.
Then
picture yourself paying that price. It may be painful just to think
about it. But try.
If a
confrontation is involved, imagine yourself going through the
necessary conversation. Construct an imaginary dialogue with the
other people involved. Don't skip over it; mentally live through
every word spoken by each person.
As
you do, try to think of unexpected things that might come up. Try to
foresee the side of a person's character that hasn't been shown to
you before. What if he gets mad? What if he starts to cry? What if he
becomes abusive?
Go through the
entire experience in your mind. If it's the least bit painful, go
through it a second time. When you do, it should be less painful.
Keep doing thisas many times as are necessary until you can go
through the whole thing mentally without it bothering you.
With
this, you will have identified clearly the three elements of your
situation: (1) what you're paying by remaining where you are; (2)
what it would cost you to get out; and (3) what you could do once
you're out.
As long as the situation
is just a hazy problem with no solution, it can always seem easier to
let things continue unchangedas uncomfortable as it may be.
But when you recognize what it's costing you to stay in the box and
what you could do if you were out of it, you gain new incentive to do
something about it.
The price of
getting out might have seemed horrendous when viewed vaguely from a
distance. But now that you've identified it clearly, it may lose its
power to frighten you. That won't necessarily happen in every case,
but it is likely enough to be worth checking.
In
most cases, a half hour spent in this way will lead to the conclusion
that it's easier to pay the price and get out than to stay locked in
the box.
MAKING TESTS
I
don't suggest that you grab this technique and run out to break up a
marriage or tell your mother goodbye.
It's
a common example of the Intellectual Trap to think that your emotions
will automatically adjust to a good idea. And many people have
learned by sad experience that they aren't emotionally ready to carry
off the ideas they've intellectually accepted.
It's
far better to test such ideas in smaller matters and cautiously lead
up to the bigger ones.
Take a minor
irritant in your life as a first test. Decide what it's costing you,
what it will cost to be rid of it, and what you'll do with the
freedom you'll acquire when you're rid of it. Then pay the
price.
If you have a friend or
relative who has been a constant drain on your time, try telling him
that you're going to be involved with other things and will no longer
have the time to spend with him.
You
might not look forward to the confrontation, but if you experience it
mentally first, it will be easier to approach. Be prepared for
surprisesreactions you didn't anticipateso that they
don't throw you off balance when they happen.
If
the conversation becomes difficult and you're tempted to give in,
remind yourself of the rewards awaiting you when you get through
this. Keep remembering all the good things you'll be able to do with
the time you're rescuing.
The
confrontation may be difficult, but the next morning you might wake
up to a brighter day. You may be surprised at the sense of
weightlessness you feel for having removed a burden from your
shouldersa burden you had always assumed you were stuck
with.
No matter what the discomfort,
there's always a price you can pay to get rid of it.
Suppose
you've acquired a debt for something you bought that you really don't
care for anymore. Each month you have to write out a check for money
you'd much rather use elsewhere. It can be a monthly tormenta
symbol that you've made a costly mistake.
Why
put up with it? There's always a way out.
Maybe
you have twenty payments left. If so, don't take the attitude that
you have to endure this discomfort for twenty more months.
There's a price available that will end it now.
See
what you can sell the item for. Don't fall into the Previous
Investment Trap by thinking you can't take a loss on it. You only
increase your lossesin money and emotional distressby
hanging onto it.
The outstanding
debt may be more than the amount you could sell it for. If so, why
not pay the difference in cash and get rid of the problem? Or sell
something else you don't need to make up the difference.
You
don't gain anything by waiting the twenty months. By then the item
will be worth even less, so you'll only lose more money by hanging
onto it. Sell it now, pay the difference, and end the problem. Then
you won't have to write those monthly checks anymore.
However
you handle an irritant, there's no reason to assume you have to
endure it just because you've made a mistake. There's always a price
you can pay to clear the record and start fresh.
PAY THE PRICE
Cultivate
the art of looking for prices any time you notice a discomfort. Find
out what it would take to be rid of it; there's always a way. If the
first price you discover seems too big to be worth it, think about it
some more; perhaps there's an easier way.
Once
you get into the habit of looking for prices, you'll realize that any
irritant in your life can be handled. You'll no longer tolerate
that slow, chronic discomfort that eats away at you dailydestroying
your incentive, making you think less of yourself, darkening your
attitude toward the world.
As you
develop this talent, you can move up gradually to the bigger boxes in
your life, dealing with them in the same way. Later, we'll spend
three chapters discussing the techniques of handling major
changes.
And one day you might wake
up to realize that there isn't anything hanging over your
head. You're free!free to approach the day as you want
to live it, not restricted by the chronic problems that other people
take for granted.
I've never found
an exception to the rule that the sooner you pay a price, the less it
costs you. As long as a situation continues, you pay a price just
knowing that the situation is unresolved. And the longer a situation
continues, the firmer other people become in their attitude that you
have no right to initiate a change.
No
matter how long a situation continues, there's always a way to get
out. But the sooner you handle it, the easier it is.
Whenever
I can I choose to pay in advance. But if I become aware of a mistake,
I want to pay the price as fast as possible and clear the record.
I've become fanatically intolerant of permanent irritants.
Even
so, I occasionally carry a burden around with me a while before I
recognize it. It's usually a small discomfort that just seems to hang
over me, never quite painful enough to make me fully aware of it but
always taking the edge off something I could be enjoying.
Then,
suddenly, it dawns on me what's happening. The first thing I want to
determine is exactly what the discomfort is. Then I want to know what
I might be afraid of that's allowed the discomfort to perpetuate. And
I want to know what I'd have to do to be rid of it, once and for
all.
Then I want to get to it as
fast as I can, pay it, and be free to go on to better things.
If
the price is higher than I'd anticipated, the point is still the
same. I still have to pay it. There's no point in complaining,
blaming someone else, or trying to stand up for my "rights."
The sooner I pay the price, the sooner I'm free of whatever the
trouble has been.
As always, it's
important to concentrate on the direct alternatives. You may feel
that someone else is partly or wholly to blame for your problems. But
so what? You only waste precious time and attention when you try to
make him pay the price. You chose wrongly, or you wouldn't be
in the situation; that's why you have a price to
pay.
What happens to him from now on
is his problem. He'll have to continue living with whatever it
is that bothers you about him. But all you have to do is pay
the price, and he won't be a problem to you anymore.
FREEDOM
So
many people live in chains of their own making. They cry out for
freedom from political policies they don't like; they complain about
the villains who prevent them from being free. And all the time they
voluntarily tolerate boxes that reduce their freedom of action by
20-50% or more.
Getting out of boxes
may not get the politicians off their backs. But if freedom is so
important to them, why don't they remove the chains that are
within reach?
Take a look at
your own life. What could you do today that would give you more
freedom tomorrow morning?
If the
dollars you lose in taxes are important to you, then what about the
dollars you may be spending to perpetuate boxes you could get out
of?
If the hours required to earn
the money to pay taxes are vital to you, then what about the hours
you spend in uncomfortable relationships?
Every
dollar or hour you stop spending to preserve a box is one you could
be using for better things. Every day outside of a box is another day
added to your free life.
In
addition, when you get out of those boxes, you'll be much freer to
take advantage of opportunities that will free you in other
areassuch as removing the political chains from your
back.
As I mentioned in Chapter 10,
you're often prevented from using an attractive alternative in one
area because you're restricted in another. When you're no longer deep
in debt or stifled for time by bad relationships, you can take
advantage of the many alternatives available to get rid of high taxes
and political repression.
The Box
Trap is the assumption that there's no way out of a box. There's
always a way, always a price you can pay to be rid of it once
and for all. Find it and pay it.
The
nice part of it all is that you can get out of boxes just by
exercising your own initiative. It's a direct alternative that
doesn't involve influencing others. All you have to do is to pay the
price.
Instead of worrying endlessly
about a vague, ominous threat, face it mentally. Get off by yourself,
relax, recognize what you're paying already, discover what you could
pay to be rid of it, picture yourself paying it. And when it no
longer frightens you, pay it and be free.
There
are always prices. You pay them whether you change things or leave
them alone. The price that gets you out of a bad situation is by far
the least expensive one. It's usually far less terrifying than it was
when you let it scare you from a distance.
Pay
it. You have nothing to lose but your boxes.
When
people won't let you alone, it's because
you haven't learned how
to make them do it.
DAVID SEABURY
THE
CERTAINTY TRAP is the urge to act as though you had complete
information. You're in the trap if you make decisions without
recognizing the uncertainty of your assumptions and the risk that
goes with that.
It's a normal urge
to want to believe that one has the final answers to things.
Certainty is a more comfortable feeling than
uncertainty.
Unfortunately, a
feeling of absolute certainty is usually unrealistic. At any given
time, you have at your disposal only a small fraction of the
information you would need to make a decision with complete
foresight.
When you buy a house, you
have no way of being sure the government won't condemn it next year
to make way for a new road. When you plan a marketing campaign, you
have no assurance that your market surveys accurately reflect all the
conditions that will affect your success. You can never know for sure
the thoughts or plans or motivations of other
people.
Uncertainty isn't a curse,
however. You can still act; you can still make decisions. You use the
best information and reasoning you can muster. The important thing is
to recognize the limits of the information you're using. There
are variables you can't possibly predict, your knowledge is less than
complete, and there's the ever-present possibility that you haven't
drawn the best conclusions from what you've seen.
None
of these things need stop you from acting. But they must be
recognized. They constitute the risk involved in what you
do.
And for every risk there's an
accompanying liabilitya price you'll have to pay if
things don't go as you want them to.
You're
in the Certainty Trap when you ignore that risk. In everything you
do, there's always a risk. Sometimes the risk is negligible;
often the liability that goes with it is minor. But it exists and
must be accepted in order to know what you're doing. Otherwise, you
might walk overconfidently into a situation where your loss could be
overwhelming.
LOSS OF FREEDOM
The
individual who ignores these risks can lose his freedom in three
important ways:
1. He's likely
to take risks that would be unacceptable if he were to recognize
them; and by acting rashly he can get himself into boxes that
restrict his freedom.
2. When things
don't go his way, his previous certainty can turn quickly to despair
and depression; after all, he was "so sure." Now that he's
discouraged, his emotions can tempt him to run from his bad
consequences into a worse situation. In other words, he's fallen into
the Emotional Trap.
3. By accepting
opinions as absolute fact, he can allow hisfreedom to be restricted
by information that may not be true.
Let's
explore this trap in more detail.
UNCERTAINTY
The
desire for certainty can cause you to try to have an explanation for
everything that happens.
Many things
that happen seem to defy explanationat least at the time they
happen. If so, accept that. If you think you have to have an
explanation, you can devote a great deal of time and attention to
finding the answer to something that may not be that important. Or,
worse yet, you could be tempted to accept a rash explanation that
isn't trueand which could cause you to act foolishly in a
later situation.
For example, a man
says, "I was fired from my job because the boss doesn't like
Jews; so I'll never work for a Gentile again." Or a woman says,
"I was out dancing when my mother had a heart attack; so as long
as she lives, I'll never go dancing again."
Or
"The Communists wanted that legislation and it passed; so there
must be a conspiracy that I must devote my life to stopping."
Or "That no-talent actress became a starshe must have
slept with the producers; so I have to choose between being
promiscuous or not acting."
The
same thing can apply to more mystical matters. For example, "I
dreamt of that accident before it happened; therefore I can predict
the future." Or in reverse, "I can't explain the feelings I
have, so it must be proof that I've lived a former life." Or "I
can't explain how the universe was created; so there must be a
God."
There's nothing shameful
in acknowledging that you don't have the answers to every question
about life. Just accept the fact that you know only a fraction of
what's going on in the world. You don't have to attach explanations
in terms of a special revelation of God's will, a glimpse at the
supernatural, evidence of a conspiracy, or anything else.
I
was pleased to read a newspaper interview that demonstrated a calm,
reasonable approach to a very controversial subject. Perhaps you
remember the best-selling book The Search for Bridey Murphy. In
it, a hypnotist told how his patient recalled a previous life as
Bridey Murphy in Ireland from 1798 to 1864.
For
many people, the story was absolute proof of reincarnation. Others
scoffed that it was fraudulent or inaccurate.
Virginia
Tighe (called Ruth Simmons in the book) was the patient who had the
strange experience. You'd suppose that she would be the most certain
of what it meant. However, she treats the experience as something
very unusual but not necessarily proof of anything. In the newspaper
interview in 1971 she said:
I
accepted the hypnotic experience
as
only that. An experience. I know
that
something happened, something
unusual
that was completely honest.
I've
kept my mind open on anything
beyond
that.
I
thought all kinds of things might
explain
what had happened: perhaps
a
genetic memory or something I had
read
or something someone had told
me.
But I've never found a
satisfactory
explanation.
Certainly,
I
still have doubts. I
have
come to accept the fact that it
is
possible that reincarnation was not
impossible.
But I would never sit here
and
tell anyone that I am the reincar-
nation
of Bridey Murphy.1
I
see this as a very reasonable reaction to an amazing
experienceunusually reasonable coming from the person who
experienced it.
You don't need an
explanation for everything. Recognize that there are such things as
miraclesevents for which there are no ready explanations.
Later knowledge may explain those events quite easily. But at this
date in history, you can't expect to know everything that might be
known eventually.
THE QUALITY OF INFORMATION
It's
easy to forget that what we accept as certain knowledge from others
is subject to the human limitations of perception and logic. No one
can be expected to know everything, to see everything with unfailing
accuracy, and to interpret what he sees with perfect judgment. And
yet, it's easy to accept verbatim the information that's handed
us.
To do so, however, is to fall
into the Certainty Trap.
Scientific
books usually represent the best judgment of their writers, but what
they see can easily be superseded later. Holy books claim to reveal
"God's word," but they, too, were written by fallible human
beings expressing what they believed to be true. "How to do it"
books tell what the authors believe are the techniques
that
1.
Los Angeles Times, May 5, 1971
worked for them;
but they may be misinterpreting the causes of their successand
their techniques may not produce the same effects when you use
them.
Any book might contain
useful ideas, suggestions, alternatives. They can be sources of
inspiration to help stimulate your search for answers. But to accept
any of them as absolute, final answers to the problems and mysteries
of life is to walk into the Certainty Trap.
THE EXPERTS
In
the same way, it's easy to over-respect the judgment of someone who
appears to have mastered a given field. These are the "experts"the
individuals who apparently have access to information that's outside
your sphere of experience. They can range from your successful
brother-in-law who has a hot stock market tip to the respected Ph.D.
who heads a vast research foundation.
Because
your resources are limited, you rely upon other people for many
things. That's the specialization of labor. You acquire products
built by other people, and you pay for them by producing things in
your own field of competence.
Information
is one of the things you acquire from others. But just as you may
have once bought a car that turned out to be a lemon, you can also
acquire information that goes sour. Information-providers can make
mistakes, too.
There may be many
people who know much more than you do about some things. But it's
wise to exercise some caution when acting upon the information you
get from them.
For example, a man
who's been through years of medical school probably knows a great
deal more than you about the workings of your body. But don't be
surprised if another doctor disagrees with his diagnosis. Years of
schooling and experience can't provide either of them with
infallibility.
After all, you're
probably a specialist at something. Are you always right? There
are plenty of day-to-day events that can get in the way of your being
totally objective and impartial. Why shouldn't you expect the same
limitations to apply to other specialists?
Experts
are human beings; they're fallible. An expert's research and judgment
can be sidetracked by telephone calls, inter-office politics,
emotional problems, political objectives, hopes for promotion, and
vested interests in previously stated opinions. There's nothing
shameful about that; it's normal and to be expected.
Sometimes,
truth and objectivity surmount all of those obstacles. But you can't
know when and where they haveso it's best to accept all
judgments with reservations.
Too
often what "everybody knows" may have been originally the
outburst of a man who ran out of research timeor one who was
bothered by a liver ailmentor it may have been a satirical
comment that was intended as a joke.
There
was a time, you know, when "everybody knew" the earth was
flat and the sun revolved around it. Now, "everybody knows"
better. But what we think we know today may be superseded by even
more realistic findings tomorrow.
There
is no source you can look to for the ultimate truth and final answers
to everything, or even anything. You won't find them in the nation's
capital, the churches, the courts, the universities, or from the
"insiders."
What you hear
from these sources are simply statements of opinion by human beings.
If you accept them as such, you'll be aware of the risks you take
when you act on information, and you'll be less likely to jump into
trouble you can't handle.
THE TRAP
The
essence of the Certainty Trap is the disregarding of risks by
overestimating the certainty of the information upon which you base
your decisions. Taking risks is an inherent part of life; it's only
dangerous when you act as if you're not taking a
risk.
Risks are forms of prices. You
gamble with time when you choose to take a risk instead of taking the
time to be sure of what you're doing. If you win, you'll have saved
time; if you lose, you'll probably spend more time paying off the
loss than you would have had to spend checking things out in
advance.
There's nothing wrong with
taking a risk. The danger occurs when you don't recognize that you're
taking one.
You're in the Certainty
Trap if you base your life on what someone has told you is the way to
liveor on what someone has told you that God has commanded. Or
any time you think that a course of action will produce absolutely
certain results.
You're in the trap
if you let your stockbroker's confidence induce you to withdraw all
your savings and bet them on one stock. Or if you reorient your way
of life because of a new medical discovery published in the
newspaper. Or when you allow a flash of inspiration to convince you
that you have the final answer to something and let it cause you to
take an unreasonable risk.
It's just
as foolish to expect someone else to act on the basis of your
knowledge. When you've decided you are sure enough of
something to act upon it, it doesn't make sense to expect someone
else to act with the same assurance. That's a variation of the
Identity Trapexpecting others to act as you would, using the
same knowledge and premises you use.
AVOIDING THE TRAP
Here
are some suggestions that may help you to avoid the Certainty
Trap:
1. Popularity isn't
proof. What "everybody knows" has been so obviously
wrong so many times that I don't need to fill this book with evidence
of it.
If all your friends are about
to embark upon a dangerous adventure and they scoff at your caution,
that isn't a reason for you to go against your own judgment.
If
everyone in your church or neighborhood is sure he knows exactly who
and what God is, how to reach him, and what his rules for human
behavior are, that isn't evidence of anythingexcept evidence
that a lot of people say they hold that opinion.
Or
if everyone you know is buying real estate in a new development
that's "sure" to skyrocket in price, that's not proof of
anything. The crowd is wrong at least as often as it's
right.
Remember, "everybody
knew" the nation was solvent in 1928.
2.
Be skeptical about new information. Be open to new
possibilities, but accept them as possibilities, not as final truth.
Be alert to new alternatives and new explanations of things important
to you, but don't lose sight of the fact that what you hear and
discover may not be correct.
3.
Don't expect to have an explanation for everything. You may
come across a cause-and-effect relationship that seems to work for
you. You do something and it seems to produce the result you want.
Good. Use it, take advantage of itbut never lose sight of the
possibility that the system may not be exactly as you see it now. In
other words, don't bet your life on it.
Don't
let your guard down and plunge into situations where the risks are
too great. Realize that in another situation, other factors may cause
the system to work in a different way. By overlooking that, you might
lose in one mistake all that you've gained by using the system in the
past.
If you find that prayer brings
the results you want, good. But don't place yourself in a situation
where prayer is the only defense you have against trouble. It may not
always work for you in the same way.
If
you discover a gambling system that seems to make money for you, use
it. But consider banking your profits as you gojust in case
the miracle suddenly evaporates.
4.
Recognize that you're seeing only part of what's involved; you
can't see everything. You just don't have the time and
opportunity to check out everything. So accept the existence of other
possibilities that may not be apparent at this moment. Act on what
you see, but with due respect for the existence of other things you
can't see.
5. Recognize the risks
and liabilities. And that's the most important point. There are
always risks, and risks mean liabilitiesprices to be
paid if things don't go as you want them to. When you recognize them,
you can handle things in ways that make your losses less frequent and
less critical.
The individual
who plows ahead unswervingly because he "knows" he's right
is usually wrong. And when he runs head on into the brick wall he was
so sure wouldn't be there, his losses are greater than those of the
man who was more cautious.
REACTIONS
When
you're aware of risks, you can relax and accept the world. You lose
the sense of pressure that commands you to have an answer for
everything. Consequently, you're less likely to react emotionally if
things go wrong.
For example,
whenever you cross a busy street you're taking a riskeven if
only a slight one. Anything might happen. You could fail to see a car
coming, even if you make it a point to look. You could be hit by an
object dropped or thrown from a nearby building. You could trip on a
bump, turn your ankle, and be unable to get out of the path of
oncoming cars.
Such things don't
happen often, but their rarity (combined with an overconfident air)
can cause people to react badly in various ways when they do
happen. One person will direct all his attention to blaming the
"villain" who caused the accident. Another will be sure it
was "God's will" punishing him for his sins. Another will
decide he's been a fool for crossing streets, and now he "knows"
he should never do it again (a vow he'll probably keep until his leg
heals and he needs to cross a street again).
I
think a reasonable man would most likely react by recognizing that he
takes risks all the time and that now one of them has gone against
him. Maybe the truck driver shouldn't have driven so fast, or the
city should have fixed the bump. But he's always known that such
things were possible and outside his control, so he automatically
assumed a risk when he crossed the street.
His
only concern now is to pay the price, repair his damages as quickly
as possible, and get onto better things. He won't waste his time
blaming people, fearing God's wrath, or making foolish resolutions.
He knows that what happened is part of being alive.
The
overconfident man approaches things as though he were acting with
absolute certainty. But because he's being unrealistic, he wastes his
resources by taking foolish risks. He throws away his freedom by
rashly jumping into boxes. He often follows a code of conduct that's
inappropriate to his nature because he's so sure he's received some
absolute word on the subject.
When
he runs into trouble, it's such a contradiction to his attitude that
it usually causes emotional problems. He often reacts to his disaster
by leaping to conclusions opposite to what he held before. Either he
was "all wrong" before, but "absolutely right"
nowor he declares that the world is malevolent or
incoherent.
Meanwhile, the
reasonable man recognizes the gamble in everything he does. He's
quite willing to take risks, but only when he's prepared to pay the
liability if the risk goes against him. Mistakes, disappointments,
losses don't sidetrack him; he keeps moving toward the things he
wants.
He refuses to act rashly upon
assumptions, no matter how certain others may be that the assumptions
are correct.
ACCEPTING THINGS AS THEY ARE
When
you accept the presence of uncertainty, you can usually relax and
enjoy life more. You don't feel that you have to have a final answer
for everything. You accept what you know and act upon it, without
expecting to know everything elsepast, present, or
future.
For example, there's nothing
wrong with being in love with someone. There's nothing wrong with
enjoying that and making the most of it. What's wrong is to assume
that you know at this minute everything you'd need to know to decide
to commit the rest of your life to such a relationship.
For
another example, if your income suddenly goes up, there's no sensible
reason not to enjoy your new wealth. But it would be foolish to
assume that you know that the income level will continue
permanently and thereby commit yourself to future expenditures that
depend upon that income.
If you've
found an eager market for your product or service, don't let that
convince you that everyone will want that service. For that
might lead you to make investments in your business that are based
upon unrealistic projections.
Don't
let uncertainty prevent you from enjoying what you have. But don't
let overconfidence lead you to act upon what you don't have yet.
THE FINAL AUTHORITY
Many
people go through life with the feeling that what they think and know
are sort of summations of what they've absorbed from those who
"really" know things. This attitude is encouraged, of
course, by those who are supposed to be the ones who "really"
knowmoral authorities, experts, people who are "older and
wiser," people who are on the "inside." They speak
with convincing authority.
But they,
too, act and speak from incomplete informationjust as we all
do. No one can hope to have all the information necessary to
speak with final authority. To expect that is to fall into the
Certainty Trap.
The experts don't
know everything, or even everything about anything. And one thing
they know very little about is you. The people who tell you
how to live have very little knowledge of who you are and what you're
capable of doing.
But you can
know those thingsif not totally, then far better than anyone
else can. This is why you have to filter information before taking it
into your system of doing things.
You
have to judge how sensibly the information fits with the way you see
the world, how compatibly the action suggested fits with your nature
and capabilities, how happy you might be if you lived in the way
suggested.
It's easy to think that
there has to be an authority outside yourself to judge what is true
or false, what is correct and incorrect, what will work and what
won't. But there isn't. Even if you'd like to delegate that
responsibility to someone else, you can't. You still have to decide
who will be the judge, and sometime in the future you may
change that decision.
So you're
deciding even when you try not to decide.
It's
important to recognize that you are the final
authoritywhether or not you choose to be, whether or not you
have the confidence to assume the role. The role is yours,
regardless.
You are the sovereign
authority for your life. You are the ruler who makes the decisions
regarding how you will act, what information you will accept. You do
it anywaybut if you recognize that you do it, you can
gain much greater control over your future.
Once
you know that the responsibility begins and ends with you, you start
treating information more carefully, you act more deliberately, and
you get results that more directly bring you what you need to be
happy.
You live in a world of your
own, bounded by your own knowledge and experience. It's a wonderful
worldfull of the power to do things to bring freedom and
happiness.
Recognize your sovereign
authority. You won't ever be the totalitarian ruler of someone else's
life. But you do rule your own.
When
you no longer count on other people to be "right," to be
certain, to be moral, to be intelligent, you'll turn to the one
source of genuine power that exists for youyourself.
You'll
find numerous alternatives that can get you what you want without
having to go through other people to do so. You'll discover how much
of your freedom and happiness you've forfeited in the past by
delegating to other people the power that can be used effectively
only by yourself.
Who rules the
world?
You do. Your world,
that is.
If
a man begins with certainties, he shall end in doubts;
but if he
will be content with doubts he shall end in certainties.
FRANCIS
BACON
The devil can cite Scripture for his
purpose.
SHAKESPEARE
The best laid schemes o' mice
and men Gang aft a-gley.
ROBERT BURNS
IT'S
EASY TO BELIEVE that you came into the world with a prearranged
program you must follow. After all, long before you arrived, other
people figured out how you should live, what laws you should obey,
what your obligations are, the whole structure for a "proper"
life.
Most people accept that
program. They try to find the proper rules and hope to follow them
faithfully. They do everything possible to live up to the images that
others declare to be "moral," "rational," "in,"
or acceptable.
The tragedy is that
each of them has only one life and he throws that life away trying to
live it as someone else has dictated. He accepts the traps without
question. He allows the world to act upon himinstead of
creating a joyous world for himself.
As
a result, he comes to accept as part of life many discomforts,
problems, and aggravations. When he gets into a box, he accepts it as
his lot.
It is tragic.
As
you consider the prearranged programs that others hand you, remind
yourself that you have only one life. Ask yourself whether you're
willing to trust it to someone else's information, ideas, or plans.
Are you willing to give up the one life you have in order to conform
to the way others think you should live?
Your
life is all you have. What could possibly be important enough to
warrant throwing that life away?
Of
what importance is society if you must give up your happiness for it?
Of what value is your country if you must sacrifice your life to
protect the nation from its problems? Of what value is anything
if to preserve it you must bend your identity?
Nations,
societies, communities, families, marriages, jobs,
relationshipsthese things are all means to an end. And the end
is your happiness. You can achieve genuine, durable happiness only
when your own identity is preserved. How, then, can any institution
be more important than yourself in your considerations?
By
bending yourself to fit the institutions, you turn things inside out.
The institutions must be created and utilized as they serve younot
vice versa. When they don't add anything to your well-being, you have
no logical reason to support them.
If
I were totally convinced that "society's rules" were
well-founded, sensible, and truly furthered society's interests,
I would still refuse to give up my identity and my happiness for
them. For how could I value society if I must sacrifice myself for
it?
As it is, however, the rules
aren't well-founded. They're usually senseless clichés.
Misguided attempts to follow them have resulted in wars, poverty,
tyranny, violence, and despair. But despite the evidence, plenty of
people still place their faith in their society, in their government,
and in other institutions.
The moral
codes, the legal structure, the social customs, the assumed
obligations, the "norm"all those things are products
of limited, subjective human perception. In some cases, they might
coincide with good sense, but it would be foolish to accept them
without challenge.
These traditions
and customs have been informally codified in the clichés,
assumptions, and standard practices that I've referred to as traps.
In the past chapters, we've looked at fourteen basic types of traps
(there are probably more that I haven't identified).
By
dismantling the traps, I've been attempting to demonstrate that
freedom is more often lost by false assumptions than by the power of
one's enemies.
It's quite
understandable that the traps carry so much influence. But they are
paper chains. And the individual who sees them for what they are will
know that it was his choice to be enslaved; he hasn't been
overpowered.
He'll know that he's
been acting on poor information. But more than anything else, he'll
see that he has the power to step out of them and into a better life
for himself.
He doesn't have to use
misguided methods to try to find freedomsuch as are suggested
by the Government Traps, the Rights Trap, the Utopia Trap, the
Burning-Issue Trap, and the Group Trap.
He
doesn't have to use inefficient decision-making methodsas seen
in the Previous-Investment Trap, the Certainty Trap, the Box Trap,
and the Emotional Trap.
He doesn't
have to forsake his own nature to get alongas dictated by the
Identity Trap, the Morality Trap, the Intellectual Trap, and the
Unselfishness Trap.
And if he avoids
these traps, he has no reason to fall into the Despair Trapthe
belief that he can't be free.
LIFE IS UNDERSTANDABLE
The
traps can make the world seem too big and complicated for an
individual to act on his own. And that reinforces the individual's
sense of helplessness, his feeling that his life isn't in his own
hands.
Through it all, however, the
world is quite simple.
I find that
when I integrate everything I see around two basic principles, it all
makes perfect sense: (1) Each person seeks his own mental well-being
(happiness); and (2) Everything that happens is the effect of a prior
cause.
When you don't understand a
situation, it helps to stand back for a minute, think of each person
involved, and ask yourself, "What is he trying to do? How does
he believe he's furthering his own well-being?" That can make
his actions much more understandable and predictable.
It
doesn't matter whether his conduct is right or wrong. That's what
he's doing. And you're not going to be able to re-educate him
instantly.
As you view the
identities of others, you make it far easier on yourself if you
accept them as they are. Attempts to change others are rarely
successful, and even then probably not completely satisfying.
To
accept others as they are doesn't mean you have to give into them or
put up with them. You are sovereign. You own your own world. You can
choose.
In any situation, ask
yourself: Is this what I want for myself? If it isn't, you
don't have to remain there. There are millions of people out there in
the world; you have a lot more to choose from than just what you see
in front of you now.
YOUR SOVEREIGNTY
You've
probably heard all your life that there are things in this world more
important than yourself. If so, it can take time to accept the fact
of your own sovereignty. It can seem natural to assume that your
future will be decided by others, that your purpose in life is to
serve society, your country, or the worldas determined by
others.
But whether or not you
accept it, you are sovereign. You rule one lifeand you
rule it totally.
You decide
which information you will accept or reject. You decide what
your next action will be. You decide what moral code you'll
live by.
What has happened to you up
to now in your life is far more the result of your choices
than of anything else. Others have affected you, but you are
the one who decided whether or not you'd associate with them.
If
you've acted upon information that later proved to be false, it was
you who decided to accept that information. If you've become involved
in relationships with people who later proved to be difficult, it was
you who chose to become vulnerable to them. But it was also you who
made all the choices that led to the good things you've enjoyed in
your life.
You are the sovereign
ruler who has chosen which city to live in, which job to take, which
people to associate with, which rules to live by. Others may have
made requestseven demandsbut it was you who made the
decisions regarding your actions.
But
what is most important, it is also you who will make the choices in
the future. Whatever you did in the past, you did for the best
reasons you knew at the time. But today, you have more alternatives
to choose from. And tomorrow, you'll have even more.
There's
no reason you have to repeat your choices of the pastunless
they proved to be best for you.
What
you do from here on will be entirely up to you. You will
decidewhether or not you decide to think of it in those
terms.
If you decide to believe that
you have no control over your own life, then you'll probably choose
to do as others demandwhether that be the government, society,
friends, or family. And you might choose to place the blame for your
misfortunes upon them.
But if you
choose to recognize your own sovereignty, you'll probably think it
ridiculous to grant others the responsibility for your success or
failure.
A free man would never
consider it sensible to allocate the credit or blame for his life to
others. If the market for his services should change, it isn't a
disaster to him. He's been mentally prepared for that possibilityand
he immediately looks for something new, while others might sulk over
their poor luck.
If the product he
sells goes out of fashion, he looks for something that is in
demand. If he finds that the city in which he lives no longer pleases
him, he looks for one that does. If the government raises taxes, he
looks for a way to avoid them. If someone tries to take his property
from him, he takes steps to protect it; he doesn't rely upon the
police and then blame them for his unhappiness if they
fail.
He would never consider the
possibility that his life is only what others decide to make
it.
He recognizes that others will
seek their own happinessand in their own ways. And he knows
that what they do may not be in his self-interest sometimes. He
accepts that, without bitterness or accusations, and he relies upon
himself.
He recognizes his own
sovereignty, he values his own life above all, and he refuses to
waste that lifeor any part of itby making others
responsible for his future.
YOUR FUTURE
That
free man has no advantages that you don't have. His freedom didn't
result from an accident of birth. His good fortune hasn't been a
matter of luck.
He's free because he
recognizes his most priceless asset, the same asset that you
possesssovereignty.
Every
person is the sovereign ruler of his own life. But few people ever
recognize that fact. Those who do will make it their business to find
freedom. Those who don't will invariably resign themselves to
whatever "society" makes available to them.
Yes,
you are the ruler of your life. You choose what you'll believe, what
you'll accept, what you'll do.
You've
chosen the path you've followed up until now. And you'll make the
choices that will take you from where you are now.
What
are you going to do with that power?
Are
you going to delegate it to someone else to write the rules for you?
Or are you going to create rules that will make your life as free and
happy as possible?
Are you going to
stay in the boxes that confine you? Or are you going to make it a
point to free yourself of anything that's uncomfortable for
you?
Are you going to be
free?
In the first chapter I defined
freedom as "the opportunity to live your life as you want to
live it." Most people visualize the fight for freedom as an
attempt to break out of a physical or cultural prison in which
they're held captives.
It's easy to
feel that you lack the opportunity to be free because someone has the
power to enslave you and is using it. And so you try to reconstruct
the social order or your family's understanding in order to have the
opportunity to be free.
But
those prison walls exist only because you have chosen to allow
them to stand. They have no substance, no restrictive powerexcept
as you choose to accept them.
You
don't have to reconstruct the social order; you don't have to
overpower the villains; you don't have to re-educate the world; you
don't need a miracle. All you have to do is to use your sovereign
power of choice to release yourself from those who would keep you in
bondage.
The opportunity has
always been there. You just haven't taken advantage of it.
So
we can drop the word opportunity from the definition of
freedom, because the opportunity already existsand always
has.
Freedom is living your life
as you want to live it.
And you
can do that by choosing to do so. You can be free. No one can stop
you.
The gigantic myth called
"society" that rules so many lives doesn't even exist.
"Society" is merely a collection of different people,
tastes, and judgments. It can't enforce its rules upon you. You don't
have to uphold causes you don't believe in, go to cocktail parties
that bore you, dress and act as you've been told to.
You
don't have to be married to someone who wants you to be something
other than what you are. You don't have to work for a company that
doesn't recognize your talent. And you don't have to stay in a
profession that drains your time and prevents you from living as you
want to.
You don't have to reject
your own interests and live by someone else's code. You don't have to
forsake your own happiness for the benefit of anyone. You don't have
to obey the laws that the "majority" has decided are
"right." You don't have to follow the leadership of
politicians, prophets, or philosophers.
You
don't have to distort your emotions, tastes, and values to conform to
the "norms" others think are best for you.
You
are free to live your life as you want. You could get into your car
right now and drive to anywhere you choose. There's nothing stopping
you. The only reason not to do that is if there is something
better for you where you are now.
The
demands and wishes of others don't control your life. You do. You
make the decisions. And the only standard should be to make the
decisions that will bring you the greatest happiness.
There
are thousands of people who wouldn't demand that you bend
yourself out of shape to please them. There are people who will want
you to be yourself, people who see things as you do, people who
want the same things you want.
Why
should you have to waste your life in a futile effort to please those
with whom you aren't compatible?
To
be free, you have only to make the decision to be free. Freedom is
waiting for youanytime you're ready for it.
GETTING THERE
There's
still work to be doneperhaps a lot of it. You'll need specific
techniques to get you out of the traps and boxes without sacrificing
your future to do it.
You'll need
alternatives so that you can avoid taxes without going to jail, live
your own life without having to be lonely, dissolve uncomfortable
relationships with a minimum of emotional upheaval.
Most
of the rest of the book will be devoted to those techniques. All of
them deal with direct alternativeschoices you can make that
don't involve changing other people. The next section will provide
alternatives to free yourself from the restrictions that are binding
you now. And the following section will include techniques that will
help you to make the transition to a free life.
The
goal is in sight. There are ways to retrieve the freedom
you've disregarded. There are ways to spend more time feeling good
and less time trying to ward off problems, to spend more of your life
choosing between exciting alternatives and less time trying to keep
things from getting worse.
You'll
never be 100% free, because your limited imagination can always
envision more good things than you could have in a lifetime. So
you'll always have to make choices, recognize consequences, and keep
your most important values uppermost in your mind.
But
I'd guess that the average person is no more than 10-30% free, and I
believe it's possible for almost anyone to raise that to as much as
80-90% freedom.
That's a
considerable changeand you can make the change if you direct
your effort where it will have the greatest effecton the
direct alternatives that you control.
The
most wonderful part of it all is that it's entirely up to you. You
don't have to depend upon circumstances; you can create the
circumstances that please you.
Your
success depends only upon your willingness to assert your freedom and
to implement it.
Everyone begins
life as a free person. But as time passes, most people accept the
prearranged programs and never stop to realize the freedom they
possess. They accept standards and situations that are unsuitable to
them.
But that doesn't have to apply
to you. You can have your freedom back any time you choose to take
it.
You
can be free.
And nothing, not God,
is greater to one than one's self is.
WALT
WHITMAN
Self-reverence,
self-knowledge, self-control,
These
three alone lead to sovereign power.
ALFRED
LORD TENNYSON
MOST
PEOPLE seem to think of the government as an all-powerful giant with
unlimited resources, super powers of control and surveillance, and
the ability to keep every citizen in line.
Such
impressions are reinforced by movies and TV dramas that picture
government agents calling upon vast resources of information and
manpower to bring any criminal or dissenter to bay. And the
impression is probably enhanced by newspaper accounts of crackdowns
on narcotics rings, smuggling activities, and tax frauds, in which
the government has used large numbers of agents to break a
case.
All of this can be pretty
intimidating. But it has very little to do with your relationship to
the government.
For one thing, the
government has limited resourcesjust as you and I do.
When a large number of agents are utilized to break a narcotics ring,
that leaves fewer men to police the average marijuana smoker. And
when they marshal their resources to crack a million-dollar tax
fraud, that leaves less manpower to look after the normal individual
tax returns.
If the government were
as powerful as people seem to think it is, the war in Vietnam would
have been won long ago, crime wouldn't be such a national issue, and
the government's grandiose social reforms would be successful. As it
is, however, none of those things is true because the government
can't force many people at once to act in ways they don't want
to.
The government is one big Group
Trap. To be efficient, it depends upon millions of bureaucrats whose
incomes and careers don't depend upon efficient action.
The
men who operate the super-secret spy agencies are simply human
beingswith ulcers, family problems, interoffice memos to
answer, staff meetings to attend, girl friends to see when they can
sneak away from the office, office opponents to outmaneuver, and the
constant interferences inherent in any bureaucracy.
The
government is an inefficient, bureaucratic mess. It isn't surprising
that its programs always turn out to cost more than expected, that it
almost never successfully completes a project, that bombers bomb the
wrong cities in Vietnam, that it's usually rallying its citizens to
be patriotic and sacrifice to compensate for the government's
mistakes.
In the book 1984,
George Orwell pictured a totalitarian society that has become the
standard view of the total state of the future. Everyone's life was
controlled by computer, and there was a TV camera in every room to
monitor everyone's activities.
Fortunately,
such dramas overlook the fundamentals of economics. The larger the
government, the less efficient and productive is the economy. Slaves
don't produce with the enthusiasm, incentive, and imagination that
free people do. Bureaucratic programs just don't work as
intended.
So while the totalitarian
state may include a TV camera in every room, I doubt that the camera
will work.
THREE PRINCIPLES
The
first principle in dealing with government, then, is: Don't be
awed by it. What little the government accomplishes is almost
always due to the voluntary participation of its citizens. Those who
don't want to help the government can go their own ways without
running into much trouble.
The
second principle is: Don't confront the government. A sure way
to make your life miserable is to attack the government head on. Its
resources are limited, and it can't waste them tracking down every
possible violator of every law. But it will certainly aim its power
at anyone who publicly defies it. So keep to yourself, do what
you have to do.
The third rule in
dealing with government is: Don't organize. Don't get a large
group of people together to defy tax laws, promote ways of
circumventing the government, or openly violate regulations.
By
joining protests, you might wind up in jail. And you won't have much
freedom there.
And mass campaigns
are easy targets. That's where the government is likely to devote its
limited resources. When many people are doing the same thing, it's
easy to stop them by passing laws or by applying existing laws
against them.
When you act alone,
however, you're usually not worth the trouble.
YOUR POWER
And
when you act alone, you can easily and flexibly do whatever is
necessary to stay ahead of the government. If new laws are passed,
you can easily change your methods to continue doing what you want to
do.
No cumbersome, bureaucratic
government can move as fast as an individual who's determined to stay
ahead of it.
There are limitless
possibilities for avoiding governmentwithout crises, court
battles, or fear of being jailed.
Start
by listing the governmental restrictions that inhibit your freedom.
Determine the possible consequences of ignoring them. It may be that
no more than a warning is involved if you're caught. And you might
also find that there are legal ways of avoiding the restrictionsif
they're important enough to be worth the time to investigate.
In
many cases, you can just ignore the law without incurring dangerous
consequences. In others, you may have to go to more troublesuch
as consulting an attorney or tax accountant.
But
act for yourself. Don't organize, and don't look to leaders to help
you. Any activity big enough to require a leader is big enough to be
noticed and attacked.
LEGAL EVASIONS
For
most people, there are more than enough loopholes available to be
able to operate freely without running afoul of the law.
More
than anything else, it simply requires the determination to do
so.
For example, I know of a company
that operates successfully in spite of governmental regulations. The
state in which it's located has been trying to license it for five
years, and a federal agency has been trying to shut it down for
violating a regulation. The state legislature even passed a special
law to bring the company under its jurisdiction.
But
to this day, the company still operates in its own way pleasing its
customers, and making profits for its owners. They've moved flexibly
and easily into a different method of operation every time a ruling
has been made against them. They've had to pay attorneys' fees, but
those are insignificant compared to the profits they would have lost
had they given in to the bureaucrats.
I
once had a similar experience. I was operating a small business in
Californiaburdened with payroll taxes, bookkeeping
requirements, and other regulations imposed by the government. There
were Social Security taxes, unemployment insurance taxes, disability
insurance taxes, and income taxes to be paid or withheld. They cost
me money and time, and they reduced the take-home pay of my
employees.
I regularly received
notices from an organization whose purpose was to end payroll taxes.
They requested funds, of course, and they also wanted me to join a
protest movement to quit withholding taxes once the membership was
large enough to be intimidating.
Naturally,
I didn't get involved. Instead, I fired all the employees (including
myself) and made contracts with each person for his services. Since I
no longer had any employees, I no longer paid or withheld payroll
taxes.
No bureaucrat called on me to
find out why the revenue to the state had been lost.
Meanwhile,
the protest movement died its inevitable death, and other employers
continued paying payroll taxes.
The
"employees" of my company received an additional benefit.
They were now independent businessmen, selling their services to me,
so they could designate their homes as their offices, coming to my
office to perform services for me.
As
a result, each of them had far more tax deductions. He could claim as
business deductions part of his household expenses, telephone bills,
utility bills, car expenses, and other things that are normally
considered to be personal expenses. Even with no income tax withheld,
very few of them owed anything in taxes at the end of the
year.
None of them bothered to file
quarterly tax estimates, and none of them ran into any trouble from
the Internal Revenue Service.
The
simple change from employee status to that of independent contractor
resulted in lower taxes for everyone concerned. It's a small and
common examplebut there are probably millions of people who
could use that loophole and don't.
It's
well known that there are thousands of millionaires who don't pay
income taxes. Some of them avoid property taxes as well.
Occasionally, there's a hue and cry about it in Congress, but no
effective changes are made. No tax law could be written (short of
100% confiscation) that wouldn't have numerous loopholes. As one
loophole is closed, another opens up. Part of the reason may be that
Congressmen don't like to pay taxes, either.
Some
people evade taxes by changing their citizenship and/or by operating
personal holding corporations through tax-free countries. If you make
$25,000 or more per year, it's probably worth looking into. Others
move to countries with more favorable tax structures. Did you know,
for example, that writers, artists, and other creative people are
exempt from income taxes in Ireland?
The
laws provide loopholes that allow individuals to establish personal
tax-free foundations that receive all their income and pay their
personal expenseswithout the money being taxable to anyone
involved. Unfortunately, a group of people tried to organize this
method into a mass movement about five years ago, which resulted in
offsetting legislation. But the loophole is still
used.
Inheritance taxes can be
legally avoided, too. Sometimes it requires only that property be
co-owned or transferred prior to death. The important thing is to
avoid the normal postmortem legal processing of an estate.
There
are a multitude of ways to legally avoid taxes. I can't list them
here or that would defeat their purpose. And you won't find them in
magazine articles about taxes. Much of the information in those
articles comes straight from the booklet that accompanies your tax
return. But once you're determined to cut your taxes, you should be
able to find the best ways for yourself.
OTHER RESTRICTIONS
The
same principles apply to other governmental restrictions. If you just
stay out of the normal channels of doing things, you can avoid
conflicts with the government.
Licenses
and regulations can be avoided by using a little imagination. There
are plenty of psychologists who are unlicensed and unregulated
because they don't call themselves psychologists. And there are
plenty of people who do the same things that teachers, doctors,
architects, lawyers, beauticians, engineers, bankers, investment
counselors, and psychiatrists do, but avoid all the legal
requirements by not using the legal titles.
Such
things as courtroom battles, jury duty, and the draft are ways by
which the state can drain your time and money. But there are always
ways to avoid each of them.
Many
people avoid court procedures, for example, by having separate
arbitration contracts with business associates, private marital
agreements (without getting legally married or divorced), or
appointing third parties to hold funds or arbitrate disputes without
the normal legal expenses.
Jury duty
is typical of the impositions the state can make upon an individual.
Many people avoid it by simply not registering to vote. Since the
jury lists are called from voter lists, those people are never
bothered. If voting is important to you, that may not be the way to
do itbut I quit voting ten years ago and haven't missed it in
the slightest.
There are numerous
legal ways to resist the draft. There are even many organizations
that provide that assistance. If I were vulnerable to the draft, I
would check with those organizations for techniquesbut then
I'd consult an attorney to be sure that the loopholes hadn't been
closed by the organization's own activities.
If
you want to avoid taxes or regulations, there are always ways to do
so without being vulnerable to bad consequencesno matter where
you are, no matter what government you're dealing with.
LEGALLY OR ILLEGALLY?
Sooner
or later you'll have to make a decision regarding your willingness to
obey laws.
There's a normal
reluctance to break laws. You can easily feel that you're
contributing to the decay of your country, or that you're making
yourself vulnerable.
However, there
are thousands of once-rich Cubans who wish today that they'd been
willing to commit the crime of sending their funds out of Cuba before
the government confiscated them. They either thought they were
helping their country by keeping their funds at home, or they counted
on laws they thought would prevent confiscation, or they didn't want
to take the risks involved in smuggling their funds out.
Their
views have been shared by people in countries all over the
worldpeople who always thought, "It's different here."
They failed to realize that no government obeys laws. It will change,
overrule, ignore, or defy them whenever they get in its way. To count
on the law to protect you is a grave mistake.
Recognize,
also, that you undoubtedly break laws continually. It's almost
impossible to drive a car without breaking traffic laws. And most
other kinds of laws are filled with contradictions that make nearly
everyone a lawbreaker just by going about his own business.
To
determine whether or not to break a law, the only consideration
should be the consequences to yourself. What is the risk involved?
What would happen if you're caught? How much are you gaining by
breaking the law?
As you evaluate
those consequences, don't overlook your own emotional nature. Don't
do something that will make it impossible for you to sleep nights.
The money saved may not be worth the anxiety.
But
don't be swayed by considerations of patriotism, "law and
order," or national solidarity. Those things are only slogans
designed to further the government's interests at the expense of
yours.
In my own case, I've had
to handle things legally. By writing books like this one, I
forego the anonymity that would allow me more flexibility. I've
chosen to write the books and obey the laws because the books
increase my income enough to make the choice profitable.
As
it is, however, I've always managed to pay little or no income
taxjust by using the government's own laws to my advantage.
There are more than enough loopholes to reduce my tax bill to a
minimum.
Your decision will
be based upon considerations appropriate to you.
Even
if you do things legally, it's still best not to advertise
what you're doing. Often the legality of a technique is determined
arbitrarily by a tax collector or a judge. If you flaunt your
activities, that could influence a decision against you. And when a
loophole is publicized enough, the government may move to close it.
ILLEGAL METHODS
If
you're considering breaking a law, check first to determine the legal
consequences. It may be something that involves no fines or
penaltiesbut it could also be something very costly. You
should have that information before you act.
For
most things you might want to do there's probably little danger. All
you need to do is to check the consequences and then go ahead and do
it.
A typical example of this is the
regulation that prohibits American citizens from owning gold.1
Many people are upset about it, and movements have been organized to
pressure Congress to legalize gold ownership.
Meanwhile,
plenty of Americans go ahead and buy gold anyway. Some of them do it
legally by taking advantage of the loophole that permits ownership of
gold coins. But others buy gold bullion without making a fuss about
it.
Several foreign bankers have
told me that many of their American clients own gold bullion. None of
them has ever been harassed or prosecuted by the U.S.
government.
1.
The prohibition against gold ownership was repealed in 1974.
In
fact, to the best of my knowledge, no American has ever been fined or
sent to jail for owning gold. If the gold is kept outside the
country, it can't even be confiscated. The few cases of governmental
action have been against large companies, where millions of dollars'
worth of gold were involved.
Taxes
can be evaded in many ways, too. Some of those ways are risky, but
many of them involve very little chance of disclosure.
I
imagine that many individuals make sure that they receive a good part
of their income in cash, and then report only enough of that to
justify their general living standards. The rest is salted away
somewhere.
And I'm sure there must
be thousands or millions of people who have never filed an income-tax
return. They probably work in ways that eliminate the need to have
taxes withheld or the need to have a Social Security
number.
Many people use foreign
banks to handle their financial affairs in ways that won't be
reported in the U.S. Others simply cheat on their returns in ways
that don't involve penalties.
These
and other methods will continue to be profitableso long as the
people who use them don't try to get together and organize their
activities. A little research can uncover a wide variety of avenues
of tax evasion.
Then there are all
the little irritants of governmental regulationcompulsory
schooling laws, zoning laws, licenses, etc. If you gripe about them
or campaign against them, you probably won't get anywhere. But use a
little imagination and they don't have to control you.
For
instance Karl Hess decided he didn't want to attend high
schooldespite the compulsory schooling laws. So he registered
at two different schools, then filled out transfer slips from each of
them. Authorities at each school assumed he was at the other and no
one ever bothered him about it again.2
There
are many, many private schools operating now, in many parts of the
country, that aren't legitimatized by the various state compulsory
schooling laws. I know of one in which all of its
three
2.
National Observer, March 1, 1971, p. 18.
hundred
students are legal truants, and less than one half of its teachers
have legal credentials; but its high academic results have made the
school practically impervious to prosecution.
If
you want to start a new business, don't go looking for all the
licenses and regulations you're supposed to observe. Just operate.
Try to arrange your business so that you can contact your prospects
without public fanfareand you may never come to the attention
of the authorities. But if you do, the worst that could happen is
that you'll have to do what you would have done at the outset anyway.
DEALING WITH GOVERNMENT
At
some time you may need to decide whether or not it's in your
self-interest to deal directly with the governmentaccept
subsidies, sell to the government, buy from it, or work for
it.
Such decisions are purely
subjective, and you have to decide in a way that comfortably suits
you.
In my own case, I've decided to
avoid the government as much as possible. I use government roads and
the post office because the government has declared monopolies in
those fields, and that makes the alternatives many times costlier.
But I've decided against accepting normal subsidies like "free"
schooling, health care, mortgage guarantees, etc.
In
general, government services are usually of very low quality. I often
wonder, for example, if no education might not be better than
some of the "free" education I see.
Most
people agree that you can't get something for nothing. And yet, I
think they might also assume that what they get from the government
doesn't cost them anything. There's always a price to pay, however.
Even a thief who thinks he's obtained his haul cost-free won't give
you any of it without wanting something in return. And that
goes for the government, too.
Government
services involve obligations, red tape, and the need to put your name
on a list as a "grateful" recipient of the government's
favors. The gifts are always presented with plenty of strings
attached; I don't want the strings, and I don't want to depend upon
something that may be taken away from me tomorrow.
I
don't think that most people recognize the strings and the prices,
however. And part of the problem may come from thinking that money is
the only cost to be considered.
For
example, Abbie Hoffman's book Steal This Book lists hundreds
of ways of getting free goodies from the governmentalong with
ways of cheating companies. But in most of the examples cited, you
must engage in devious, risky, and involved efforts to get the
supposedly "free" benefits. For most people, it would be
far less costly to pay the normal market prices of the stolen
benefits.
My life is less cluttered
as long as I simply avoid the government wherever possible. I find it
easy to accept and pay normal prices as they occurwithout
wasting a great deal of time trying to circumvent the price by
dealing through the government.
And,
too, I see no reason to wage war against the government. Its
employees are simply doing what each thinks best for himselfjust
as I'm doing for myself. Our methods may be different, but each of us
is seeking his own happiness.
So I
see no reason to be indignant over new or old laws, no reason to
campaign against injustice or inefficiency, no reason to waste my
life fighting something that's always been here and probably always
will be.
How you will deal with the
government will be up to you. My observations have been mentioned
only to illustrate the kinds of decisions one needs to
consider in evaluating his relationship with the government.
YOUR COOPERATION
Governments
invariably call upon their citizens to cooperate in efforts for the
"public good." They want you to sacrifice to help solve
economic crises, foreign-trade problems, and military conflicts; but
these things were caused originally by government intervention. Even
so, the calls can seem compelling, and social pressure can build on
behalf of patriotic efforts.
I don't
believe that you do anything for your country by fighting in a war
(any war), giving up your money, or sacrificing in any
way.
The national economy is a
typical example of the government trying to solve a problem of its
own making. During the past few years the American dollar has been
sinking in international exchange, the economy has revealed critical
problems, and inflation has proceeded unchecked. Politicians and
economists would like you to believe that these problems are caused
by gold speculators, greedy businessmen, powerful labor unions, or
weak regulations.
They're not.
They're the direct result of governmental interference in the
economy. And any citizen who rallies to the government's solutions by
rejecting his self-interest is making a futile sacrifice.
No
matter how the problems are explained, it is important to
deposit your money in a foreign bank while you still can; it is
important to hold back as much as possible of your money from
taxes. The economy will go its own inevitable wayregardless of
what you do. But at least you can protect yourself.
There's
no reason for you to go under if the government does.3
Whatever
the issue, whatever the government's program, whatever the public
acceptance, you can always accomplish more for your own life by
withholding your support and using your resources on your
own.
But do it quietly and
anonymously. There's no reason to make a public issue of your views;
that won't accomplish anything.
FREEDOM
It's
not hard to be free of governmentas long as you concentrate
upon the direct alternatives available to you. It requires only a
little initiative and imagination.
It
may seem difficult, however, if you engage in political action
to try to change what you don't like. You may feel quite helpless if
you think you must convince everyone that things must be changed. But
the objective of freedom is quite realistic; only the methods have
been wrong.
3.
My reasons for these observations and my suggestions for protection
are
detailed in my book The
Economic Time Bombwhich is listed in the
Recommended
Reading, along with other sources of protection.
Don't
be awed by the government.
Don't
confront it directly.
Don't
organize.
If you act on your own,
legally or illegally, there's a great deal you can do to be free of
the government. And there's no reason to feel ashamed, unpatriotic,
wicked, or guilty about it.
What you
do to support the government contributes nothing to your own welfare
or to the welfare of society. What you do for yourself at least
contributes to the happiness of one very important individual.
I
like the way that Lysander Spooner put it:
.
. . whoever desires liberty
should
understand these vital facts,
viz.:
1. That every man who puts
money
in the hands of a "government"
(so
called), puts into its hands a sword
which
will be used against himself, to
extort
more money from him, and
also
to keep him in subjection to its
arbitrary
will. 2. That those who will
take
his money, without his consent,
in
the first place, will use it for his fur-
ther
robbery and enslavement, if he
presumes
to resist their demands in
the
future.4
When you
withhold money from the government, you're acting as you would when
you lock your home at night to protect it against thieves. In either
case, you're acting to preserve what is yours from those who would
like to take it without your consent.
And
just as you can easily protect your home by using a watch dog, the
right locks, or a burglar alarm, so can you protect your funds and
your freedom from the governmentif you'll direct your
attention toward that goal.
4.
No Treason, p. 20.
The
savings can be tremendous. If you need any incentive, determine how
much you've paid in taxes for the past year (or five or ten years),
then make a list of all the things you could have bought with that
money.
The freedom is yours, the
money is yours, the opportunity is yoursonce you turn your
attention toward yourself.
And your
purpose will be as noble as any man could findthe advancement
of your own happiness.
17
Freedom
from
Social Restrictions
IT'S
EASY TO FEEL that you have no chance to live your own life, that
society imposes too many restrictions upon you. Employers, friends,
lovers, family, and strangers seem to gang up on you to tell you how
you must live.
Of course, "society"
is a nonentity. It has no mind, no interests, no motivations. It is
simply a collection of many different individuals who have
different minds, interests, and motivations. So "society"
can't restrain you.
The problems
come from individualspeople who want you to act in certain
ways and cause problems for you if you don't.
I
think that the first step in freeing yourself from social
restrictions is the realization that there is no such thing as a
"safe" code of conductone that would earn everyone's
approval. Your actions can always be condemned by someonefor
being too bold or too apathetic, for being too conformist or too
nonconformist, for being too liberal or too conservative.
So
it's necessary to decide whose approval is important to you.
If you just assume that you must have the approval of those nearest
to you, social restrictions will be a very real problem.
But
there are millions of people within your reachpeople of all
different types. Included in those millions are undoubtedly many
people who wouldn't demand the artificial attitudes you may think you
have to display. They would want you as you really are.
I've
often heard someone say that if such people exist, he's never seen
them. But the problem is usually that he hasn't looked in the right
places, or that he's given those people no chance to see him.
If
you want to find someone who is much like yourself in attitude,
tastes, and interests, you have to look where such a person is likely
to be found. And you can't expect him to recognize you if you hide
your identity behind a mask in order to get along with the people
you're with.
Obviously, if you like
rock music, you aren't likely to meet a kindred soul at the opera
house. In the same way, if you're looking for someone who's honestly
selfish and individualistic, you're not likely to find him at
meetings of the local Improvement League or the Young Democrats
Club.
Whatever your personal
standards, the best place to find like-minded people is the same
place where you would most like to be. If you crave
companionship that's more intellectual, for example, you might try
college or night-school courses in the subjects that have always
interested you.
And since you could
also run into potential friends almost anywhere, it's important to
display your standards openly and honestly wherever you are.
Only then can others recognize you as a kindred soul.
For
if you wear a "socially acceptable" mask, those whom you
seek will walk right by you. And those whom you do attract
with the mask will only add to the pressure that you be something
other than yourself.
If you make
your own actions consistent with the standards you really admire,
you'll know which people are compatiblejust by their reactions
to you. Those who disapprove will seek someone different to be with,
and those who have standards similar to yours will react favorably
toward you.
In effect, you let
others tell you about themselves through their reactions to what you
are.
So it's important to reveal
yourself as you really are. If you're ambitious and show it, people
who appreciate ambition are more likely to notice you. Or if you're
careful to respect the property of others and clearly want the same
treatment for your own property, you're less likely to wind up with
thieving or freeloading friends.
When
you act as you want to act, you stand a far greater chance of
meeting the people who could be valuable to you. But when you let
others determine your conduct, you acquire nothing but restrictions.
THE ALTERNATIVES
At
this point, standing up for yourself might seem like a gamble with
long odds against you, but I've never known anyone who's used this
principle without achieving spectacular results. And this way offers
hope and opportunity; hiding your identity offers nothing but more
restrictions.
I think that many
people hide their identity, tolerate restrictions, and remain in bad
relationships because they're afraid of being lonely. But I wonder
what they mean by "lonely." Aren't they very lonely
when they deal with people who don't understand and appreciate them?
I know I'd be lonely in such a situation.
I've
also been lonely sometimes while looking for compatible people. But
that loneliness was usually short-lived and more than rewarded by the
discovery of people who wanted me for what I am. Around them, I am
understood and appreciated in a way I never could have been among
people with different standards.
There
are many, many people in the world. You don't have to please any one
person. There are other employers, other business prospects, other
potential friends, lovers, and spouses.
And
when you find them, you'll have relationships that impose no
restrictions upon you. You'll be among people who will want you
to be as you are.
YOUR VALUE
As
you look for compatible people, it might be important to remind
yourself that you have more value to offer than those around you may
have led you to believe. They might have rejected much that is a part
of your nature (or would have rejected it if you'd allowed it to be
seen).
That can lead you to believe
that you're out of touch with the world. And your lonely feelings can
be worsened as you look at the popular trends, fashions, and
interestsif those things aren't what you want.
You
can believe that if you don't dance the new dances, no one will think
you're much fun. Or if you don't join in the cries for "ecology,"
no one will think you're very knowledgeable. Or if you haven't been
to an orgy, no one could think you're sexy.
But
the popular trends are only a part of the General Market. In fact,
they're usually not even representative of the majority of people;
they are simply given a lot of publicity.
There
are plenty of people who dance in the old wayor who don't
dance at all. There are undoubtedly millions of Americans who don't
join social causes and couldn't care less about your involvement in
them. And I suspect that plenty of people still participate in sex on
the old one-to-one basis.
I once met
a young woman who had very long, lovely, wavy hair. I complimented
her, but she replied that she was trying to straighten it. When I
asked why, she said, "Wavy hair isn't fashionable these days;
everyone likes straight hair."
Well,
I much preferred her wavy hair, but then maybe I wasn't enough
of a market to please her. So I pointed out that in the city of
Vancouver (where we both live), there are perhaps 100,000 eligible
men and about the same number of eligible women.
If
straight hair is more popular, maybe as many as 90% of the men prefer
it. If most all the women have straight hair, those 100,000 women
will be competing for the attentions of 90,000 men.
So
she could be one of 100,000 women competing for the attentions of
90,000 men. Or she could leave her hair the way it is and be uniquely
attractive to 10,000 men. The odds are far greater in her favor when
she's in a minority than when she tries to be part of the
majority.
What she didn't realize
was that her differences can often be her most powerful marketing
assets. There's no reason to create artificial differences, but
there's also no reason to suppress natural differences. By being
willing to be in a minority, she could do away with most of the
competition for the market that was hers.
FINDING OTHERS
What
you are is the most valuable asset you possess for finding
others.
And the best way to find
those people is to advertise what you really are. Not by
running an ad in the newspaper, but by being honest about who you
are.
No matter where you go, you
never know whether someone you're seeking might see you. What a shame
it would be if that person passed you by because you didn't reveal
the qualities that both you and he admire most.
To
reveal those qualities, you have to be willing to accept the
disapproval of those you aren't seeking. It takes courage to
overcome the embarrassment, self-consciousness, and even ridicule
that might result from honest exposure of your natureat
first. But that shouldn't last long; soon, you'll form
associations that are far more rewarding than what you've tolerated
in the past.
If you've been hiding
your collection of James Bond books for the sake of your cultural
friends, get them out, go to "007" movies, and be free to
enjoy yourself and find the people who won't pressure you. Chances
are you won't miss the evenings of "culture" and you'll
soon forget the people you weren't in tune with.
And
why should you suppress your desires when you're having sexual
intercourse? That way you'll never experience it in the way
you dream of it. Do it the way you've always wanted to do itcry
or laugh or shout if you want toask for what you want. Sure,
someone may laugh at you, deny you, or even condemn you. But
is that the person who can fulfill your dreams? One of these
times someone's going to respond enthusiastically and gratefullyand
you'll know you've found someone wonderful.
The
best method of advertising is simply to live the way you want
to live.
Once you see the benefits
of doing things your way, you may want to extend this practice
to every area of your life. You might be encouraged to start handling
your job the way you've always wanted to but for which you'd assumed
there was no market.
And you might
take seriously the thought that somewhere out there is someone with
whom you could happily spend the rest of your life.
You
are what you are. Your greatest pleasures will be those you
experience when you can be yourself completely. Only then will you be
free to enjoy every good thing the experience has to offer you. And
you'll be more likely to find those experiences if you act sincerely
at all times.
Being yourself is
actually a skill. It takes time to become thoroughly acquainted with
yourself, to throw off a lifetime of pressures, to relax and accept
what you see in yourself (no matter how it may conflict with social
standards), and to learn to act in ways consistent with your
nature.
Advertising is a skill, too.
It takes practice to learn how to advertise yourself. There are
techniques to acquire and to practice until they become
comfortable.
One of those techniques
is to emphasize your differences. Try to reveal frequently the things
about yourself that distinguish you from most others.
Your
best prospects will respond when they see in you something they want
that hasn't been available before. So advertise what makes you unique
and what is most important to youand those who respond
favorably will most likely be the ones you're looking for. If others
respond unfavorably, they're simply disqualifying themselves from
your interest.
What is commonly
thought of as good advertising is usually very ineffective
advertising. Superlativeswords like "best,"
"quality," or "sensational"have little
impact. Most people know intuitively that it may not mean "best"
for the prospect.
Good advertising
isn't flashy or imposing. Simply learn to reveal your qualities as
they are appropriate to the situation. Let your differences be
brought out in conversationswithout trying to demonstrate that
you're different.
I can give you a
good example. For years, whenever it was appropriate in
conversations, lectures, and writing, I've casually mentioned one or
more things such as: I'm single; I have no interest in governments,
groups, crusades, or religions; I'm crazy about opera and other forms
of classical music; I'm lazy and have learned to live with it and
enjoy it; and I see nothing wrong with being selfish.1
I'm
never evangelical about these things. I simply let them be known, one
at a time, as appropriate.
1.
See how easy that was.
Of
course, I could join in the usual conversational attacks upon
greed and selfishness, act as if I were a fervent believer in God and
country, show my interest in the prevailing social issues. But where
would that get me? My competition would be overwhelming and my
rewards inappropriate to me.
Far
better to be honest. By doing so, I've been approached by many
individuals who were glad to find that they had a friend in what they
had thought was an alien world.
In
fact, I've also made many friends whose ideas are considerably
different from mine in some matters. They're quite willing to accept
the things we have in common and leave the other matters alone. They
don't pressure me to change my viewsprobably because I'm not
self-conscious about them and therefore not a likely convert.
A NATURAL MONOPOLY
As
I've indicated, far from cutting down your market, revealing yourself
as you are increases your best marketwhether you're
concerned about personal or business relationships.
I
was once asked by another writer if the uniqueness of my ideas didn't
make me lonely. Wouldn't I feel more comfortable if more writers
agreed with my views?
Obviously, no.
My ideas may be the opposite of the popular views, but that doesn't
mean there's no market for me. My market is bigger than it would be
if I joined the crowd in an attempt to sell the more popular
viewpoints.
My first book, published
in 1970, suggested that the dollar would be devalued and that the
economy was in bad shapethe opposite opinion from literally
dozens of contemporary books on the subject. By looking only for a
publisher who already shared my viewpoint, I spared myself the grief
of being rejected by the more orthodox publishers. The second one I
contacted bought the book eagerly.
When
it was published, it far outsold any of the books that expressed the
more popular opinions. The other authors may have felt comfortable in
their conformity, but they didn't make as much money from their
books.
Should I feel sad that I held
the minority opinion? There were literally millions of Americans who
felt as I did about the future and who wanted suggestions for dealing
with a sagging dollar and a vulnerable economy. They were an eager
market and I was the only one offering anything to it.
There's
no one in the world exactly like you. And when you find the market
that wants what you are, your position is as solid as you could ever
hope for. You have a natural monopoly in that marketone
that exists just because of what you are and requires no artificial
devices to limit competition.
When
you fight to compete with the crowd, competition is all around you
and there's no way you can keep it out. But when you emphasize what
you are, your market won't want anyone but you.
When
you find the lover who's been looking for you, you won't need to
restrict competition in anywayfor no one else will be able to
provide what that person needs most. Any exposure to others will only
point up your unique value by comparison.
When
you emphasize your unique professional talents, your customers won't
be interested in the competition because it won't be offering what
you offer.
In any area of life, you
have a natural monopoly of the unique combination of traits that you
possess. The only effective way to rule out competition is to find
the market that wants your traits above all others. And you'll find
it and keep it by having the courage to stand up for what you
are.
When you find that market,
you'll wonder why you ever restricted yourself in order to get along
with those who were incompatible with you.
DEALING WITH RESTRICTIONS
Most
social restrictions are self-inflicted. Your life is yours to live as
you choose. If you give up what you want because of someone's
disapproval, you have only yourself to blamebecause you
made the choice; he didn't. He told you what he wanted, but he
has no power to enforce it.
You can
do with your life what you want. You don't have to work at a "normal"
job. You can try your luck at anything. Do you want to be an artist?
Tour guide? Gigolo? Do what you want to doso long as you can
make enough to survive while you're doing it.
You
don't have to spend money on a new car and a respectable home to
impress your neighbors, business associates, and friends. Why should
you? Let them eat TV dinners in their new cars while you use your
money to take the vacation you've always wanted.
Do
you want to grow a beard or have longer hair? Do it. If your employer
objects, look for a job where that's not a problem. Don't expect your
employer to forsake his self-interest for you; but neither is there
any reason for you to forsake yours for him.
If
your social contacts object, so what? How important are they to you?
If their approval is based upon matters of fashion, are you sure they
have anything to offer you?
Is it
necessary to go to parties and attend other social functions in order
to be accepted? That depends upon whose acceptance you're seeking. Go
where you want most to go; you're most likely to meet the
people you seek there.
Do you want
to smoke marijuana? Do it. Since it's legally prohibited, don't do it
at the Policeman's Ballbut that might not be where you'd
expect to find new friends anyway. Don't make a social movement out
of your personal tastes and you won't get into trouble. Just smoke it
quietly with those you value and trust.
Do
some people get upset when you express your emotionsif you cry
when you're moved, laugh when you see something ridiculous? Don't be
bullied by those who say you shouldn't be so emotional. Find those
who understand such things and appreciate your honesty.
Do
those in your social circle make you feel pressured to live up to
certain intellectual standards? If so, you may be in the wrong place.
It might be that you haven't yet accurately identified your own
beliefs and standardsand these people seemed to be of the type
you wanted. One way to tell whether they are is by noticing if that
kind of pressure exists. If it does, keep trying to recognize
yourself more clearly, and then look for people like that.
There
isn't any society to disapprove, to disallow, to denounce, or to
ostracize you. It's a myth. I wonder how many millions of lives have
been tossed on the junkpile to appease an entity that never
existed.
Be honest with yourself and
with others and act toward others as you'd like to be treated, and
you'll have a far greater chance to attract people valuable to you.
The others are unimportant to your futureif your future is to
be free.
There's a beautiful world
out there. Why clutter it up with relationships that don't belong in
your life?
It's an easy life. Why
complicate it by trying to be all things to all people?
Adopt
the image that's most effectiveyour own.
Whoso
would be a man must be a nonconformist.
RALPH WALDO EMERSON
18
Freedom
from
Bad Relationships
WE'VE
SEEN THAT IT'S FOOLISH to waste time trying to deal with incompatible
people. There are plenty of people around who would want you to be as
you are.
That doesn't mean, however,
that you're likely to find individuals with whom you'll be 100%
compatiblewith the exact same tastes, values, attitudes, and
ideas that you have. You're more likely to find individuals with whom
you'll have one or more important things in common.
In
the areas that you have in common, you'll please the other person
most by doing what you want to do. That's the way it should be. No
sacrifices are required by either person.
Such
relationships can make your life far more exciting. They provide
something to look forward to, something to enjoy, and the wonderful
glow that comes from knowing that someone else is seeing and enjoying
things in much the same way you do.
Unfortunately,
such good relationships often deteriorate into bad ones. What was
once a good friendship can deteriorate into a relationship of
obligations, conflicts, and distrust. A love affair that started with
an ecstatic glow can degenerate into a forum for arguments. A
business relationship that began as a source of opportunity can decay
into a bitter conflict of interests.
Why
do such things happen? Is it because no relationship can be
expected to last? Is it just impossible for people to get along
indefinitely?
I don't think so. I
think the problem has to do with the way relationships are handled.
Once again, too many assumptions are taken for grantedand they
create problems because the assumptions aren't realistic.
LABELS AGAIN
The
biggest problem probably stems from the ease with which you can label
a relationship and then, in effect, treat the individual as if he
were the label. One is called a "friend" or "partner"
or "lover" or "wife." And the labels imply subtle
expectations concerning the role the person is expected to play in
your life.
For example, a "friend"
is someone who'll lend you money when you're in trouble; a "wife"
is someone who'll cook, clean house, make love when you want to, and
center her life around your family.
But
what the label requires may not be in the self-interest of the person
involved, so conflicts can result. "Loyalty" is demanded
and the relationship becomes a source of aggravation for everyone
concerned.
Suppose you meet someone,
become friends with him, enjoy his company for several weeks, and
then are confronted with a request to take care of his Great Dane
while he's on vacation. That's the beginning of a new relationship.
What had previously been completely beneficial to you now becomes a
source of obligations and conflicts of interest. You'll never be able
to relax completely and enjoy that person again.
If
your wife makes friends with a neighbor and then expects the two
families to take their vacations together, you may wind up taking
your vacation in the Group Trap. The individuality of all the other
members of the families will be eroded by the attempt to enlarge upon
a simple enjoyable relationship between two women.
If
you expect your secretary to wait on you hand and foot, do your
Christmas shopping for you, and lie to your wife when you're out of
the office, you're probably asking for more than she bargained for,
and you may lose what you had hireda good
secretary.
Relationships can be
fruitful only when they're in the self-interest of each person.
Unfortunately, the normal labels and assumptions go far beyond
thatand so problems develop.
In
this chapter, we'll explore the general principles that can keep good
relationships from falling apart. And in the next four chapters,
we'll apply those principles to love affairs, family situations, and
businesses.
PRINCIPLES
There
are three principles that I find helpful to remember:
1.
Don't think in terms of groups. As we saw in the Group Trap
chapter, groups don't think, act, or have motivations; only
individuals do. It's misleading to think of a group as being of one
mind and purpose. Each individual is different from every other
individual.
2. Limit the
relationship to what you have in common. Don't expect more from
the relationship than what is in the self-interest of each person
involved. When you extend the relationship beyond the areas of mutual
self-interest, someone will have to sacrifice.
3.
Don't attempt to perpetuate a relationship by contract. Change
is inevitable. Alternatives, knowledge, and desires change. Any
relationship should last only so long as it's beneficial to each
party. If an individual is required to continue in a relationship
past the time it's beneficial to him, he loses. And it won't be
possible for him to satisfy the needs of anyone else in the
relationship if he's acting out of duty and not
enthusiasm.
Don't make the
relationship an end in itself that must be perpetuated at all costs.
That will lead to demands for sacrifices in the name of "making
our marriage work," "keeping our friendship," or
"making the business succeed." Relationships are only means
to the ends desired by each of the people involved; when the ends are
no longer served, the relationship should end.
In
commercial situations, contracts are sometimes required. This is
usually because the supplier doesn't want to make a given investment
unless he's assured of an appropriate return on his investment. This
can be handled, however, by including in the contract a provision for
early termination, accompanied by a cash payoff that provides the
appropriate profit for the investment made.
The
three principles are saying, in effect, don't make an institution of
a relationship. Don't add inappropriate activities to it. don't try
to fit it within a traditional context, don't add duties and
obligations to it that are irrelevant to the desires of the people
involved. Let the relationship evolve as it willas mutual
self-interest leads it.
BEER BUSTS
Let's
apply these principles to an example. Suppose three men with the
unimaginative names of A, B, and C find that they have something in
common. They discover that they all like to drink beer, and they
enjoy one another's company and conversation when they
drink.
Suppose they find that they
greatly enjoy getting together on Saturday nights to drink beer. All
well and good.
Our first principle
suggests that they are still individuals, not a group. Neither of
them should allow his self-interest to be submerged into an
artificial entity known as "the group."
For
relationships with one another are a small part of their lives. Each
of them has many, many interests and concerns apart from beer and
conversation about the football scores.
And
since each of them is a different person, their relationships with
one another will be different. A and B will probably have some things
in common that B and C don't have. To think of the group as a single
entity might prevent A and B from taking advantage of the common
interests that concern only them.
They
might both enjoy bowling, for example. If they feel they can bowl
together only if it's agreeable to C (who prefers golf), they'll lose
an opportunity to add to their enjoyment.
There
are actually three separate relationshipsA and B, B and C, A
and C.
The second principle suggests
that the relationships be limited to only what the participants have
in common. To enlarge the relationships beyond the small areas in
common is to open the door to many conflicts of interest.
For
example, if A expects B and C to help him paint his garage ("What's
a friend for?"), it will probably be a loss to all three. For
one thing, B and C may be lousy garage painters; A might lose by not
paying the necessary price to have it done right.
And
for B and C, the relationship is no longer just good beer and good
conversation. Now it includes duties and obligations. No one will be
able to relax completely any longer, for he'll never know when he'll
be called upon to set aside his own self-interest. Even if he refuses
such requests, it will be a strain on the relationship.
The
third principle says that you shouldn't try to perpetuate a
relationship by contract. In a burst of exuberance and good
fellowship, the three buddies might agree to meet together every
Saturday night for the next ten years. But that would probably be a
big mistake.
For all three of them
are changing constantly. Each of them is discovering new
alternatives, new motivations, and new interests. One of them may
decide that he prefers wine. Another might even meet a girl someday
and decide that she offers him more than his Saturday-night
buddies.
To attempt to preserve the
relationship by contract is only going to bend each of them out of
shape. In fact, other common interests might be suppressed by the
fixed structure of the relationship; as long as they're committed to
one routine, they might ignore other things they could do together
that would be more enjoyable.
Each
relationship should be taken on its own merits. The relationship
should evolve as it willwith no preconceived goals, structure,
expectations, or rules.
Our friends
A, B, and C don't have to share uncommon interests. They can limit
their relationships to the enjoyment of the things they do have in
common (including their dumb names).
The
beer-bust example is rather obvious. So much the better that it is.
For these same principles can be subverted subtly and easily in more
complicated relationships. And when they're subverted, problems
developand what was once a source of pleasure and opportunity
can turn into a loss of freedom.
TAKE THINGS AS THEY ARE
You're
bound to be disappointed when you apply labels to people and
relationships and then expect them to live up to the
labels.
Your definition of a
"friend" may be considerably different from the one your
friend has. What you expect from him may be far more than he's
willing to giveregardless of what you may feel you've done for
him.
Relationships don't have to be
structured, perpetuated, tied down. They'll work out best if you let
them evolve as they willlimiting your expectations to what is,
and continues to be, mutually beneficial.
When
you find a friend who's intellectually stimulating, enjoy him for the
excellent discussions you can have. But don't expect him to help
rearrange your furniture or lend you money. Those things are separate
parts of your life, not a part of his.
If
you need money and can't borrow it at a bank or finance company,
don't jeopardize good friendships by appealing for money on the basis
of loyalty. Offer terms that would make it worth more to a friend to
lend the money than to use it himself. Make sure the terms are such
that he'd be eager to be involved in the dealeven if
his friend weren't to be the borrower. If that isn't possible, go
without the money; it can't be as important as a good
friendship.
If you keep the three
principles in mind, you can let each relationship grow naturally.
You'll probably avoid most of the conflicts, arguments, and burdens
that most people take for granted in their important relationships.
The other person will be a positive benefit to your life.
If
the relationship grows and seems to be broadening, approach each new
area of mutual interest on its own merits. Don't lump activities
together simply because you like someone. You'll continue to like him
more if there are no dealings between you that aren't entered for
their specific value to each of you.
If
you find a friend that's closer to you than anyone you've known,
don't get carried away and try to impose your separate, different
tastes upon him. If you fall in love, don't expect that every
interest, every decision, and every value will be exactly the same
between you.
If you can accept the
differences that exist between you and those you care for, you
can make the most of what you have together. If you try to overcome
the differences, you'll make it harder to enjoy the things you do
have together.
GRANTING FREEDOM
Recognize
each person you associate with for what he is, what specifically he
has to offer you, and what he might value in you. Don't confuse the
issue by bringing in external matters that can only reduce the value
of the relationship.
Relationships
shouldn't be sources of restrictions. And they won't be if you take
them as they are.
Perhaps the three
principles can be summed up as one important principle: Let others
be free.
Don't try to tie them
down with obligations, loyalties, duties, commitments, or appeals for
sympathy. Make it your policy that you don't expect anyone to do what
isn't in his self-interest.
Don't
try to restrict your lover's activities. Don't try to make your
spouse give up his interests for you. Don't give your friends reason
to feel that you expect anything from them but what is in their
self-interest to give.
If you let
others be free, you'll be a rare personand a valuable one.
You'll be in demand because you won't create the conflicts and
arguments that so many people have had from others.
Your
freedom is just as important, of course. You have to learn to say
"no" in a way that doesn't create strain and conflict. When
you learn that, others will usually respect your
individuality.
Your freedom and
the freedom of those you deal with are equally important to you. If
people come to you because they freely want to, you'll receive
more genuine love, friendship, understanding, and appreciation
than you could possibly get by asking for it or demanding it.
Loneliness
is never more cruel than when it is felt in close
propinquity with
someone who has ceased to communicate.
GERMAINE GREER
19
Freedom
from
Marriage Problems
THE
GREATEST RESTRICTIONS upon many people are those imposed by marriage
and family problems.
Some are
dominated by parents. Others are trapped by duties and obligations to
relatives. And others are entangled in the problems of raising
children.
The most common
restrictions come from marriages. Conflicts of interest develop
between husband and wife; each feels that he's getting less than he
wants out of life, perhaps because of restrictions imposed upon him
by the other.
There are probably no
subjects as emotionally charged as those of marriage and family. The
"sanctity of marriage" and the pressures of parents and
in-laws are only two of the many cultural expectations involved in
these subjects.
And labels seem to
be applied more readily and restrictively here than elsewhere. A
"wife" is expected to give up her career and her own
interests on behalf of her husband and children. A "husband"
must be a good provider. And a "son" is someone who's
supposed to make his parents proud of himby his parents'
standards, of course.
The problem,
as usual, is a type of trapthe acceptance of labels and
cultural dogmas without recognizing that there are better
alternatives available by which an individual can satisfy his
desires.
Love, closeness, affection,
family opportunitiesall these things can be enjoyed without
having to build elaborate, restrictive structures that destroy the
independence of everyone concerned.
WHY PEOPLE GET MARRIED
Let's
begin by noting the reasons why people get married. The most
common reason, I suppose, is because they're in love. Labels can be
very compelling, so it's assumed that once you're "in love"
with someone, you should confirm it by getting married.
That
isn't the only reason people get married, however. I couldn't
possibly think of every motive for marriage, but here are a few of
the well-known reasons:
1. To
enhance a love relationship.
2. To
confirm that one has "won" his loveronce and for
all.
3. To achieve social
respectability (such as to prove one's desirability or to satisfy
one's desire to be known as the "head of a family").
4.
To make sexual intercourse easily accessible.
5.
To be financially supported.
6. To
avoid loneliness.
7. To guarantee
that someone will be around in one's old age.
8.
To have children.
9. To escape the
need to do something more challenging with one's life.
10.
To have a housekeeper.
There are
alternative ways to satisfy these objectives, but it's frequently
assumed that the traditional marriage is the only way. So a license
is obtained, a church is hired, some words are spoken, and vows are
made.
The lovers assume they've made
a contract with each other, but they haven't. They have obtained the
permission of the government to be married and signed a contract with
it. And the government has decided many of the terms of the
relationshipfinancial arrangements (property laws), sexual
rules (adultery laws), legal responsibilities, inheritance matters,
etc.
If they ever decide to
terminate the marriage, they will need the permission of the
governmentwhich may or may not be granted. Not only that, the
conditions for termination may be different from what they were when
they signed the contract.
It isn't
necessary to become involved in such legal problems to fulfill the
objectives of the relationship. Neither is it necessary to assume the
normal burdens that accompany legal marriages.
A BETTER WAY
There
are better ways to handle things. Let's look at how the objectives of
a marriage can be better achieved without a marriage. We'll use the
desire to enhance the love affair as the example, and then look at
the other possible objectives later.
Let's
imagine that you find yourself in a luscious romantic situation.
You're involved with someone who seems to be everything you want.
Your attitudes toward life are generally the same, you like to do
many of the same things, you find yourself thinking about him a great
deal of the time, you see him as physically attractive, your body is
alive in anticipation of sexual union, and you feel the wonderful
glow that tells you you're in love.1
With
all these things going for you, you probably feel that this person is
the best friend you've ever had. He understands and appreciates what
you are and what you want. Each of you accepts and understands the
differences between you.
Such a
relationship is unusualprobably because most people never try
to find someone so appropriate to themselves. But as long as we're
going to base this example on a love relationship, we might as well
make the love as real and satisfying as possible.
With
so much going for you, I think it's safe to assume that the most
important objective would be to preserve that love. Once having felt
such a wonderful glow, who'd want to take any chance of losing it?
MAKING IT LAST
To
make love last, let's see how the three principles we covered in the
last chapter apply to the situation.
1.
Unfortunately, the English language doesn't include a separate word
to
refer to an individual who could
be of either sex. Instead, I'll use the
words
"he" or "him" in referring to someone who could
be either a man
or a woman. I trust
you'll make any necessary translation.
1.
Don't think in terms of groups.
2.
Limit the relationship to what you have in common.
3.
Don't attempt to perpetuate the relationship by contract.
As
the first principle indicates, you aren't a couple, a twosome, or
anything but two separate, individual human beings who have found a
great deal to enjoy together. No real merger can take placebecause
it's literally impossible to merge human beingsin thought,
motivation, or emotion.
What exists
is an overlapping of interests, attitudes, and feelings. And the most
should be made of that.
Butas
the second principle indicatesit's important not to try to
merge the uncommon interests. You can't destroy the nature and
self-interest of an individual; if you try to submerge it by making
the marriage an end in itself, or by making the uncommon interests
common, you're bound to get reactions other than what you'd hoped
for.
You'll have common interests
that sometimes require that you consult with each other to make
decisions, but it's a mistake to think that you have to agree on
everything. To expect that is to make the marriage a compromiseand
that leads to situations where one is expected to sacrifice for the
other.
Sacrifice is often regarded
as one of the main factors in a successful relationship, but it leads
to a loss of value for the participants. And if freedom is living
your life as you want to live it, we should hope for a better kind of
relationship than one in which the participants must give up that
freedom.
In effect, the success of
the relationship will depend most upon the way differences between
the individuals are handled. Must they result in compromiseor
is there a better way? We'll see.
The
third principle warns against trying to perpetuate a relationship by
contract. Too often, it's hoped that marriage will make permanent the
love that one feels when he marries.
Unfortunately,
it doesn't work that way. Love isn't a trophy you can win at a
wedding and then place in a showcase to represent a permanent
victory. Love is an emotion. Emotions are involuntary reactions that
occur as a result of who you are and what happens to you.
You
can't guarantee the durability of an emotion. If you know yourself
well, you're in a better position to predict your future
emotional responses, but it isn't something you can
guarantee.
You can't promise to love
foreverand neither can your lover. You'll continue to love and
be loved if each of you continues to provide what the other's
emotional nature reacts to. If you don't get married, you'll have to
continue to be that very special person in order to retain the
other's love. If you do get married, the situation is exactly
the same.
A contract to love can
make it more difficult to get out of the relationshipbecause
of the recriminations, accusations, and guilt resulting from broken
promises. But it won't perpetuate the love that prompted the
contract; so of what value is it?
In
fact, if you get married, it may be even more difficult to perpetuate
the lovebecause the pressure upon you to feel love may be
greater by virtue of the promises and expectations. And that pressure
can make it more difficult to relax and enjoy everything you have
together in whatever way it unfolds.
It's
important, then, to keep things in perspective. Don't assume that
your separate selves will no longer exist because you're in love;
don't try to force interests that aren't mutual into the
relationship; and don't attempt to perpetuate it by
contract.
It's especially
important to keep things in perspective when you're consumed by
love. It's a wonderful, fascinating emotionwhich means it can
be harder to make decisions with a clear recognition of the
consequences.
Enjoy the present to
the maximum, but be careful about committing your future. And a
common example of the Emotional Trap is to commit one's future in an
unrealistic way because of the love one feels in the present.
If
love is wonderful (as I think it is), then you should be particularly
careful to do what will preserve it, not destroy it.
And
the key to achieving that will be to preserve the relationship as
it is now. Don't change it from a love relationship to something
else. Don't assume that your lover should automatically become
your business partner, your housekeeper, your fix-it man, your
bookkeeper, your necessary companion in your separate interests, your
social image-builder or anything else. Keep him as your loverjust
as he is now.
If you want to retain
the love you feel now, don't introduce into the relationship anything
that doesn't facilitate that love. Limit that relationship to matters
of lovenot finance, household affairs, compromised interests,
or duties.
MAKING THE MOST OF IT
As
the love grows, you will probably want to take advantage of the
deeper feelings by finding ways to be closer than you were before.
That's the critical point of the relationship. At that moment, you'll
either find a way to satisfy the specific desire you haveor
you'll take on a number of irrelevant obligations that have nothing
to do with what you really want from each other. Which way you choose
will be critical to the future of the relationship.
So
decide first what it is you want. Do you want to live together? Have
more time together? Sleep together? Enjoy sexual intercourse
together?
All of those things can be
accomplished without a legal marriage and without unrelated
obligations that could inhibit the growth of the relationship and the
individuals in it.
If you want to
live together, the answer is to live together.
That
doesn't require a license, a ceremony, engraved announcements, a
written contract, a blessing from anyone. All you have to do is to
live together.
In most states, there
are no laws forbidding adults from living together (usually unless
one of them is legally married to someone else).
However,
you won't avoid the problems of marriage simply by avoiding the
legalities. Many people who live together encounter all the same
difficulties, conflicts, and loss of love that married people
do.
Common-law marriage isn't the
answer. The answer is to make it a non-marriage. And to do
that means that you do nothingnothing that would attempt to
change the individuality you took for granted before the new
situation developed.
Most love
relationships probably falter because the individuals in them are
unable to handle the differences between them. A non-marriage
recognizes those differences, allows for them, and thereby permits
the feelings of love to grow rather than be stifled.
Neither
of you becomes a different person because of the relationship. You
don't each become half of a "union." Each of you is still
an individual human beingwith his own nature, work, property,
interests, and ways of doing things.
To
attempt to change that will drive you straight into the Identity
Trap. You can't be anything other than yourself; if you try to be,
you'll most likely lose the good feelings you once felt for the
person who is now responsible for your having to change. And to tell
yourself that you'll love someone whose presence requires that you be
something other than yourself is to drive yourself into the
Intellectual Trapthe attempt to make your feelings conform to
an unrealistic pattern.
There's no
reason that you can't love each other and still remain two
individuals. In fact, if you could change the nature of the person
you love, you'd wind up with someone other than the person you fell
in love with.
One way love
diminishes is through the vulnerability one feels to the differences
of the other person. If you're tidy and he's messy, the requirement
that you live in chaos can eat away at your affection for the person
who causes that chaos. If you're frugal, it can destroy your good
feelings for him if you have to watch him throwing your money
away.
But none of that has to
happen. It didn't happen before you marriedor non-married. And
it doesn't have to happen now.
TWO INDIVIDUALS
All
you have to do is to continue the relationship as it was beforeeven
if you're living together.
Each
person should continue each of his own interests that are separate
from the other's. If you like country music and he likes jazz, keep
your separate phonographs and play the music in separate rooms. If he
likes golf and you like tennis, continue playing your own games with
the people you played with before.
If
the differences between you are too great, the relationship probably
wouldn't have lasted without your living togetherand it won't
last now. But if the differences didn't get in the way before you
lived together, they don't have to get in the way now. And they
won'tprovided you accept the differences and
allow for them.
Each person should
continue to have his time alone, his own friends, his own interests.
The time spent together should be preserved for those things you
enjoy togetherso that every moment together is a joy
rather than a burden.
It is vital
that each person continue to know that his life is of his own
makingthat he can choose for himself without being vulnerable
to the different decision-making methods of someone else. If one
person must be dependent upon the decisions of the other, he's
involved in an indirect alternative. He must "make the other
understand" or compromise or sacrifice. His freedom is lost
through the Group Trap.
The
non-marriage recognizes the sovereignty of each person. In a
non-marriage, no one expects anyone else to act in any way but in his
own self-interest. The non-marriage recognizes that you can find
lasting love and happiness only with someone with whom the
differences aren't great enough to make a lasting relationship
impossible. And the non-marriage allows for those differences that do
exist to continue without sacrifice of self-interest.
In
a non-marriage, you simply continue being the person you were before
you started living together. You continue to work where you want to
work, pursue the interests that concern you most, and at the same
time enjoy the opportunity to be closer to the one you love.
PROPERTY
This
means you retain your own property, your own income, and make your
own decisions. There's no need for joint decisions, because each
decision will primarily concern one person and only incidentally the
other.
It's just as unrealistic to
merge your property as it is to try to merge your minds. And property
is very important. The control of your own property is the most
tangible expression of your freedom.
It's
as important as your timebecause, in fact, it's the same thing
as your time. When someone destroys your property or steals it or
usurps your decision-making control over it, he has taken from your
life the amount of time necessary to earn that property or to replace
it. If an individual's time is important, his property is just as
important.
Only when you can control
your time and property with direct alternatives are you free. If you
must compromise your control by gaining someone else's agreement to
use it, you don't really own it. And to whatever extent your freedom
is compromised, your lover doesn't represent a positive value in your
life.
If each party to a
relationship continues to be sovereign and control his own
propertyand to respect the same for the other personmost
of the typical problems of marriage will never arise.
ARRANGEMENTS
The
fact that you live together doesn't have to interfere with that in
any way. Each of you can continue to own what he has had before and
to acquire new things. You wouldn't expect to control your neighbor's
propertyand there's no reason to control that of your
lover.
You simply continue to treat
each other as you did before you started living together. You never
expect the other person to forfeit what is his for your sake.
As
new situations develop, you can handle them as you would with anyone
else. As things arise that concern both of you, you can make mutually
beneficial arrangements between you. And, needless to say, no
arrangements should be made that aren't mutually
beneficial.
If you want to live in
the same home, make an arrangement. Some people handle it by
splitting the household expenses down the middle. I'm not too fond of
that arrangement because it involves joint decisionssuch as
how much will be spent, by whom, and for what.
I
think it's better for one person to supply the house or apartment
(either buying or renting), provide the utilities, cleaning services,
etc., and then be a sub-landlord who rents to the other. The
sub-landlord then has the responsibility to see that things are taken
care of through his own decisions. None of your precious time
together is wasted trying to decide how large a sofa you can
afford.
If the sub-landlord's
methods are unacceptable to the other person, then you aren't going
to get along very well, no matter how you handle it. But this way
less time is wasted taking care of decisions that could more easily
be made by one person alone.
The
sub-rent should be negotiated to determine a price acceptable to
both. Again, if you can't agree upon a price, then you wouldn't have
been able to agree how much money to spend if you had pooled your
assets.
In other words, if
differences show up in this type of arrangement, they would have
shown up anyway. And this way, the differences can be handled much
more openly, with a greater chance to be resolved without lingering
resentments.
Neither one should
expect the other to give up his self-interest. There's no reason to
be upset if you can't negotiate a particular new arrangement easily.
You can always revert to your previous arrangement and continue to
enjoy each other as you did before.
If
you respect the sovereignty of your lover, you'll approach each new
arrangement in the way you would with an outsiderwith full
respect for the other's self-interest. If you want your lover to keep
house for you, you'll offer him enough to make it worth his while;
you won't expect him to do it because of a label attached to him, or
because he should "give a little."
If
both parties want to work outside the home, the sub-landlord can
arrange for periodic cleaning, a cook, or a housekeeperand the
sub-rent can reflect that service.
I
strongly suggest that the housekeeping be done by a third person. Too
often it's assumed that "we can't afford outside help," and
the enjoyment of the relationship is jeopardized to save the few
dollars involved.
Anything that
comes up can be handled. All you have to do is to remember the
sovereignty of each person, and you'll usually see a simple, obvious,
natural way of handling every question. Just ask yourselves what you
would do if you weren't living together, and that will
probably suggest a simple solution.
Differences
can be handled very easily that way. For example, if one of you is
messy and the other tidy, you can have separate rooms within your
home. You can still sleep together whenever you want to, but you
won't have to live in a room that doesn't conform to your life style.
The cost of the extra room will be insignificant if it helps to
preserve the best of your relationship.
If
you were living separately, you'd have to pay for separate rooms. If
you're living together only to save money, then the preservation of
your love is secondary. But if you're living together to enhance your
love, that should always have the highest priority.
RULES
You
can build your relationships with each other in any way you choose.
There is only one rule in a non-marriage: Don't ask either person
to sacrifice his sovereignty. Don't create situations that
require joint control of property, time, or interests. Allow each
person to live and grow and develop as his own self-interest leads
him.
Other than that, there's no
guidebook. What others choose to do might be best for them; but
you'll have to determine what's best for you. Your relationship will
be unique, because each of you is unique.
Always
keep in mind that you're together because you love each otherand
only for that reason. Keep all other relationships separate. If your
lover is your sub-landlord, keep that relationship with him separate
from your love relationship.
If you
want your lover to stay home and keep house for you, don't appeal to
his love for you. Appeal to his pocketbook and offer him what he
needs to make it worth his while.
If
your lover doesn't enjoy the same forms of entertainment you do, let
each enjoy his ownand reserve your time together for the
things you do enjoy together.
If
you keep other things out of the love relationship, it will have a
far better chance to succeed. Simply approach the matter as though
you were single individuals (which you are), without accepting the
normal assumptions concerning marriage. With that in mind, you can
always work out arrangements that will suit each of you.
SEPARATION
If
you should ever decide to part, you can part friends. You won't be
involved in any of the financial haggling, accusations, bad feelings,
desires for revenge, and recriminations that accompany most marital
breakups. Each is still his own person with his own life and
property; there's nothing to be untangled.
But
by retaining the individuality of each person, it's more likely that
the love between you will grow and deepen, rather than witheras
is normally expected. If you can't make it this way, it's extremely
unlikely that the love would have survived in a normal
marriage.
Just imagine the kind of
relationship you'll have. You'll be living with someone who's
there because he'd rather be there than anywhere else in the
world.
You'll be free of the
nagging conflicts that many married people take for granted. You
won't be subject to the bad consequences that Group-Trap
relationships create. You'll be responsible for yourself; you won't
be a 50% partner in a collective you can't completely
control.
The time you spend together
will be devoted to enjoying each otherinstead of haggling over
details.
I think you'll find, too,
that you'll have far fewer financial problems than most married
couples have. The respect for sovereignty tends to eliminate most of
the exuberant overspending that can characterize a marriage. You
won't be relying upon the other person to bail you out of your
financial problems. You'll be less likely to involve yourself in
long-term mortgages and contractssomething married couples do
easily because of the alleged "permanence" of the
relationship.
Instead, you'll be
more likely to enjoy each day as it comesmaking the most of it
without committing your future to satisfy emotional whims of the
present.
You'll be living with your
best friendwho'll continue to be your best friend instead of
becoming your adversary. If there's a problem in the relationship,
your best friend will want to know about it, to work with you to
correct it if possible.
Neither
party will feel that his burdensome marriage is his lot in life, so
that he must suppress his resentment and put up with it, thus letting
it get worse. Since he doesn't feel trapped, he won't feel that he
has to try to take advantage of the other personin order to
make the best of a bad deal.
When
you don't have to depend upon the other person's agreement to live as
you want to, you can be far more benevolent toward him, far more
understanding of him and his problems, far more anxious to do what's
possible to help him make things right. In such circumstances, the
initial feeling is more likely to grow and reach new levels of
affection and excitement.
And none
of this involves sacrifice or compromise. Why so many people think a
happy marriage is based upon sacrifice, I'll never know. Life is to
be lived, not sacrificed. You love someone because of the way he
makes you feel, because of the way he enhances your life.
If what you are doesn't do the same for him, no amount of sacrifice
is going to make things right.
I've
seen several non-marriages that are based upon this respect for
self-interest and sovereignty. Invariably, they are simpler, more
loving, more enjoyable relationships than the traditional kinds in
which the participants must spend so much time working out decisions
with each other.
EXISTING MARRIAGES
If
you're already married, the same principles can be used to enhance
your relationship.
If you honestly
believe you already have the perfect relationship, skip over to the
next chapter, for I have nothing to offer that might improve upon
perfection.
But if you see ways in
which the arrangement I've described could improve your relationship,
it's not too difficult to convert to such a system. Only three things
are required:
1. Terminate the
legal contractso that you have a two-way relationship instead
of a three-way contract with the government. That means getting a
divorcewhich is only a legal formality.
2.
Divide the property so that each thing is owned by one person or the
other, thus recognizing individual sovereignty and removing the need
for most joint decisions. Several ways to do this are described in
Chapter 31.
3. Do everything
possible to make it easy for each of you to be totally honest with
the other. That will be the hardest part but also the most rewarding.
Self-interests can't be served if they can't be expressed. Once
you're free to discuss everything openly and unashamedly, problems
should be much more easily resolved.
Recognize
that you don't have to do everything together. Each can pursue
interests that are of no concern to the other. Think of yourselves as
independent individuals who gain from being together in ways that are
mutually satisfying.
LOVE CAN TRIUMPH
We've
based this example of a non-marriage on a relationship that has love
as its premise. At the beginning of this chapter I mentioned nine
other common reasons that people get married. If you look over those
reasons again, I think you can easily see how they would be affected
by this type of system.
If the
individual's freedom is important, he can achieve his objective
through a non-marriage better than through a marriage. If his freedom
isn't important, a normal marriage might be more advantageousbut
such matters are outside the scope of this book.
The
romantic legends of those who "live happily ever after" are
always treated skeptically because it isn't normal for romance to
last indefinitely. It's assumed that the initial glow and excitement
will fade away with time and a more "mature" relationship
will replace itwhich is just a polite way of describing an
uneasy compromise.
Such things are
the rule because individuals are usually squarely in the
Emotional Trap at the time important long-term decisions are made.
Their "romantic" notions discourage them from wanting to
think of what the relationship might be like a few years hence if
handled in the normal ways.
Consequently,
the romantic notions don't last very long. The romance fades and
further confirms the opinion that love is at best a temporary
thing.
But love, romance,
excitement, and respect are possible. They can grow rather
than shrink. When you remove the cliché structures and
attitudes, you're free to love each other, free to allow the seeds of
your love to bloom and prosperinstead of trampling them under
in the name of duty or marriage or sacrifice or social
responsibility.
It's not difficult
to use and enjoy both of your mental capabilitiesyour emotions
that can bask in the pleasure of the present and your intellect
that can protect your future. If you're infatuated with someone,
enjoy it to the hiltit's a wonderful feeling. But don't commit
your future; there's no reason to.
If
you know yourself well, you can eventually find the person whose
self-interest most nearly matches yours. And when you find him,
you'll have a future. But you never have to make the decision. You
don't have to make a commitment, a plunge, an irrevocable decision of
any kind.
Just let the relationship
grow and develop on its own merits. Let things evolve as they will.
If you reach a point where it seems you have more to gain by living
together, do it. But you don't have to sign your life away for that;
it just isn't necessary. To do so is to create a pressure for success
that can be a significant way of destroying the natural affection you
feel for each other.
Let things
evolve. If you're with the wrong person, marriage won't make it
right. But if you're with the right person, you may wake up one day
to realize that you do have a lifetime relationship. Even
then, there will be no decision to be madeall you'll have to
do is to enjoy what you have.
You'll
get to that point only if you recognize each of your sovereignties.
That means recognizing the importance of his freedom as well
as your own. Not a freedom that's grudgingly granted or negotiated by
trading restrictions or privileges but a freedom that's encouraged
and taken for granted.
The more
free, the more independent, the more an individual your lover is, the
more he'll be capable of lovingloving you.
And
the more he'll value you, because you'll be one of the rare
individuals who's able to let him be free.
To
be genuine and profound, love depends upon freedom. For one example,
only free people can afford to love without reservation, to unleash
all their emotions in the supreme act of enjoymentsexual
intercourse.
Other people enjoy sex,
or don't enjoy it, as just another part of life. They have to remain
on guard always, on the lookout to be sure this brief escape doesn't
lead to further bad consequences.
The
free individual knows who he is and why he's where he is. He doesn't
have to hold back anything. He can be loving, affectionate, and
understanding because he isn't threatened or vulnerable. Isn't that
the kind of person you'd like to have love you?
Love
is too valuable to allow it to be killed by marriage, social
pressures, or any other restriction.
To
me, love is the most exciting thing in the world. The joy of having
one's thoughts and emotions filled with another person is the most
wonderful experience that life has to offer. It's the culmination of
everything else. All other enjoyment values seem to lead inexorably
to the moment of sexual intercourse with the person who represents
everything one wants in life.
Nothing
should be allowed to stand in the way of that.
O
you and I what is it to us, what the rest do or think?
What is all
else to us, who have voided all but freedom
and all but our own
joy?
WALT WHITMAN AND
FREDERICK DELIUS
20
Freedom
from
Jealousy Problems
JEALOUSY
is perhaps the most difficult problem in a romantic relationship.
It's hard to let someone be free if he uses that freedom in ways that
hurt you.
There's no easy cure for
jealousy; you won't eliminate it by saying you shouldn't feel
jealous. But some of the problems caused by jealousy can be
eliminatedand this, in turn, can alleviate some of the bad
feelings.
Jealousy is the
negative emotion caused by the fear of losing someone (or something)
to someone else. Envy is of a different character; it's the
desire for something possessed by someone else. Envy is simply an
intellectual recognition of what you'd like to have. It doesn't
necessarily cause problems because it doesn't usually affect the
emotions.
Jealousy, on the other
hand, permeates the emotionsthus distorting your ability to
make decisions and creating the urge to do things that might be
self-defeating. In a jealous state, one can feel compelled to do or
say things he doesn't really mean; he can become moralistic, hateful
of someone he loves, accusing, possessive, vengeful.
When
you're jealous, it's really the attention your lover gives to someone
else that hurts. The attention may be represented by physical
attraction, romantic interest, intellectual stimulation, time spent
with the other person, or sexual activitybut I think these are
all symbols of the attention that's being diverted from you to
someone else.
If some of those
things cause jealousy while others don't, it's because some of them
represent to you a higher degree of attention and involvement with
the competitor.
RECOGNIZING JEALOUSY
There
are ways to reduce the bad feelings that come from jealousy, and
we'll look at several different factors that have a bearing upon it.
We'll confine our attention to jealousy as it affects romantic
relationships; the same principles should apply to any other type of
jealousy.
First, it's important to
emphasize that jealousy is an emotionan involuntary response
to something that happens. There's no reason to be ashamed of it, to
try to suppress it, or to deny it. When you try to act as though it
doesn't exist, you're in the Intellectual Trapand you'll
probably feel worse if you don't get the jealous) out into the open
where you can deal with it.
If you
feel jealous, accept it. That in itself should take some of the sting
out of it.
It also helps to be able
to tell your lover of your jealousy. If you're afraid to do so, it
probably means that you don't have the best kind of friendship with
your lover. If you have to hide your emotions, you're not free to
fully enjoy the relationship.
The
deepest, most satisfying, most durable relationships are bound to be
those in which both parties can be totally honest with each other.
Without that freedom, you'll always be at least partially in the
Identity Trapunable to express yourself as you really are,
unable to let yourself relax and enjoy what you have.
It's
also important to your lover that you be honest. He can't be your
friend and help you if he doesn't know what you're feeling; he can't
be as valuable to you as he might want to be.
So
honesty is very important. But that means the real truth, not
the emotional whim you feel at the moment. If the truth is, "I'm
jealous when you're with him," you're not speaking the truth
when you say, "You have no right to be with him," or "I
hate you," or "I haven't done that; therefore you
shouldn't."
As always, it's
in your self-interest to let others be free. There are very few
people strong enough to do thatso if you're one of them, you
automatically have a head-start on the competition. And the greatest
benefits come from a lover who's with you because he wants to
be with youbecause he'd rather be with you than with anyone
else in the world at that moment.
Jealousy
and restrictions are two different things. One doesn't necessarily
follow the other. You can be jealousopenly and
honestlywithout imposing restrictions upon your
lover.
And if you're free to voice
your jealousy openly, without condemnation or demands, you may find
that the mere act of saying what you feel will alleviate some of the
pain of it. Too often, jealousy smolders and grows because it's
suppressed or denied and the discomfort is attributed to something
else.
NO SURPRISES
Jealousy
is often caused by surprises. If each of you expects a certain type
of conduct from the other, but you never discuss and define that
standard, surprises can result. If you abide by what you think is the
standard and then find that your lover hasn't, you can be hurt and
can feel that you've been taken advantage of.
But
it's possible that the problem isn't one of misconductbut
rather that no attempt was made to identify what each of you expected
from the other.
If you're closely
involved with someone, define the rules of the relationship clearly
so there can be no misunderstanding. If there are no rules, then that
should be openly expressed and understood alsoso that
neither party expects from the other what he doesn't intend to give.
FIDELITY
This,
of course, brings us to the question of fidelity. You have to decide
how free each person is to associate with othersespecially
others who might be romantic rivals. Is it understood that each
person may associate with anyone he chooses? Have other romantic
involvements? Have sexual intercourse with others? If not, what are
the limits regarding associations with others?
These
things must be clearly understood between you.
Otherwise,
there may be surprises that could pile additional hurt feelings upon
already jealous feelings.
Be
realistic when you decide such things. Don't try to be something
you're not; recognize your own emotional nature and self-interest. If
you pick a standard determined by someone else, you'll probably have
problems. You could easily be tempted to suppress your emotions when
they seem to contradict the standard you've chosen.
The
rules must be of your own choosingin keeping with your own
natures. I'll offer my observations on the subject, only because they
might be helpful to you in defining your own.
I
think that any restriction is harmful to a good relationship.
I want to be free and I want those closest to me to be free, also. I
don't want to be anyone's jailer; I don't want anyone to feel that
his life is restricted because of his association with me.
That
doesn't mean I'm never jealous. But I'd rather suffer occasional
jealousy than to face the problems that restrictions create in a
relationship.
I realize that life
often involves giving up a short-term pleasure for a long-term
gainand restrictions are often justified on that basis. But I
want my lover to feel that she's getting the most possible from me
while giving up the least possible.
NATURAL MONOPOLY
The
answer to the problem of restrictions is to find the relationship in
which they're unnecessary. When you find someone who is not only
attractive and interesting, but very appropriate to you in most every
way, you won't need restrictions. Competition will be irrelevant or
absent if you find someone who wants and needs exactly what you
are.
The urge to restrict stems from
a feeling of vulnerabilitythe fear that someone else might
offer more of what your lover wants and take attention away from you.
If there isn't an overwhelming mutual self-interest between you and
your lover, you'll continue to have that fearno matter what
restrictions are imposed.
But if
your relationship is the result of mutual understanding, mutual
interests, mutual views of the worldin short, if your lover is
also your best friendyou won't need restrictions because
you'll have very little to fear. You'll have a natural monopoly upon
the attentions of your lover.
And
one of the ways of creating that is by letting him be free. If he can
be free with youfree to say what he means, free to express his
desires and secret feelings (even when they involve attraction to
others), free to see whomever he chooses, free to do as he wants to
dothen he'll have less need to seek out others. He'll be
getting from you most everything he needs. You'll be the most
important person in his world.
The
paradox, in a sense, is that he'll probably stay closer to home if
you don't demand that he stay home.
If
you have a natural monopoly, access to others will be valuable to the
relationship. For the more your lover associates with others, the
more he'll be aware that he gets much more from you than he can get
from them. Only by being with others can he see that
clearly.
But if you restrict his
relationships, the opposite can happen. At a distance, many people
can appear to be attractive, appropriateeven perfect. All
their virtues will beckon, but none of their drawbacks will be
apparent. That's an undesirable position for you to be in;
you're being unrealistically compared with an ideal image. Let him go
and find that out for himself.
DOUBLE STANDARDS
Restrictions
often result in a double standardin which one person is free
to do things that are denied to the othereven if the
restrictions weren't intended that way.
It's
possible, for example, that the man's work may involve regular
contact with women, while his lover's routine might not include
contact with other men. If that's the case, restrictions upon dates
with others will deprive her more than they will him. He'll
have the opportunity to meet and associate with other women, possibly
even meet one more appropriate to him, while she'll be confined to
her relationship with him.
In other
ways, one person is usually affected more than the other by a
restriction. Whenever the restriction is lifted, or when the
relationship ends, the one most affected by the restriction will have
suffered for his obedience to it. In effect, he'll have deprived
himself until it became in the self-interest of the other person to
have the restriction lifted.
In
addition, some exceptions are often made to restrictions. Certain
outsiders may be considered acceptable companions while others are
off limits. When that happens, it's easy for one person to feel that
the exceptions have favored the other person. In fact, both parties
can feel simultaneously that they're being discriminated
against.
I'm convinced that any
relationship will be more open, more honest, and more benevolent when
there are no restrictions. You'll have to decide your rules for
yourself, however, and they should be defined in terms of what you
believe and what you're capable of handling.
MINIMIZING JEALOUSY
Even
if it's in your self-interest to have your lover associate with
others, your emotions might not accept the situation so
easily.
One's imagination is often
his worst enemy when he's jealous; but if used properly, your
imagination can minimize your emotional discomfort. The trick is to
face up to your secret fears so that they no longer terrify
you.
If your lover is going to spend
an evening with someone else, imagine the situation you're afraid
will happen. Imagine the worst. Picture them talking, laughing,
kissing, making lovewhatever it is you fear will happen. Keep
doing it over and over again until it no longer affects you
emotionally.
This technique has
helped me several times. It neutralizes my fears, but never seems to
eliminate the good emotions I feel toward someone.
I
remember using it once when I was involved with a woman with whom I
didn't have too much in common. The inappropriateness of the
relationship made me feel quite vulnerable.
One
night I had to give a lecture and she announced that she was going
out with someone else. I was sure they'd wind up in bedand it
infuriated me. I didn't want to stop her but I still felt terribly
jealous.
On the way to the lecture,
I stopped for dinner. For the past three hours, I'd been unable to
think of anything but the terrible thing I was sure was going to
happen. I finally decided that I wouldn't be able to give the lecture
unless I calmed down.
After ordering
my dinner, I started to use the technique. I had never seen the other
man involvedwhich always seems to make such a person more
formidable. So I pictured him as the exact opposite of me, the kind
of man I wouldn't like, the kind of man who could sweet-talk women
away from their lovers. I imagined them doing together every obscene
thing I could think of.1
I
was determined to keep thinking about the scene over and over again
until it no longer bothered me emotionally. However, I suddenly
realized that I was thinking about the lecture I was going to give; I
hadn't made it all the way through the imaginary sex scene even once.
So I turned my mind back to the horrible scene and concentrated on it
again.
But it quickly became
apparent that my mind had wandered once again. And then it dawned on
me that the scene no longer held any terror for menot even any
interest, in fact.
So I spent the
rest of my dinner time planning my lecture and never gave the
jealousy problem another thought. In all, it had taken only about
five minutes of attention to eliminate all the pain and fear.
Of
course, it doesn't always work out so easily. But if you'll give the
technique a try, I think you'll find it can minimize jealous pangs
when your lover is going to be with someone else.
THE RIGHT SITUATION
Find
the person who's most appropriate for you and you'll probably
discover that jealousy is much less of a
problem.
1.
In this context, obscene means all the sexual things I like to
dowhen
done by someone
else.
Examine yourself,
find out what you have to offer, determine what kind of person could
make you most happy. And then find that person. If you're honest with
yourself and then find the person most appropriate to you, chances
are that person will feel the same way about you. You'll have a
natural monopoly.
In that situation,
you'll know that just being what you are is earning for you what you
wantand you'll know that it will be highly unlikely that a
third party can come between you.
That
doesn't mean you should never become involved with someone who's less
than perfect for you. It's easy to become infatuated with someone for
purely superficial reasons. There's no reason to ignore that or to
attempt to deny your feelings in such a situation.
Accept
your infatuation and enjoy it. You might even find that the situation
will lead to more than you'd expected. But don't count on your
feelings (or his) remaining as they are indefinitely. Be prepared for
the possibility that one of you may soon meet someone else more
appropriateor even that the infatuation will just fade
away.
Enjoy such relationships but
don't let them keep you from watching for the person with whom you
could have a better relationship. Go to the places where you'd be
most likely to meet such a person; display yourself as you are at all
times. That will increase your chances of meeting the person who can
mean the most to you.
That person
will want you just as you are. He'll understand and appreciate what
you are. He'll understand your thoughts and feelings and respect you
for being honest about them.
You'll
have found the person who can be both your lover and your best
friend. And every benefit that comes from having a friend or a lover
will be magnified many times over because they're combined in one
person.
With him, you'll have far
less reason to feel jealous. You'll have the natural security that
comes from knowing you've earned honestly what you have and that it's
unlikely anyone could replace you.
That
doesn't mean you'll never be jealous. But you'll be able to
deal with it openly and honestly with your loverbecause he'll
also be your best friend.
He won't
sacrifice for you; it's not in your self-interest that he do so. But
he'll understand how you feel and make it much easier for you.
Together, you'll be able to work out problems because you'll have a
common viewpoint toward such situations. You'll be able to discuss
problems rather than argue about them.
And
you should feel a great sense of self-esteem when you know that your
lover wants you more than anyone else in the world. He genuinely
wants younot because you've limited his alternatives,
but because he's seen the competition and he prefers you.
Love
sought is good, but giv'n unsought is better.
SHAKESPEARE
MANY
PEOPLE might respond to the idea of a non-marriage as something
excellent"but of course impossible if you have children,
in-laws, or relatives."
Having
children doesn't have to interfere with the love relationship. In
fact, there are many reasons why the non-marriage framework provides
a better setting than marriage for raising children. There are fewer
complications, and the relationships between everyone involved can be
more easily understood.
Once again,
it's necessary to try to set aside the normal ways of thinking about
these questions. The normal ways aren't workingand usually
because the sovereignty of each individual isn't respected.
The
raising of children is a far-reaching subject, and I wouldn't presume
to answer all the questions involved within a few pages. But I think
there are basic guidelines that can provide a harmonious framework
within which children can grow to be clear-thinking
individuals.
One of the values of
the non-marriage arrangement is that it keeps all things on an
individualized basis and precludes the need for group decisions. All
property and decisions are controlled by one person or anothernot
by both.
Though a child is not a
"thing" to be owned, some of the same principles apply to
decision-making and custody that apply to property. Someone must make
decisions concerning the child; and if there's a separation, the
question of custody will arise.
One
of the most difficult problems a child can face is in being subject
to conflicting authorities when the parents disagree. He's put in an
unfortunate position when two people whom he loves are claiming
authority and telling him to act in two different ways. He knows he
has to disappoint one of them when there are disagreements.
How
much simpler for everyone concerned if one person has the major
responsibility and sets the main plans for the child's
upbringing.
If the parents'
differences of opinion are so great that one couldn't stand to live
with a child raised by the other, they probably shouldn't have a
childno matter what the arrangement. But if they're compatible
enough to live together harmoniously, the chances are good that one
will not object to the methods used by the person who has the main
responsibility.
CUSTODY
I
think it's important, then, that it be clearly established before the
child is born which parent is the ultimate custodian of the child.
That parent will have the final say in decisions concerning the child
and will automatically have custody of the child if the parents
should separate.
If you think ahead
to such a decision, you can see that the woman will realistically
control such a question of custody. She has to deliver the child, and
she doesn't have to get pregnant if she doesn't want to. Also, she
can leave any time during the pregnancy and take the unborn child
with her. So she will be the natural custodian unless she agrees
otherwise.
Any agreement made before
the birth can be altered later if both parties agree. In fact, if
after the child is old enough to have some conception of the
consequences of his choice he chooses the non-custodial parent (and
that parent agrees), it's probably best for all concerned that his
choice be honored in the event of a separation of the
parents.
Before the child is
conceived, the chosen custodian should consider whether he's prepared
to support and raise the child with or without the other
parent. It's foolish to ignore the possibility that you may be on
your own again someday.
If you're to
be the custodian, ask yourself if you'll be able to raise and support
that child by yourself. If you're not sure, you ought to be doubly
cautious about having a child.
If
you're a woman, you might assume that the law will make your husband
responsible to support the child after a separationbut such
assumptions are dangerous. The world is full of divorced women with
children who are trying desperately to get their ex-husbands to
fulfill their obligations.
And if
you expect that you might have to depend upon the law to enforce your
relationship with your husband, then your entire relationship is
probably misconceived. Why would you want to live with, and raise a
family with, a man who must be forced to do what you think is
right?
I favor the idea that it
should be agreed from the beginning that the custodian will be
totally responsible for the child in the event of a separation. That
merely recognizes what may be the case anyway. And if it develops
that both parties want custody, it won't turn out that one will get
custody and the other the bills.
If
a woman agrees to assume custody of a child, that encourages her to
maintain her income-producing ability throughout the
relationshipinstead of becoming financially dependent upon her
husband and thus less free.
If the
woman doesn't think she could handle such financial responsibility,
but both parties want to have a child, the man can establish a
monetary fund before the birth of the child. The fund can provide the
financial means for the woman to be solely responsible for the child
if it ever becomes necessary. That will eliminate the sense of
dependence that might otherwise cause her to remain in an unrewarding
relationship.
All these matters are
subjective decisions to be made by you and your lover. But it's
important that the decisions be madein advance of the time
that they might be necessary.
RAISING THE CHILD
As
early as possible, it's valuable to establish relationships with your
child that are similar to the relationship you have with your
lover.
The child should have his own
world where he is clearly the sovereign. That means a room of his own
that is subject to his control alone. If he doesn't take care of it,
he'll learn the consequences of that sooner or later. But if he's
forced to keep it as his parents wish, he'll never discover
for himself the consequences of alternative courses of
action.
He should also have other
property to use in whatever way he chooses. Property isn't owned if
it can be used only in "approved" ways.
You'll
have to decide how he'll obtain his property. He can earn it, receive
an allowance, get outright gifts, or he can receive properly in any
combination of these ways.
But once
he receives something, it's important that he learn to understand
what it means to own something and be responsible for its
preservation. He shouldn't be taught to expect automatic replacement
of any of his property that he might destroy.
The
importance of his sense of ownership can be seen by observing the
difficulties many adults have in dealing with the world. For close to
two decades, most people are led to believe that they aren't
sovereign.
Then, suddenly, they're
thrust out into the world and expected to make far-reaching decisions
concerning their lives. It's no wonder that they have difficulty
foreseeing the consequences of their actions and fall back on any
authority that appears to be competent to make decisions for
them.
I believe the child will be
far better equipped to face the world if he understands how the world
operates right from the beginning. He can easily learn what it means
to make decisions and to experience the consequences of his
decisions.
This means, too, that he
should be helped to understand that you have your property, also.
Show him which areas are off limits to him or require permission
before be can use them. Even the dining table he eats on will belong
to someone; part of his arrangement with the owner can include table
privileges.
Obviously, a
two-year-old child won't have an explicit understanding of these
matters. But there are two ways that he can understand them at
the earliest possible age. One is that he can learn by example if the
entire family operates in this way.
The
second way is by never being taught otherwise. For some reason, many
parents seem to think it important to change systems at some point in
a child's age. They first teach him he has no authority over his
life, and then try later to instill a sense of responsibility in him.
In the same way, they first want him to believe that Santa Claus
loves and rewards him and then later want him to understand that it's
the parents who love him. I think it would make a considerable
difference if the child were never taught anything that you intend to
reverse later.
It's important that
each of the three of you be a separate human being with his own life,
his own interests, and his own property. None of you is living for
the benefit of the others; rather, each should be there because he
wants to be. And each will want to be there if it's a setting where
he can live a meaningful life of his own choosing.
It
obviously isn't necessary that each member of the family own his own
washing machine, stove, and living-room furniture; nor is it
necessary for permission to be requested every time a non-owner wants
to use something. Various things can be made available to other
members of the household on a "till further notice" basis.
But the ultimate ownership should never be in doubt.
If
these principles don't seem attractive to you, it may be because
you've never been married. You may never have seen the hundreds of
insignificant joint decisions that preoccupy most married
people.
I've never known a family
who used these principles who didn't find them a great relief and
advantage over the normal ways of handling such matters.
A SOVEREIGN CHILD
If
you want your child to understand that he lives in a world in which
his future will be of his own making, encourage that by letting him
deal directly with the world as much as possible. Let him experience
the consequences of his own actions.
Naturally,
you don't intend to let him discover first hand a very dangerous
consequence of something he wants to do. But it's important to decide
in advance where you will draw the line. How far will you let
him go in making his own decisions? Don't leave it to decide each
time the matter arises. Have a clearly defined policy in advance;
that will preclude inconsistencies.
Be
available to let him know your opinionswithout implying that
your opinions are binding on him. Let him think of you as a wiser,
more experienced personbut not as a moral authority who stands
in the way of his living his own life.
Be
a source of information and opinion concerning the consequences of
acts. Let him learn that the nature of the world he lives in (not the
attitudes of people bigger and smarter than he is) sets the limits on
what he can and cannot do in the world.
If
you recognize him as an individual who is allowed to learn for
himself, a genuine friendship can develop between you. He'll be
willing to talk to you about his ideas, plans, and problemsbecause
he won't have to fear the moral retribution that most parents inflict
when they disagree with their children's ideas and
actions.
Parents who fear letting
their children make decisions fail to realize that their children do
make decisions on their own. You can't possibly control all your
child's actions. So the best security you can have comes from two
conditions: (1) allowing the child to learn as early as possible that
his actions have consequences to him; and (2) developing a friendship
that will make it possible for him to come to you when he needs
help.
If either of those conditions
is missing, you shouldn't be surprised if you find out about crises
only after they've happened. A child who knows that acts have
consequences and who knows that he has a wise friend will be more
likely to consult his friend before risking something
dangerous.
Love and understanding
are important to a child. And you'll show your love more by
respecting his individuality and appreciating him for what he is, not
for what you force him to be.
THINK IT OVER FIRST
It's
unfortunate that it's almost impossible to learn secondhand what it
means to have children. As a result, parents learn only after the
fact the responsibilities they have assumed by bringing a child
into the world. If it were somehow possible to learn beforehand,
there might be fewer unhappy parents and disturbed
children.
I've observed many
situations in which people conceived children without any real notion
of the responsibilities they were taking on. Often, it's an example
of the Emotional Trap, in which the desire for a child is taken out
of the context of the consequences involved.
It's
true that you can put a child out for adoption if you can't get along
with him, but few parents are willing to do that, no matter what the
problem. So you're usually assuming eighteen or more years of
responsibility. And no matter how much you may cherish the child, it
will place restrictions on your own actions.
It's
usually assumed by parents that if they do all the right things, the
child will cause very few problems for them. And I'm convinced that a
recognition of the principles covered already in this chapter will
eliminate many of the normal difficulties.
But
the fact is that it's a human being you're bringing into the world,
not a robot that needs only to be programmed correctly. The
influences that come from school and neighborhood, as well as from
yourself, are not totally within your control.
You
can't realistically approach child-raising unless you're willing to
accept that the child will have his own nature, no matter how you
might raise him.
So, in effect,
you're inviting a stranger to live in your home for eighteen years or
more. There are risks involvedplenty of them. You're
committing a large part of your future to satisfy a desire that may
be only a part of the present.
In
other words, I'm suggesting that you be very careful in making a
decision concerning the conception of a child. If you have a truly
loving relationship with your spouse, there will probably be less
desire (and less feeling of need) to amend the relationship by adding
a child. And if you don't have an excellent relationship with your
spouse, bringing a child into it will probably worsen the situation,
not better it.
I think that the
worst time to have a child is when the parents are in their twenties.
They've hardly had time to understand themselves and decide in any
durable way what they want from their lives. Their plans and ideas
may change many times before the child is even ten years
old.
There's nothing disastrous
about having a child when the parents are in their thirties. A child
born to such parents is more likely to be treated with greater
consistency, with more love, and with more perspective than one born
to younger parents.
My parents were
both around forty when I was born and I can see many advantages that
I gained from that. They were much more ready to devote themselves to
children; their basic plans and lifestyles had been clearly
established and never changed while I was growing up. When they ran
into financial difficulties later, they treated such matters with a
realistic perspective, and I never had any reason to feel that I was
somehow responsible for their difficulties.
If
you like children, there are ways to enjoy them without becoming a
parent. You can be a YMCA counselor, den mother, school helper, or
Boy Scout leaderlimiting your exposure to children to the ways
you desire.
When you become a
parent, however, you're bringing a stranger into the world with the
requirement that you get along with himno matter who he is.
EXISTING CHILDREN
If
you already have children and the suggestions made earlier make sense
to you, they can be implemented, no matter how old your child is
already.
Naturally, the earlier you
start, the easier and more effective the methods should be. But
there's no reason to refrain from taking a course of action you deem
right, no matter how long you may have been doing things another
way.
It's important to realize,
however, that your child may not understand the value of the change
as well as you do. For instance, the prospect of making his own
decisions could be frightening if he's used to being given
orders.
I suggest that the
changeover be gradual, with the speed dictated by how well the child
understands what is happening and can recognize the benefits to
himself.
If you have a teen-age
child with whom you haven't cultivated a friendship, don't
expect to make friends quickly. And don't tell him you're now
going to be his friendjust do it.
Take
it slow, be patient, and prove your friendship by actions, not by
declarations of intent. Take any opportunity that arises to try to
understand his thinkingwithout exercising your moral judgment.
His thoughts and actions are hiswhether or not you approveso
you won't accomplish anything by condemning what he does.
When
he decides that you are capable of understanding his thoughts and
motives, he may begin asking your opinions. Even then, take it
slowly. Point out what you believe to be the likely consequences of
various actions, but let him know that it's your opinion and
acknowledge that he may not see it the same way.
The
establishment of independent property can be handled in the same
gradual way, no matter what the age of the child. Let his
understanding and acceptance dictate the speed of the changeover.
NON-INTERFERENCE
The
principles of individuality discussed in this chapter can help
considerably to create a rewarding relationship with your children,
rather than the series of conflicts and crises that so many parents
take for granted.
Your own
individuality and your relationship with your lover can be preserved
more easily this way, too. For a child who recognizes his own
sovereignty and the sovereignty of others will understand the
importance of your having your own life and your own relationships
with others.
Jealousy among members
of the family will be less likely if each person understands that
there are separate relationships between each of the people
involvedand that each relationship is of a different
kind.
You and your lover will be
free to develop your own interests and to do the things that will add
to your love. And as the years pass, you'll spend less of your time
worrying that your children might be getting into trouble.
Treat
your child as a human beingnot as a household pet to be taught
tricks. If you do, it's unlikely that he'll prevent you from having a
life of your own and a satisfying relationship with your lover.
THOSE RELATIVES
Another
family area that creates restrictions upon one's life is the
existence of relatives.
There
appears to be an unwritten law that blood is thicker than
self-interest. One supposedly has a duty to value his blood
relativessimply because they're relatives.
This
means, for openers, that you owe something to your parents. And then
you have a multitude of responsibilities to anyone else who happens
to be in the family tree by accident of birth.
If
your cousin has a heart attack, you might be expected to chip in for
the hospital bill. Or if your uncle lives in the same city as you do,
you might be expected to curtail some of your own activities so as
not to embarrass "the family."
Or
if your child chooses to have ten children of his own, you're
expected to buy ten birthday presents and ten Christmas gifts every
year for the grandchildren. And you might even be called upon to take
care of some of the grandchildren if the load becomes too
great.
Since my family has never
imposed these kinds of burdens upon me, it was only a few years ago
that I became aware that this sort of thing was so widespread. At
first, I was amazed to discover how much of an individual's life
could be monopolized by his relatives.
To
be responsible for someone who happens to have been born into the
same family doesn't make sense. Any relationship that isn't based
upon mutual self-interest is bound to have poor consequences.
YOUR PARENTS
The
most serious problems usually develop with one's parents.
My
friend Marian Hall Landers once pointed out that, too often, a
parent-child relationship is a unilateral contract, initiated and
ruled by the parents. They decide not only what they will give to the
child but also what the child owes them in return.
The
parents seldom even state precisely what this is. They can simply
invoke a claim at any time for anything, justified by "all we've
done for you."
The parents
might claim money, attention, time, love, or favors; or they might
demand that the child live his life in a way approved by
them.
As a result, the child can
carry a vague, indefinite andfor all practical
purposesinfinite debt. He's never wholly free to plan his own
future without potential interference from his parents.
This,
of course, takes us back to the Identity Trap, the Morality Trap, and
the Unselfishness Trap. All kinds of pressures are used to enforce
the parents' claims; but more than anything else, the weapon used is
guilt. The child is made to feel guilty for disappointing the
parents.
It may be redundant to
point out once again that no one is qualified to run your life for
you, but the point can't be made too often.
Whatever
your parents did "for you" was actually what they did for
themselves. They took a calculated risk that the time, effort, and
money they expended would produce a child they would enjoy, and they
hoped it would lead you to a life they would consider favorable to
them. If you choose not to live that kind of life, they lose on that
part of their investment.
Your
parents decided for themselves how they would live their own lives.
They may have chosen to do what their parents wanted, or they
may have chosen to go their own ways. They may have accepted the
authority of the church or the government or someone
else.
Whatever they did, they chose
to do it. They may have chosen wisely or they may have chosen
foolishlybut they chose.
Now
you have to choose, too. And you have to choose in a way that fits
your nature. That's the only way you have of achieving a
satisfying life for yourself. If your parents prefer that you be an
obedient but unhappy child, then they can hardly be considered
necessary or valuable friends.
They
may never understand that you have to choose for yourself. If you
base your hopes upon getting their agreement before you act in ways
of your choosing, you're relying on an indirect alternativeand
you may wait the rest of your life without ever acquiring the
opportunity to be free.
If you
choose for yourself, you'll undoubtedly make mistakes along the way.
But you'd have made mistakes, too, if you'd followed your parents'
advice. And the mistakes you make on your own will teach you far more
than the mistakes made following another's rules.
HANDLING GUILT
Whether
your restrictions are imposed by your parents or other relatives,
their principal weapon is most likely guilt. They can make you suffer
emotional discomfort for going your own wayeven if you're
convinced you're right.
Because
guilt is an emotion, there's no easy way to eliminate it. But it
helps to realize that once the guilt is inflicted upon you. there's
usually never enough you can do for your relatives to get rid of the
guilt. You're going to feel guilty even if you do most of what's
asked of you.
If that's the case,
you might as well go ahead and enjoy your life as you want to. If
you're going to feel guilty anyway, you might as well have a good
time while you're doing it.
And you
might be amazed at how quickly the negative feelings can be
alleviated by the rewards of your independenceand even just by
the feeling of independence.
If
you're going to do something that your family will disapprove of, and
you expect to feel guilty about it, try using the technique suggested
on page 125.
Take
a few minutes to be by yourself. Relax and imagine the experience
that you're going to go through. Picture what you will do, and
imagine the reactions you'll receive from those you're concerned
about.
It may be a painful
experience. If so, go through it againand againuntil
it's no longer painful for you. In effect, you're desensitizing your
emotions in advance, so that you'll be less likely to get the guilty
emotional reaction when you actually go through the
experience.
Picture the very worst
that you can imagine might happen as a result of your planned action.
Be prepared for very bad reactions from others. You'll be less likely
then to be thrown off balance by surprises.
In
this way, you might be able to reduce the emotional pressure.
In
addition, the emotional difficulties will probably lessen if you have
less contact with those who are imposing the guilt upon you. There's
no point in exposing yourself to someone with whom you have a
primarily negative relationship.
If
you rely upon your parents for financial support, you have to decide
which is more important to youthe money or your independence
and emotional relaxation. Whichever way you decide, it will help to
recognize that you have made a choice; whatever difficulties
ensue can then be understood as the price you're paying for what you
want.
GETTING FREE
If
you feel imprisoned by your parents or relatives, it is you who must
make the move to be free. No one else is going to bestow your freedom
upon you.
In any kind of
disengagement, you don't have to be brutal, indignant, resentful, or
unfeeling. You have only to decide carefully what you believe the
limits of your involvement should be, and then set about to make that
a reality. Recognize that everyone involved is doing what he thinks
best, that it is a conflict of interest that creates the
problem.
Don't overreact to a
difficult relationship by destroying the good parts while trying to
weed out the bad. Emphasize the good parts in discussions with the
others. But make it clear that you won't participate any longer in
the bad parts.
If you continue to
show respect and affection while living your own life, the decision
will then be up to them. If they're hostile, that's their decision,
not yours. The break will have come from them, not from you.
Naturally, you should prepare yourself emotionally for such a
possibility.
IT'S YOUR CHOICE
A
discussion of the possible problems one can face with relatives could
go on endlessly. But whatever the problem, the principles discussed
in this book apply, and especially those concerning
relationships.
You are an
individual, not part of a group. Your relationship with anyone should
be confined to those areas that are mutually beneficial. And no
relationship should have a lifetime contract implied in it.
You
will decide for yourself what you'll do with your life. You can
choose the indirect alternative of trying to please others by your
actions. Or you can choose the direct alternatives and live your life
as you want to live it.
No one is
holding you back. Those who want to restrict you have no power over
you; they rely upon your willingness to stay in the traps. All you
have to do is to reject the traps and climb out of the boxes. It's
entirely your decision to make.
Because
of common backgrounds, and often common interests, families can be a
great source of pleasure. If you remove the boxes, debts, and
obligations from the relationships, you may find that a new and
valuable framework is available in which you can deal with your
relatives on a mutually rewarding basis.
If
that happens, they may come to see the benefit to themselves in what
you've done. They may appreciate the fact that you care for them
because of what they are, instead of respecting them only because
they happen to be relatives.
That
consequence isn't guaranteed. But no matter what happens, it can't be
worse than giving up your life to try to pay an unending debt.
Relations
are simply a tedious pack of people, who
haven't got the remotest
knowledge of how to live,
nor the smallest instinct about when to
die.
OSCAR WILD
22
Freedom
from
Business Problems
RELATIONSHIPS
WITH BUSINESS ASSOCIATES frequently become boxes. The traditional
ways of structuring business enterprises lead easily to restrictions,
bad feelings, and conflicts of interest between employers, employees,
and partners.
Suppose, for example,
that you and a friend discover that you have certain complementary
talents and see a market for those talents. You might decide to go
into business by setting up a partnership or corporation in which
you'll share 50-50. You'd probably agree that you'll both work hard
and split whatever profits come from the business.
You've
already made your first mistakes.
As
we saw in Chapter 6, partnerships are a form of the Group Trap. They
discourage incentive and create problems by ignoring the principles
of good relationships we covered in Chapter 18.
The
"partnership" isn't a living entity with a single purpose
and a single mind. Each of you will remain individualswith
individual motives, talents, goals, and attitudes. So your ideas
about the business will differ in some ways.
For
instance, you may each agree to work hard, but the word "hard"
defies precise definition. What you each mean by your intentions
probably won't be mutually understood until you have a disagreement
and one of you thinks the other isn't working hard enough.
Even
if you work equally hard, you won't produce the exact same value. So
the one who's more valuable will be subsidizing the other to some
extent. In fact, each of you could come to think that he's the more
valuable partner and that the other is thereby getting a better
deal.
Often, a partnership is
established to combine two different talentsone may be the
producer and the other the seller. Both functions are essential to
the business, but they won't necessarily be equal in value. So to
share 50-50 (or by any other formula) can open the door to
resentments.
As we saw in the
Group-Trap chapter, if your reward is dependent upon more than your
own output, you won't have a 100% incentive to produce more. For
anything you do, you'll receive only half the rewardthe other
half going to your partner. As a result, there will be a natural
incentive to produce less and to encourage your partner to produce
more.
Dozens of other problems are
inherent in partnerships, but we don't need to detail them here. If
you've ever been in one, you probably know them all. You may feel
that you made a bad choice of partners, but it's more likely that you
made a bad choice of structures.
Action
involves thinking, deciding, valuing, and doingby one human
being. If two people are going to act together, each will think,
decide, evaluate, and do in his own wayin accordance with his
own nature.
As in any other type of
relationship, it's important that neither be dependent upon another
person's way of doing things. Each person should control and evaluate
his own action in terms of the personal consequences to
himself.
And he should have the
opportunity to achieve his objectives by dealing at any time with
anyone who offers him a way to fulfill those objectives, without
having to deal with anyone whose objectives or methods are in
conflict with his.
Unfortunately,
the normal ways of operating a business overlook these principles.
They amalgamate individuals into groups and hope for collective
action. They broaden business relationships beyond the common
interests that are required to fulfill one's objectives. And they
attempt to achieve success and longevity through contracts that
transcend the individual's self-interest.
Since
most businesses violate the basic principles of good relationships,
most businessmen are entangled in many restrictions that aren't
necessary. The normal ways require a great deal of supervision that
shouldn't be necessary. And the employees of the business have
greater restrictions upon their time than is
necessary.
If a relationship is
structured so that each person has his own area of responsibility
over which he has complete control, most of the typical headaches of
business can be eliminated.
A BETTER WAY
This
should be clearer as we apply these principles to a business
enterprise.
Suppose you have an idea
for a product or service you think would succeed in the market. You
won't have the talents or time necessary to do everything in the
business, but that doesn't mean you have to take on a partner, nor
even that you need employees.
For
instance, you're not going to construct your own typewriter, mill
your own stationery, nor operate your own telephone company. Other
people will do those things; but you wouldn't think of taking them
into your business as partnersnor would you hire them as
employees to be paid on an hourly or weekly basis. You'll contract
with thembut only for what you need from them.
Why
can't you contract for any service you need?
You
may not even know how to produce the product you want to market. If
that's the case, find someone who can produce itbut don't make
him your partner. Find out how much he'll charge you to manufacture
the product for you.
Then check with
other potential manufacturers to determine your alternatives. Pick
the one that offers you the most of what you want.
You
can check the marketplace at any time to see if you're getting the
best possible deal from your supplierbut you can't do that
with a partner.
You can acquire any
service you need in the same way. Perhaps you don't even know how to
operate a business. Find someone who does. Then find someone else who
does, and perhaps even someone else. See what each has to offer and
at what price.
Select the best one
to run the business for you and pay him on a basis that makes his
income an incentive to provide exactly what you want. Define what it
is you want from himand pay him as he provides that.
In
the same way, you can contract for every service necessary to make
the business work. You don't have to acquire partners or employees.
You simply contract with people to provide whatever you need.
If
you need a salesman for your product, find one and pay him on the
basis of how much he sells. Don't pay him for the time he spends in
the office; compensate him on the basis of sales.
If
you need a bookkeeper, what you want from him is usable information
regarding your financial status. Determine what information you need
and pay him for the information, not for his timewhich
might include coffee breaks, trips to the restroom, and flirting with
the receptionist. Pay him for what you want to receive and let him
determine how much time he needs to do the job.
When
you pay for results, not for time, you get three important benefits:
(1) you have an accurate understanding of what each thing costs you
(and can easily compare alternatives); (2) you no longer have to
supervise the individual's timeall you have to do is check his
results; and (3) each supplier has the same incentive you do
with regard to his servicehe'll profit most by doing what is
most valuable to you.
It's
important, too, that you don't try to create group incentives. Don't
offer to pay someone on the basis of the net profits of the business.
He doesn't control the amount of net profit by his one service, so he
has little incentive to try to increase it.
The
only exception might be a manager hired to run the business. He would
be in a position to affect the profitsand so you might decide
to pay him on that basis.
Sometimes
adjustments are necessary as you go along. You might make a contract
with someone to have him provide a specific result for you. But the
compensation might not be directed in such a way that his greatest
incentive is to provide the result you want. If so, you may have to
make adjustments until his incentive is exactly the same as
yours.
At that point, he'll apply
his creative talents to discover ways of doing the job more
efficiently. Very few people are stupid; it's just that most
employees have no real incentive to use their intelligence in their
jobs. So they reserve their mental energy for their hobbies, personal
relationships, and other things outside the office. In fact, with
normal compensation systems, an employee often uses most of his
initiative figuring out how to work less without losing his
job.
With the right system, that
mental energy can be unleashed on your behalf.
Another
benefit of this system is that it allows you to begin with much less
capitaland thus, with less risk. You pay for things only as
you need them; there's no weekly payroll that must be met regardless
of the need for it; as a result, you need fewer permanent
facilities.
Even if you don't have
enough money to begin, you can pay interest on borrowed money; you
don't have to take in a partner. Arrangements whereby an investor is
made a partner are risky; if the business is a success, you'll be
sharing your profits long after you need the initial capital. While
that's a decision you might willingly make, you may regret it five
years later. And taking in a partner always opens the door to joint
decisions and disagreements.
Whatever
you needservices, money, adviceyou can usually pay for
on a single-exchange basis.
YOUR OWN SYSTEM
Obviously,
this system could raise enough questions to fill a book by itself.
There's a whole science involved in business compensation systems.
But you can probably work out a very effective one for yourself if
you keep the three basic principles in mind:
1.
Deal with each individual on an individual basis. Make sure his
compensation is dependent only upon his own value to you.
2.
Contract only for what you want. Determine what results you want from
someone and pay for those results only. If he delivers, you needn't
worry about how he uses his timethat's not your
concern.
3. Don't attempt to
perpetuate a relationship by contract. If any contracts are
necessary, make them for the shortest practical period of time, with
ways of terminating with relatively short notice. Try to avoid any
situation in which you or anyone else is obligated to perform
services beyond the time in which it's in his self-interest to do so.
You won't get good value when the individual no longer wants to be
involved.
I've seen a number of
businesses operated profitably in this way. The owners of those
businesses avoid the normal problems that most businessmen take for
granted. "Employees" (suppliers) are more devoted to their
work, very little supervision is required, costs are always clearly
discernible and the lowest available commensurate with
quality.
I mentioned in Chapter 16
that I had avoided payroll taxes by transforming employees into
independent contractors. That was only one of the benefits. The
business had been losing money so fast it was about to go
under.
After eliminating all
employees (including myself) and contracting for services needed, the
business was in the black. Those who continued to work with me made
more money per hour worked, and I was able to cut my working
time by about half. Nothing else changed but the system of
compensationand that one change provided many
benefits.
Even if you don't operate
a business, you're in a better position if you act as a supplier of a
service rather than as an employee. You can contract with companies
to perform specific services for them at specific prices. In addition
to the tax benefits, you can choose your own working hours, usually
make more money, and have more free time.
If
you avoid the assumptions that most employers and employees take for
granted, you can earn the money you want without sacrificing your
freedom to get it.
Work
expands so as to fill the time available for its completion.
C.
NORTHCOTE PARKINSON
The strongest man in the world is he who
stands most alone.
HENRIK IBSEN
IN
A WORLD OF CONSTANT CHANGE and unfamiliar elements, it's natural to
look for securitysomething reliable and protective.
The
three forms of security most often sought are financial security
(the assurance that one will never be poor), intellectual
security (the assurance that one is right in his beliefs), and
emotional security (the assurance that one will always be
loved).
It's natural to want these
things, and it's realistic to think that they're possible.
Unfortunately, though, most people look for security where it can't
be foundand in the process they become even more insecure.
They hope that someone outside themselves can guarantee security and
end their need to be concerned about it. But all they do is make
themselves more vulnerable, and hence more insecure, by becoming
dependent upon someone else.
Security
comes from your ability to deal with the world, not from a guarantee
by someone else. When you know that you're capable of dealing with
whatever comes, you have the only security the world has to
offer.
And your ability to deal with
the world depends upon three assets: self-reliance, vigilance, and
honesty with yourself.
To be
self-reliant is to recognize that no one else is as concerned about
your future as you are and that no one knows as much about you as you
do. You can delegate decisions to others, but a secure individual
recognizes that he's taking a risk when he does so. He knows that the
responsibility for anything concerning his life remains with
himselfand he accepts that responsibility.
To
be vigilant is to recognize that there will be constant change in the
world. There are always unknown factors that can affect your plans.
So the secure individual is always mentally prepared for changes and
surprises. He doesn't necessarily have a plan in mind to handle those
changes and surprises, but he's aware that they can happen and is
prepared to deal with them as they arise.
To
be honest with yourself means to acknowledge mistakes as they become
known. If you can accept your mistakes, you can correct them, pay for
them, learn from them, and see that they don't interfere with your
security. The individual who can't acknowledge his mistakes
will remain vulnerable and be doomed to repeat them.
If
you have these assets, you have no reason to be afraid; you'll know
you can have love and financial security, and you won't need anyone
to tell you that you're right.
Let's
look at each of the three forms of security to see how these
principles work.
FINANCIAL SECURITY
All
financial dealings depend upon the reaction of the General Market.
Whether your assets are in cash, investments, skills, or property,
the worth of them will depend upon market acceptance.
As
tastes and values change, the General Market changes. Stocks go up
and down, currencies rise and fall, property changes in
value.
Many people thought they'd
found security in the 1920s by putting their money in the stock
market, or by having it handled by a bank. They felt that their
interests were being protected by people more capable than
themselves. They were proven wrong in 1929, and they paid for their
willingness to rely upon others.
Naturally,
it's helpful to utilize the information provided by people who
specialize in various fields and to use the services they offer. But
it's a mistake to think that those people know everything necessary,
or that they will always act in your best interests.
In
the same way, it's foolish to believe the government can protect or
guarantee your future. Governments are subject to the same laws of
economics as anyone else. The only "security" they offer is
the promise to take care of you with other people's money. But what
if those other people don't produce enough to take care of everyone
who is relying upon the government?
Many
people have faith that the government can somehow overrule the laws
of economics, or that the government can use more resources than
actually exist. So they trust the claims that their bank deposits are
insured, that medical care will always be available to them, that
"Social Security" will eliminate the need to provide for
their futures. But the government has no power to transform stones
into bread; and if there's another great depression (as I think there
will be), this will become all too evident.
This
doesn't mean you have to spend all your time watching your money. It
means only that you must allow for many different possibilities.
Diversification, periodic monitoring, and the willingness to
acknowledge mistakes are the necessary ingredients of a secure
future.
For example, Swiss banks in
general are more realistic and more conservative, and so are
safer depositories for savings than American banks. But the alert
individual will increase the odds for safety by using two or more
Swiss banks so as not to be vulnerable to any one of
them.
Security doesn't require
absolute knowledge of the future. It's simply the recognition that
changes will take place and the knowledge that you're willing to deal
with whatever happens.
You'll have
that attitude if you're willing to rely upon yourself, accept the
reality of constant change, and be willing to acknowledge any
mistakes you make along the way.
Financial
insecurity is inherent in any situation where you're relying upon
someone outside your control. Then you're vulnerablehe has
to be rightand you'll naturally worry that things may not
work out as you want them to.
INCOME
The
same principles apply to your ability to acquire income in the
future. No one can take the gamble out of life for you, no matter how
much he may promise to do so. But when you recognize that you have
the power to deal with anything that lies ahead, an uncertain future
can be a source of adventure rather than a fearful liability.
I
haven't the faintest idea what I'll be doing five years from now. I
may be writing books; I may be doing something else that I can't even
conceive of now. I don't know where I'll be living; I don't know whom
I'll be with. I know only one thingthat life will continue to
be as exciting and as full of happy surprises as it is now.
My
life is an adventure because I'm not vulnerable to someone else's
mistakes. I'm not depending upon someone to guarantee my
incomesomeone who could fail. If I fail, it will be a
simple matter to pay for my mistakes and move right on to better
things. If I were to stake my future on someone else's ability, I'd
be constantly afraid that he might not do the right thingsafraid
that he might make a bad mistake but wouldn't have the honesty
to acknowledge and correct it.
If a
factory closes, most of the people who worked there will sulk over
their misfortune. They had depended upon the continuation of that one
source of income. They were vulnerable because they couldn't conceive
of any other possibilities.
Meanwhile,
a free man will move on to something better. He may have no new
alternatives in mind at the time of the closing, but he knows that
other alternatives existand that he can always find a way of
being valuable to someone in exchange for money.
He's
prepared for such a possibility, because he never believes that any
situation has to be permanent. He's ready for change whenever
it might happen.
No one can
guarantee a steady paycheck for you. Anyone who promises to do so is
simply being unrealistic.
Your
income will always depend upon the changing values of the General
Market. You can't expect to receive money unless you're providing a
service to someone who's willing to pay for it. That applies whether
you perform services or make investments.
If
you realize that there will always be people willing to pay to have
things done, and if you're willing to find out what they're willing
to pay for, you have nothing to be afraid of. You'll know that you
can always strike a bargain with someone to do somethingeven
if you're flat on your back.
You may
decide to have the managers of a company provide a market for your
services, but don't assume it must be permanent. For if you do,
you'll be insecure. They can be wrong; they can fail; they can lose
interest in their work. But you'll never lose interest in yourself or
your own futureso why not depend upon you?
INTELLECTUAL SECURITY
For
the past twenty-two chapters I've been saying that you are sovereign.
You're the absolute final judge of the worth of information you
receive; you're the one who decides every one of your actions; you're
the person who determines what is right and wrong for
you.
That's the simple reality of
it. But many people don't want that responsibilityeven though
they can't possibly discard it. And so they hope to be handed a
ready-made philosophy of life. Such a person wants someone else to
guarantee that he's rightno matter what happens.
You
are responsible, because you will experience the consequences
of your own acts, and those consequences are the final judge of
whether you've been right or wrong. They provide a verdict from which
there is no appeal.
The insecure
individual hopes somehow to bypass that verdict. He looks for a way
to believe he's right, no matter what consequences he
experiences.
He looks for a source
of "truth" that he can believe in. When he finds it, he
accepts it totally. He feels that this gives him the security to know
that he's right, and he prefers that kind of security to the need to
rely upon his own ability.
The
philosophy he finds usually contains three basic ingredients. They
are moral rightness, a leader, and an enemy. These
ingredients arm him with an assurance that allows him to disregard
the test of consequences.
The sense
of moral rightness permits him to believe that he's right no
matter what the consequences he receives in life. He settles for
whatever happiness he gains from knowing he's adhered strictly to the
code. He "knows" he was right in what he didrighter
than his successful, wealthy, peaceful, joyous neighbor.
Such
a philosophy will usually have a leader to give the individual the
confidence that he doesn't have in himself. If questions or doubts
arise, the leader can set them to rest. The insecure individual may
feel, "I can't tell what is right, but he says it's
rightand he must know."
It
always seems necessary, too, for the philosophy to have an enemy.
That provides a ready-made explanation for any bad consequences that
may occur.
Since the philosophy is
usually expressed in terms of "moral truths," the battle
with the enemy becomes a moral one. "We" (the good guys)
are moral and "they" (the enemy) are immoral.
The
moralistic overtones create an evangelical fervor. The enemy isn't
pictured as a group of misguided individuals who don't understand
things as well as "we" do. Instead, "they" know
what they're doing and know that it's wrong. They're
acting deliberately; they're "evil."
This
eliminates the need for the moralist to be tolerant or understanding
of anyone whose interests conflict with his. Instead, he can be
aggressive, violent, nasty, vitriolic, outragedbecause he's
dealing with someone who is immoral and thus not deserving of
benevolence. It's an ideal way to relieve the pent-up frustrations
that come from having to bear the bad consequences that might come
from living by the philosophy.
So
the insecure individual looks outside himself for intellectual
security. He hopes to find a philosophy that will guarantee him moral
rightness, a leader to compensate for his lack of confidence, and an
enemy to justify whatever goes wrong. Unfortunately, he lives in a
fool's paradise. He still has to deal with the world and with the
consequences of his own actions.
Meanwhile,
the individual who recognizes his own sovereignty considers the
consequences of his actions to be the only standard of right and
wrong. He knows that he's capable of seeing those consequences and
reacting to them as necessary. He can change any course of action
that doesn't work; he can handle change and surprises as they occur.
He can deal with whatever comes.
He
would feel insecure only if he had to act in accordance with someone
else's judgment. He would be genuinely afraid if someone else's
decisions were determining his future.
He
knows that the future is uncertain. But he's willing to be
vigilantto check the results of his actions. And he's willing
to be honestto acknowledge any mistakes and correct them
immediately.
He's found the only
kind of intellectual security that makes sensereliance upon
his own sovereignty.
EMOTIONAL SECURITY
The
desire to be loved, to be understood and appreciated, is universal.
Unfortunately, many people don't feel they're worthy of such
benefits, and so they hope to have them guaranteed without having to
earn them. They seek perpetual love and understanding by getting
married, by joining groups, or by having children.
If
you rely upon yourself, you know that you can find the kind of people
who will appreciate you. If you rely upon marriage, family, or
groups, you know intuitively that you're vulnerable; you can be
deserted despite the guarantees. And you know that the appreciation
isn't for what you are but instead for your role in the family
or the group.
You may find someone
to marry, but that doesn't mean he'll always love you or that he'll
understand and appreciate you. You can join groups, but don't be
surprised if you find a lot of other lonely people acting as if
they're having a good time.
Only if
you know that you have something to offer can you be sure you'll be
appreciated or loved. Only then can you hope to find someone who'll
appreciate what you are.
You have to
earn anything you want in lifeand emotional security is no
exception. You earn it by living up to the standards that have
meaning to you, finding other people who value those standards, and
continuing to live up to those standards.
There's
no final resting placeshort of deathwhere you can stop
having to earn what you want. If you're loved now, you'll continue to
be loved only if you continue to satisfy the values of the person who
loves you.
That fact should bother
someone only if he doesn't feel that he is genuinely worthy.
Chances are that he's tried to live with an identity that isn't his
own, and he's constantly afraid that he won't live up to itafraid
that he'll be found out and deserted.
Meanwhile,
the individual who accepts his own identity knows that he is
something real, something honest, something worthy. He doesn't expect
everyone to appreciate thatbut he knows someone will.
He's willing to expend the effort to find that someone (and others
who are similar) because he knows the rewards are worth it.
He
recognizes that values constantly change. When a friendship is no
longer in the best interests of both parties, he accepts the ending
of it. When a love affair ends, he doesn't try to perpetuate it by
appeals to loyalty, dependence, or the preservation of a
marriage.
Because he's self-reliant
and honest with himself, he's constantly growing. And so every
relationship he has is more fruitful than the ones that preceded it.
He has no fear of the future because he knows the future can mean
better things for him.
Emotional
security is entirely within your power to achieve. When you recognize
and depend upon your own sovereignty, you'll know that you're capable
of finding and enjoying valuable relationshipsno matter how
those you know now may change.
The
insecure person hangs on desperately to whatever exists in the
present. The secure person accepts and enjoys whatever he has in the
present, but as change occurs he feels no fear of the future. He
knows that changes are only preludes to better things.
SECURITY
Insecurity
comes from vulnerability. The insecure person relies upon
protectorsinstitutions and people who will guarantee results
for him. Because he knows intuitively that his interests can't
possibly be the paramount interest in someone else's life, he's
vulnerable and he knows it.
He
depends upon his "rights" to protect him, he hopes for
safety and durability from his ability to make others understand him,
he clings to situations that are no longer right for him, and the
constant frustrations of these situations only heighten his
insecurity. He has good reason to be afraid of the world.
But
security is always possiblefinancial, intellectual, and
emotional security. However, it can come only from the willingness to
handle whatever comes and the knowledge that you can do so.
The
knowledge and willingness aren't hard to come by when you form the
habit of thinking in terms of the areas that you control. When
you realize how much you can do that doesn't depend upon the
agreement of others, you know there's nothing you can't
handle.
When situations are wrong
for you, you can find better situations. You don't have to be
frustrated by trying to make those around you treat you
better.
If you're willing to depend
upon the direct alternatives available to you, if you're willing to
be alert to changes as they develop, if you're willing to be honest
with yourself and with others, you have nothing to be insecure
aboutbecause there's nothing you can't handle.
If
you earn whatever you want, you know that it's yours. Then life is an
adventure. The uncertainty of the future is a challenge, not a source
of dread.
Why,
then the world's mine oyster,
Which I with sword will
open.
SHAKESPEARE
In battle or business, whatever
the game,
In law or in love, it is ever the same;
In the
struggle for power, or the scramble for pelf,
Let this be your
mottorely on yourself!
JOHN GODFREY SAXE
MANY
PEOPLE EXPLAIN THEIR PROBLEMS by describing themselves as
"exploited."
Some feel
they can never be free so long as the economic system exploits them.
Others blame their poverty on businesses that sell them goods at
"exorbitant" prices.
On a
personal level, some people attribute their job problems to
exploitation by their employers or associates. Others complain about
the continual mistreatment they receive from their friends, families,
or lovers.
Freedom from exploitation
comes not from changing other people or the economic system; it comes
from a recognition of the direct alternatives available to you. If
you feel you're exploited, it's probably because you feel trapped in
a situation to which there are no alternatives. But there are always
alternatives.
WHAT IS IT?
By
definition exploitation is usually considered to be the utilization
of someone or something for purely selfish ends. But as we've seen
again and again, all persons' motivations are "purely selfish."
You can't expect to deal with anyone who won't be acting in his own
selfish interestwhatever it may be. So you'll never be free
from exploitation if you hope to arrange things so that others won't
act in ways they think will bring them mental well-being.
Each
person will act upon the best alternative he thinks is available to
him. So when you think someone is exploiting, it's simply that he's
doing what he thinks best. He may seem to be taking advantage of
someone, but we also know that the other person (the "exploited")
is doing what he thinks best.
And
so we come to the key question: If someone is being exploited, why
does he permit it? Why does someone willingly put himself in a
position where it appears to us that he's being taken advantage
of?
Let's look at some examples of
exploitation in different kinds of relationships to see if we can get
an answer.
PERSONAL RELATIONSHIPS
I've
often been bored by someone telling me over and over again how his
spouse mistreats him, how his friends take advantage of him, how his
boss abuses him, how his lover "uses" him. Why does he
permit it? Why doesn't he terminate the relationship rather than
allow the same person to "exploit" him over and over
again?1
Obviously, the
individual permits it because he believes it's the best alternative
available to him. He might wish he had a better alternative, but he
doesn't know of anyand so he stays where he is.
It's
surprising, then, that he usually aims his bitterness at the person
he's dealing with, when he really wishes that someone else would
offer something better.
I think it's
a general rule that if you feel you're being exploited, the person
you're dealing with is usually the last person you should
blame.
In a sense, an individual can
be made to suffer for his good qualities. For it's his good qualities
(those that you value) that make him attractive to you.
Otherwise, you'd simply ignore him. But because he seems to offer you
something, you want to be involved with him. And if there's something
about him you don't like, you can be tempted to try to change
him.
But it won't work. Each person
is what he is. To try to change him is to frustrate yourself with an
indirect alternative. The resentment that many people call "being
exploited" is usually the
1.
And why do I permit myself to be bored by such complaints over
and
over again?
result
of such frustration. Your only direct alternatives are to look for
someone better, or to change the nature of the relationship so that
his differences don't have to get in the way (as we saw in Chapter
18).
If there are better
alternatives available to you and you don't take advantage of them,
then it's you who is abusing you.
You
don't have to be involved with cheaters, frauds, cheapskates, liars,
demanding people, or anyone else you don't like. It's up to you to
choose the people you'll deal with.
Friendships
don't have to be excuses for continual demands. And love affairs
don't have to include constant arguments or sacrifices. If your
situation does, it's because you've chosen to permit it.
You'll
free yourself from such exploitation only by enlarging your range of
alternatives. What other way is there?
ECONOMIC EXPLOITATION
I've
often heard it said that the profit system allows businessmen to
exploit workers. The working conditions during the Industrial
Revolution are frequently cited as evidence; men, women, and children
were supposedly forced to work in terrible conditions for little
pay.
Again, the question to be asked
is: Why did they permit it? Why did they work in such
miserable conditions?
The only
conceivable answer is that they wanted to. Individuals left their
farms and other occupations and migrated to the factories because it
was an improvement over what was available to them
before.
You probably wouldn't
work twelve to fourteen hours a day in a hot, stifling factory for a
dollar. That is, you wouldn't do it in 1973. But millions of people
did so willingly in the nineteenth centurybecause that was
better than other opportunities.
Should
the businessmen be blamed for improving the lot of the
workers?
The introduction of
machinery made it possible to produce more in the same number of
man-hours. Consequently, profits went up, wages went up, and prices
dropped. People bought more because they could afford more at lower
prices. And many competed for the factory jobs because the work
offered an opportunity to improve their living standards.
There
isn't any other logical explanation. To think otherwise is to assume
somehow that millions of people gave up good pay and good working
conditions to debase themselves in factory work.
Without
the Industrial Revolution, most of us today would be working on
farms, barely producing enough to feed ourselves, making our own
clothes, living without things we now consider necessities, working
twelve or more hours every day of the week.
And
without the profit system, the Industrial Revolution probably never
would have happened. Men were inspired to create improvements in
production because of the rewards they could get from them.
The
men who made millions of dollars from the innovations provided far
more wealth to other people. Otherwise, those other people
wouldn't have paid them for what they did. No one pays money if he
thinks he has a better alternative.
It's
ironic that the men who are pictured as symbols of greed and
exploitation are the ones who have done the most for other people. It
would seem that most people aren't happy with the things they take
for granted.
For example, if Henry
Ford had been prevented from making his billion dollars, we might
have been deprived of the availability of low-cost mass-produced
automobiles. If you don't think automobiles are a blessing, you don't
have to buy one, of course.
I fail
to see how we've been exploited by people who have advanced our
standards of living and become wealthy in the process. The General
Market determined how much their services were worth to people. And
for every man who became wealthy, there were hundreds who tried but
didn't offer what people wanted.
If
the people who gave money to the men who became wealthy had felt they
were being exploited, they could have stopped it by not buying their
products.
COMMERCIALISM
A
frequent complaint is that someone is charging too much for his
services. But he can be charging "too much" only if someone
else is willing to offer the same service for less. If no one else
will offer the service for less, how can we say the price is too
high?
We hear of businessmen who
exploit Negroes and others in the "ghetto" areas. It's said
that they charge higher prices than are charged in other areas of the
cities. If that's true, and there's no real need for the higher
prices, it should be a marvelous opportunity for someone to go into
those areas and outsell the exploiters by charging lower
prices.
Why don't those who are
concerned about exploitation do that? They could offer a humanitarian
service and make a good profit while doing it. There must be a reason
that they don't; and when you find that reason, you'll know that no
one is "exploiting" anyone.
There's
no way anyone can get into a position where he can charge any price
he wants to charge. For competition always existseven if the
competition isn't selling the same thing. A man who sells ballpoint
pens has to compete with people who sell other ballpoint pens,
pencils, fountain pens, typewriters, crayons, etc. If he charges more
for his pens than they're worth to people, they'll find other ways of
satisfying their needs.
If a water
company decided to charge $25 for the amount of water necessary to
water your lawn, would you buy it? Probably not. You'd water your
lawn less often. And if car prices are too high, you might buy a new
car every four or five years instead of every three.
Individuals
can always get by for short periods of time with minor
inconveniences. But a lack of sales is a major inconvenience
to a company. It has an investment to recoup, a payroll to meet. Most
companies can't last very long on their reserves; they have to
make sales.
As a result, they charge
the prices they think will bring them the greatest profitwhich
means a price that's low enough to keep competition away and low
enough to make it profitable for people to buy their
products.
You don't have to buy from
anyone. If you do buy, it's because you value the product or
service more than you value the money you're spending.
To
resent a price is to wish that the seller would be "kinder"
and charge less or give more in return. That's wishing that the other
person were less selfish than you are. And while that would be nice
if it were possible, it isn't possible. So why even think about
it?
No one has to produce for
others; he'll do so only when he believes it's to his advantage. And
no one has to buy from anyone; he'll do so only when it's to his
advantage. The desire for the service, together with available
alternatives, will determine the price.
Since
no one has to produce what I want, I'm relieved and grateful
when I find that the things I want are available. I feel fortunate
that others have chosen to produce the things I'd like to
have.
I feel lucky that there are
operas to see (I certainly couldn't produce one all by myself), that
there are so many different cars to choose from, that there are
people who produce phonograph records, books, movies, and the other
things I like. Sometimes I might wish they had done things
differently, but how can I object to the fact that they have
produced the things I want?
ALTERNATIVES
In
the same way, the people I associate with on a personal level offer
me more than the other alternatives I'm aware of. How can I complain?
If I continue dealing with someone, I'd better accept him as he
is.
I'm grateful for every
relationship I've had. Because I seek happiness, I'm on the lookout
for better relationships and better ways to handle relationships. But
if I find them, that doesn't detract from the value of what I've had
in the past.
You don't have to buy
from anyone.
You don't have to work
at any particular job.
You don't
have to participate in any given relationship.
You
can choose.
If you feel exploited,
you have four alternatives available: (1) you can stay and complain
that you're being "used"; (2) you can try to change the
other person; (3) you can change the relationship so that the other
person's drawbacks don't affect you; or (4) you can withdraw from the
relationship and look for better alternatives. Only the last two
alternatives offer any hope for a better life. You
only sap your strength when you become preoccupied with the drawbacks
of the person you deal with. He'll continue to be what he is. Let him
be that; it doesn't have to affect you.
You
can have so much more if you recognize your own sovereignty. In the
final analysis, the only person who can exploit you is youbecause
you make all the final decisions for your life.
Freedom
from exploitation is perhaps the easiest freedom to get. All you have
to do is to stop participating in any relationshipof any
kindthat doesn't suit you.
It
is as impossible for a man to be cheated
by anyone but himself, as
for a thing to be,
and not to be, at the same time.
RALPH
WALDO EMERSON
FREEDOM
IS living your life as you want to live it.
Many
people feel that freedom is impossible because of the many hours
required for work, because of their debts, and because they can't
afford to live the way they'd like to.
The
treadmill enslaves many people who can't conceive that life could be
any different. They stay where they are, leaving things as they are,
making changes only when someone else initiates them.
But
why should it be that way? You're a sovereign human being with
numerous talents and a great many alternatives available to you.
Whether you want to increase your income, reduce your working hours,
get out of debt, or work in a less monotonous job, there's always a
way. More than anything, the need is to use your imagination to look
for alternatives.
Several years ago
I faced a large debt that had to be paid off almost immediately. At
the time I was doing miscellaneous sales jobs for several different
companies. I went to the manager of one of the companies and asked
him what his worst problem was. What he told me was something I
couldn't do anything about, so I asked him what his second worst
problem was.
In reply, he explained
the difficulty he was having because various administrative personnel
weren't supporting the company's sales programs. I offered to give
them a series of sales lectures, and he accepted the offer. I created
a lecture series, together with an incentive system that would reward
the administrative personnel for their sales help.
That
one extra job led to others. After our initial discussion, the
manager mentioned many other problems to me and I had opportunities
to solve some of them. Each problem meant extra money for me if I
could solve it. The debt that had bothered me was paid off very
quickly.
I remember the incident
well, because the day before I saw the manager, I was sulking in my
living room, saying to myself, "There's nothing I can
do."
There's always
something you can do. And usually the way to find out what you
can do is to ask. Ask your employer or your customer what he needs
right now more than anything else. He can probably name a dozen
thingsand one or more of them may be things you can do.
SOLVING PROBLEMS
Every
problem you can solve means more money for you. A problem is a market
for a solution. Be sensitive to the problems of everyone you do
business with.
If you don't see
problems, ask about them. Almost everyone has irritating concerns
that he'd like to have out of the way. Treat each of these
opportunities as a separate matter, with a separate fee for the
solution of the problemto be paid if you can solve
it.
To make the most of the
opportunity, always handle the problem for a feenever for an
hourly wage. Find out what it would be worth to have the problem
eliminated, and then decide if that price would be worth your time to
do it. If you contract in terms of objectives, rather than hours,
you'll probably find that your hourly income can be two or three
times as much as it would have been otherwise.
There
are always plenty of opportunities of this kind aroundmore
than enough to keep you busy without having to work for a salary or
an hourly wage. Even during times of high unemployment, the person
who looks for unsatisfied needs will always find numerous profitable
alternatives.
Always try to
determine the self-interest of anyone you deal with. And the best way
to discover that is to ask him. What does he need?
Above
all, remember that the person who's paying for the service decides
what it's worth to him. Don't ever expect someone to pay for
something unless he sees it as valuable to him. If you're sure
he's being shortsighted, look for someone who appreciates your
value.
You're not a slave to anyone;
you don't have to work for anyone. But neither is anyone a
slave to you.
You may feel your
talents or skills are limited. But you'd probably be surprised to
find how many things you're capable of doing that other people would
gladly pay for. Once you start asking what people would pay to have
done, that may become apparent.
It
doesn't hurt to make a list of your talents, just to remind yourself.
Include all the things you've ever worked at, along with your hobbies
and the subjects you excelled in at school. When you look at your
list, you might notice many things you could do for others that would
be more rewarding than what you're doing now.
Don't
worry about college degrees and other credentials. When you offer to
solve problems and be paid on the basis of results, customers are
usually unconcerned about diplomas and other normal job
qualifications.
I know a number of
executives who never went to college, salesmen and entrepreneurs who
didn't finish high school, and professional men who never bothered to
get licenses. They simply look for people who want value for their
money and offer it to them.
NEW JOBS
Why
should you spend the only life you have in a job that doesn't excite
you? There are undoubtedly many other things you could doif
you're willing to look into them.
Daydream.
What did you always dream of doing while you were growing up? Is that
still attractive to you now? If not, what do you dream of today?
Whatever it may be, take your dreams seriously. Why shouldn't you at
least try to make your life what you want it to be?
Did
you always want to paint? Why not try it now? Maybe you wouldn't be a
Rembrandtbut you might still be a good enough painter to make
a decent living while doing what you want to do.
You
could even test it on the side without having to forsake your present
job until you know what you can earn from your painting.
Did
you want to be a lion tamer? Maybe you could still be one. If not,
you might be able to find another interesting job dealing with
animals.
Did you want to be a movie
star? Even if you decide there's no hope for that, why couldn't you
join a small-theater group to see if you like acting and to determine
if you have any talent? If you do, you could then look for something
more professional.
Why should you
have to resign yourself to a life you don't care for?
FREE TIME
Would
you like to work fewer hours? There's always a way to cut down on
your working time without reducing your income.
I
mentioned earlier the contracting arrangement I made with my
employees. I contracted with each of them for a specific result and
no longer considered them as employees. Each former employee was then
free to use his time in any way he chose; the only requirement was
that he deliver the work on time.
Every
one of them performed his work in less time than he had before. Some
of them used the new free time to make extra money elsewhere; others
enjoyed the luxury of working fewer hours.
You
can use this principle in any kind of work. If you deal with
customers or employers on the basis of results, you don't have to go
on the payrollnor do you have to punch a time clock or show up
at the office. All your customer will demand is results. Your time
will be free to plan as you choose.
I
know a number of peopleengineers, accountants, salesmen,
secretaries, executives, and otherswho would never dream of
being on a company's payroll. They simply contact companies and offer
to perform needed services for a given fee. They manage their own
time and methods and never take on jobs they don't think will be
interesting.
They often perform jobs
that are similar to what the company's employees are doing. But
because they offer more than the employees do, they get better
arrangements.
When you solve
problems and satisfy needs, you put yourself in a unique position.
You're doing something for the customer that he isn't used to getting
from others. The others are simply going along, taking orders, doing
only what they're asked to do. They aren't looking for ways to be of
greater value, so they don't enjoy greater income and
opportunities.
If you do,
you'll be a rare person. You'll have a natural monopoly in your area.
You'll be irreplaceable in the eyes of someone, because there will be
no one as valuable at what you do.
When
you're in that position, you may be amazed at how easy it is to write
your own ticket.
I know a woman who
works for a company in a big city. Since it's a large corporation, it
has bureaucratic rules and traditions that normally defy individual
arrangements.
She has a second home
outside the city where she likes to spend her weekends. But the
traffic problem makes it a struggle to get in and out of the city on
weekends.
Because she's unusually
valuable to the company, she was able to arrange to be in the office
only Tuesdays, Wednesdays, and Thursdays, so she can commute during
times of little traffic. She does her work at her country home on
Mondays and Fridays and accomplishes more in that quiet setting than
she could at the office.
If she had
asked her employer to grant her this request as a favor, he'd have
found plenty of reasons regretfully to turn her down. But because
she's demonstrated many times over that she's unusually valuable, she
has a natural monopoly in her job. Her work is far more important to
the company than her presence in the office on Mondays and
Fridays.
There are always ways to
arrange more free time if you're geared to thinking in terms of
resultsresults for the person paying you and results for
you.
For example, you might be in a
position to hire someone else to do the least important parts of your
work. You'd probably pay him less than you receive for that work. You
can then use the extra hours to make more money or to enjoy yourself
more.
The keys to a non-treadmill
life are to find out what other people will pay for and to recognize
what you're capable of doing. Get in the habit of asking your
employer and your customers what they need and they aren't getting.
Get in the habit of thinking of things you'd like to do but aren't
doing now. Get in the habit of making changes that give you time to
enjoy life more.
DEBTS
Too
often, an individual remains on the treadmill because he has too many
debts to allow him to reduce his working hours. A great deal of
freedom is lost when you have to spend the present paying off the
past.
I've never liked debt. I've
had plenty of it and I dislike the way it immobilizes. To me, freedom
includes the opportunity to spend money as I choose, to spend it at
the time I receive it.
I was once so
deep in debt that I thought it was foolish to even think I'd ever be
out of it. I don't believe in bankruptcy, so I thought I was stuck
for life.
One day I totaled all my
obligations and found that I owed $13,000. The amount seemed so
enormous that I thought it was pointless to pay $50 or $100 against
it.
But I also began to feel that
there wasn't anything more important to me than getting rid of it. I
resolved to try to reduce it by some amount during the next couple of
months. If the effort were to make my life too miserable, I could
always go back to my old spending habits; but for two months I'd
concentrate on the task.
I kept a
running total of my debts and reduced the total every time I made a
payment against it. At the end of the first month, I'd lowered it by
only $400. That meant it would take over two years to liquidate the
whole amount.
But it was fun to see
the total go down. Before long, no purchase was as exciting as buying
a position of less debt. I was inspired to take on extra jobsbecause
every fee I earned meant a reduction of the total.
If
it became necessary to replace a household item, I did it in the
cheapest possible wayknowing I could always improve upon it
later. For now, cutting the debt was my most compelling
motivation.
Once a momentum was
created, the debt shrank faster and faster. Finally, I was totally
out of debtseven months after I'd believed it would be
impossible to ever get out of debt.
I
happily gave up the austerity budget and went out and splurged on new
clothes, dinners, and dates (paying cash, of course). I never want to
have to go back to such a task, so the experience has kept me from
ever being tempted to jump back into debt.
What
I did isn't necessarily what you will dopossibly it would be
more difficult for you. But I cite the experience as an example of
how wrong it can be to think there is no way out. There's always a
way outonce you make up your mind what is most important to
you.
If it's important to you to be
debt-free, then work extra hours, cut out nonessential spending for a
while, or sell items you don't need. Find a way to put yourself in
the position you'd like to be in. If you know why you're doing it,
and it's important to you to do it, you won't mind the temporary
austerity.
SMALL PRICES
I've
also found that I'm better offduring good times or badby
never worrying about small sums of money.
John
Kamen, publisher of the Forecaster, once told me that he never
worried about any price under $10. He'd pay for anything under $10
without considering his budget or the possibility that it might be a
waste. If someone created a dispute about $10, he'd pay it without
arguing.
When he told me this, I
realized that I'd been doing the same thing. I've always disregarded
small sums because it seemed a waste of time to argue over them or
worry about them. After hearing John's rule, I set for myself a
conscious limit of $100. If I ever find that the limit costs me more
than it saves me, I can adjust it. Until then, I refuse to ponder
restaurant prices, repair bills, or any other small
expenditures.
Meanwhile, I see
people who will spend hours (if not weeks) pondering a $15
expenditure. They feel they have to, because of their limited means.
They never consider that their means are limited partly because of
the time they waste over pennies.
Such
choices are subjective, of course. Some people love to shop; but many
people think they're shopping out of necessity. They may be costing
themselves more than they're saving.
Freedom
from such concerns is important to me. I'd much rather spend my time
listening to a Puccini opera or making love than trying to choose
between a $6 item and an $8 item.
YOUR DECISIONS
Your
life is yours to spend as you choose. You don't have to be
wealthy; you don't have to be involved in a family; you don't
have to be successful. If any of those things are a part of
your life, it should be only because you choose them. There are no
rules for what your life should be.
When
you decide what you want, it's important to recognize that there are
probably many things you want. You can envision many more
desirable alternatives than you could satisfy in a lifetime. Desires
always exceed resources. That's why you chooseto satisfy the
desires most important to you.
It's
essential to realize that you can't have everything, you can't do
everything. There's always a priceand the price can be
expressed in the alternatives that must be given up for
something.
There are many things you
could do with your life. But which ones do you want most?
What would you be willing to give up in order to advance your career,
to become famous, to be wealthy? Are you willing to set aside the
next twenty years of your life for the possibility that you
may become wealthy? Are you willing to forgo the leisure, the
entertainment, the family life, and other things most people take for
granted?
Always view your desires
within the context of your whole life. There is an unlimited number
of things you can do to make money. But that's the point: Since there
is an unlimited number, you have to draw the line somewhere.
It's unrealistic to say you'll "do anything you have to" to
make money.
To say that is to give
up everything else in life that you might enjoy. So it's best to draw
limits at the beginninglimits that are appropriate to your own
nature. If you do that, you'll be less likely to be burdened by
thoughts of what you could have done to make more money.
You'll know what you received in place of the extra earning
hours.
I've always wanted to be
rich, but I've always been very lazy, too. One day I had it out with
myself and decided that, given a choice, I would prefer a lower
financial status to working long hours at something I didn't
enjoy.
I still wanted money for the
things it could buy. But I established limits beyond which I wouldn't
go to acquire wealth. I defined them clearly and they were compatible
with what I knew about myself. So I never had to feel guilty when I
wasn't working.
For the past few
years I've worked only at things I've generally enjoyed. I knew that
it was better to do that (no matter what the monetary return) than to
commit myself to a lifetime of intense effort and joyless
drudgery.
Perhaps it isn't
surprising that I've made far more money during these past few years
than I ever made before. For I'm much more valuable doing what I
enjoy than I am doing what is distasteful to me.
If
it hadn't turned out that way, I wouldn't be sorry. I made a choice
that was appropriate to my nature and I was quite willing to live by
itno matter what the monetary result. I knew I would never be
happy living any other way.
If
you're not willing to give up the things that you enjoy, accept that
and don't waste your time and attention pining over what you should
have done to be more successful. Establish a set of priorities; place
limits upon the effort you'll make to be professionally successful;
and then remind yourself of those limits whenever you're tempted to
be regretful.
On the other hand, if
wealth and achievement are what you do wantmore than
parties, friendships, love affairs, family activities, more than
anythingthen recognize that and accept it. Do what is
necessary to succeed and don't let anyone browbeat you with
accusations that you're "self-centered" or
"greedy."
Do what you
want to do. But recognize that there are many things you want to
do and you can't have them all. So establish priorities in your
values and stick to the ones at the top. When you have to give up the
lesser values, don't waste your time bemoaning the loss of what could
have been obtained only by giving up something more valuable.
THE FUTURE
Another
way many people keep themselves on the treadmill is by being
preoccupied with the future. It's easy to justify a rigorous schedule
in the present as an investment in the future. Many people work long
hours, put up with disagreeable effects of their work, and forgo
enjoymentsall because it promises a brighter future.
But
what if the future never comes? Who knows what will happen to the
economy, to your ability to enjoy yourself, to the things you'd
planned to spend your money for?
I
don't believe in committing my future to pay for indulgences of the
present. But neither will I sacrifice today for a vague, indefinite
tomorrow. I could die next week. What then would be the worth of my
well-laid plans for twenty years from now?
It
makes sense to enjoy yourself at the time when you're best able to do
somentally and physically. At sixty-five, the luscious dreams
of today may not be so attractive. So leave sixty-five to be handled
at sixty-five. Do what you can to be sure you can provide for
yourself thenbut don't put off your dreams until
then.
The time to be free, to start
living, to enjoy yourself, is right now. Now is the time when you can
best appreciate the unplanned hours that can be enjoyed as you choose
at each moment.
If you don't have
any free time or money, do something about that. If you don't know
where your time and money are going, stop everything and check your
expenditures and activities carefully. Find out how you're spending
your life.
Get rid of all the
nonessentialsespecially those that are vague investments in
the future. Don't feel that you have to give sixty hours a week to
your workunless that's what you enjoy most.
Be
freefree to act upon opportunities as they arise, free to take
advantage of the things you've wanted to do. Find ways to satisfy
your dreams. After all, what is life for? If it's really just a vale
of tears, what's the point in being alive?
I
believe that life is to be enjoyed, to be tastedor there isn't
any point to it. I've found ways to live freely and joyouslybecause
I am convinced there is no other reason for living.
I
didn't become free by working sixty hours a weekexcept during
very brief periods when there were immediate and important rewards
for doing so. I didn't become free by accepting the routine that
others expected of me.
There will be
plenty of people to tell you that you must go along with things as
they are, that you have no right to expect a happier, easier life,
that there are other people who have less than you do. But so
what?
There's so much to be had from
life. There's pleasure and satisfaction and love and entertainment
and excitement. And there are enjoyable ways of earning a living, and
there are adventures, uncommitted hours, challenges, and happy
surprises.
Use your imagination.
Look for alternatives. Don't settle for less than the kind of life
you need to make it worth having lived.
Riches
are for spending.
FRANCIS BACON
Why do you have to
postpone moving to a
warmer climate where you can swim all year
until
you are so old that you're afraid of the water?
DAVID
S. VISCOTT
WE'VE
SEEN HOW HIDING YOURSELF can cause all kinds of social restrictions
to be imposed upon you. In the same way, little acts of dishonesty
can be a surprisingly easy way to throw away your freedom.
It's
such a small thing to shade the truth a littlebut the long-run
consequences can create tremendous restrictions on your
life.
For example, suppose there's
something you want to do, but if a given person knew about it there
might be problems. So you tell a simple lie to him to cover your
tracks.
Then one day you're with him
and another person, and the matter comes up in discussion. It becomes
necessary to repeat or confirm the lie you told before. But the other
person doesn't understand the inconsistency between what you're
saying now and something you've said to him before. So you have to
invent an explanation that will satisfy both of them.
Now
whenever you're with either of these people, you have to remember the
separate fictions involvedto keep the original lie from being
exposed. And it can become even more complicated as other people
become involved.
So to avoid
revealing your actions to someone, you can eventually pay a very
complicated and expensive price. If you admit to the second person
that you lied to the first, your honesty would be suspect in the
future. No matter how you handle it, you pay for dishonesty.
In
fact, it's a very easy way to jump into a box. When you've lied about
something, your actions are restricted by the need to maintain the
fiction you've created. You can no longer react freely and
spontaneously to new developments; you always have to keep your guard
up to avoid doing anything that might reveal your previous
acts.
Ironically, I think dishonesty
usually comes about as an attempt to avoid prices. A friend,
Lynda Raff, once pointed out that lying is an attempt to get
something for nothing. It's the hope of being able to do something
without the consequences that would naturally followthe
reactions of certain people.
And
yet, you usually wind up paying a higher price dealing with the
problems required to continue the deception.
The
value of honesty is greatest to the person being honest. It may be
helpful to someone else if you're honest with him, but you're helping
yourself far more by your honesty.
PROBLEMS OF DISHONESTY
Here
are a few of the problems you can bring upon yourself by being
dishonest:
1. You have to remain
on guard, using precious resources to cover up past acts.
2.
You miss opportunities to be accepted for yourself, because you're
hiding that self. The people who would like you as you really are
will never see you if you keep your real self hidden.
3.
Dishonesty toward others can lead easily to dishonesty toward
yourself. Lying can become automatic. If you're very concerned with
maintaining an image, you can remember past lies more clearly than
what really happened. After a while, it may become impossible to
remember what was true and what wasn't.
4.
This can lead to an anxious feeling that what you've obtained by
lying can't be preserved. You can feel that you don't really deserve
what you haveand so you can't relax and fully enjoy
it.
5. Sooner or later someone is
going to become aware of your dishonestypossibly because he
has participated in it. Because he knows you've been dishonest in the
past, he can't be sure you're being honest in the present. You'll
have fewer alternatives available when your word can't be accepted
without question.
BENEFITS OF HONESTY
You
can avoid those problems by being honest and gain other advantages,
too. Here's a brief summary of the various benefits I find that
honesty brings:
1. When you
prove that you're willing to be honestno matter what the
short-term consequencesothers will accept your word more
easily. This can open up many opportunities that wouldn't exist if
your listeners had to wonder about each thing you say.
For
example, when I was promoting my last book through radio and
television appearances, I was often asked, "Why did you write
this book?" I always answered, "To make money."
A
public-relations man suggested to me that I be less honest. "Don't
admit you're selfish," he said. "People don't want to hear
that. You should tell them you wrote the book to help people."
I
asked him how many times he'd heard an author or politician say that
he was "only interested in helping people." He acknowledged
that he'd heard it many timesand he also acknowledged that he
never believed it when he heard it. And finally he admitted that he
doubted that other people believed it either.
He
hadn't understood that I was helping myself, not hurting myself, by
my statement. If I were willing to admit my selfish intentions
(usually the first thing someone would lie about), people could more
readily accept other things I said when they knew I wasn't covering
up anything.
Honesty allows other
people to relax around you. They don't have to be alert to evaluate
the truthfulness of each statement. Consequently, there's more chance
for your words to make an impact.
2.
Honesty allows you to relax, too. You can say what you think
and mean and would like to saywithout having to check first to
be sure your statements won't contradict a previous remark.
3.
As you reveal yourself honestly, you often find that you didn't
really know what others wanted to hear; you only assumed you knew.
When you tell the truth, you may be surprised to discover that it
projects a more attractive image of yourself than one you might have
fabricated.
I've often found that
others would reveal their feelings only after I'd revealed mine
frankly. When they saw that someone was willing to admit the truth
about himself, they felt free to follow suit.
4.
When you've been honest with everyone you're involved with, you'll
know you've earned whatever you haveand you'll feel much freer
to relax and enjoy it. You won't have to fear that the truth might
someday be revealed and destroy what you've achieved.
5.
You'll be free to share your innermost secrets with others. When you
decide that you don't have to fear the judgments of others, you won't
be afraid to confide in them. When you can verbalize your emotions
and desires honestly, you'll probably understand them better and
you'll be able to satisfy them more easily.
PLENTY OF ENCOURAGEMENT
Honesty
has many advantages, but somehow dishonesty continues to get a good
press and plenty of encouragement. Both fiction and real life are
filled with examples of "smart" and even "noble"
people telling lies.
I imagine
you've seen in movies, books, and newspapers how people lie to get
what they want, how they lie to avoid hurting someone's feelings, how
they disguise their own desires in a show of self-sacrifice, how
politicians and diplomats lie in the service of their countries, how
lovers lie to arrange secret meetings, and how "little people"
lie to get even with big business.
Perhaps
the most common encouragement to lying is the idea that you're doing
someone a favor when you lie to him.
But
I think that idea is dishonest in itself. When a person lies to
protect someone's feelings, he's most likely doing it to keep the
person from disliking him. A phony compliment usually isn't meant to
make an individual feel better about himself; it's meant to
make him feel better about the person doing the
complimenting.
It doesn't work,
though. He probably knows the truth already. If you lie to a person
about what he already knows, he'll probably respect you less, not
more.
And you also hurt your
credibility with anyone else who knows about it. Suppose, for
example, that you and I are having lunch with Charley, who's known
for his large nose. When Charley asks me, "Do you think my nose
is large?," I could answer, "Of course not,
Charley."
Later, you might ask
me if I really meant my remark. Suppose I answer, "No, but I
didn't want to hurt his feelings." That may seem noble, but the
next time I say something "nice" to you, you'll have no way
of knowing whether I meant it or was just trying to make you feel
good. My so-called kindness has hurt my relationship with
you.
What's the alternative to
lying? Do I have to be brutal and hurt Charley in order to be
truthful? No. Too often, the "brutal truth" is only a
partial truth. When it seems that honesty has caused problems, the
trouble is often too little truth, rather than too
much.
For example, when Charley asks
me if his nose is too large, I could say, "It sure is!"
Would that be the truth? Only part of it. It would be more
completely honest to say, "You have a large nosebut it
doesn't make any difference to me."
Another
example of too little truth is the person who angrily says, "I
hate you," and then excuses his venom by saying, "Well, you
want me to be honest, don't you?" But is he being honest?
Usually, such an individual doesn't really hate the personor
he wouldn't be in contact with him to begin with.
It
might be more accurate to say, "There are many things I like
about you, but I dislike very much what you've just done." Or
just "I am very angry right now."
That
recognizes the broader context in which the issue at hand is only one
small part. It makes quite a difference; honesty makes it much easier
to deal with whatever has caused the problem.
So
if you sometimes fear saying the truth, check first to see if perhaps
the problem is one of too little truth, rather than too
much.
And recognize that you're
sacrificing your own reputation and reducing your alternatives when
you lie as a supposed favor to someone else. Any problem he has in
facing the truth is his problem. It isn't your duty to protect
him from himself.
100 PERCENT
An
important principle underlies the examples we've seen in this
chapter: An individual can be sure of your honesty only if you're
honest with everyone.
How can
he be sure you're not lying to protect his feelings if you've lied to
protect someone else's feelings?
If
you've said you'd lie only if it's "absolutely necessary,"
how can he be sure you don't consider this situation an
"absolute necessity"?
If
you say you'd never lie to your close friends, how can he be sure he
hasn't done something to be demoted from your close
friendship?
If you want to prove
your honesty to someone, you can do it only by being honest with
everyone. He can relax and accept what you say only if you've
demonstrated that you'll be honest even when it's uncomfortable for
you to do so.
I once had a lady
friend who played the typical games with the phone companyplacing
collect or person-to-person calls that were never completed, just to
get a prearranged message through.
Obviously,
the phone company didn't create its facilities to enable people to
send free messages. To use those facilities fraudulently is just as
dishonest as lying to someone's face.
My
friend justified her tactic by saying, "But that doesn't mean
I'd lie to you! And I resent the inference that I would.
You're far more important to me than the phone company."
But
that's the point. If she'd lie to the phone company to save 85¢,
why wouldn't she lie to me if she thought it would save our
relationshipespecially since she says I'm more important to
her than the phone company?
You can
prove your honesty to any one person only by being honest to
everyone.
There's a greater
difference between being 99% honest and 100% honest than there is
between 70% and 90%. The first exception to your honesty destroys one
of its most important benefitsthe absolute trust of others.
TESTING YOURSELF
Most
people probably think of themselves as being basically honest, even
though they tell a few white lies here and there. In fact, it can be
so habitual that it doesn't even register with the person as being
dishonest.
The Identity Trap can be
compelling. One can be so anxious to put his "best foot forward"
that he doesn't even notice that it isn't his own foot.
I
find it valuable to test my honesty periodically. To do so, I pick a
period of thirty minutes or so when I'm talking on the telephone or
in person with others. I observe closely everything I say. Did I
speak the absolute truth as I know itor did I say what I felt
I "ought" to say in the circumstances?
Through
this test, I sometimes realize that I've lied without being aware of
it.
It is possible to change
that, however. And I've found a little exercise for that purpose. In
fact, it follows from the test I just described.
Take
an hour when you'll be talking with someone. Instead of checking your
statements after you say them, think twice about them before
speaking. Stop your first impulse to speak, and check what you
were about to say. Is it the truth? If it isn't, determine what is
and say that.
After an hour, you may
be exhausted from the concentration. So don't overdo it at first. An
hour each day might be enough to start with.
After
a few days of this, it becomes more automatic and requires less
effort to keep up. So you can increase the amount of time you'll
devote to the exercise.
Eventually,
you should discover that your first impulses to speak are
truthful. At that point, the monitoring can be dropped; honesty
will have become natural.
The way
I've described the exercise might make it seem as routine as doing an
hour of calisthenics each day. But there's a lot more to
it.
During the exercise time, you
might face some decisive moments. Suppose you've been exaggerating
your affection for your wife, and on the first day you try this she
asks if you love her? On the third day, you may be divorced.
You
might need to answer a question in a way that contradicts an
important lie you've been protecting for a long time. If you're not
prepared to accept the consequences of that, there's no point in
undertaking the attempt.
As I
mentioned in the Box-Trap chapter, it's foolish to start using a new
technique before you're fully prepared to handle the consequences.
You have to be convinced the benefits are worth the discomfort that
will accompany the adjustment period.
As
with anything else, you can approach absolute honesty on a gradual
basis. But it would help to begin thinking of ways to handle the
major adjustments that might be required when you acknowledge major
dishonesties of the past. I don't think it's worth doing unless
you're prepared to go all the way with it eventually.
If
you do decide that honesty will be your policy, the rewards should
far outweigh the problems. In fact, you'll probably discover benefits
far beyond anything I might suggest.
You
might develop valuable new relationshipseven out of old ones.
You may find that more people will respond favorably to you because
your honesty is a refreshing difference. As you deal with others,
you'll probably feel a great sense of freedom when all need for
pretense evaporates. You'll be able to forget about the
contradictions and complications you had to keep track of
before.
Let me warn you, however,
that the only way to demonstrate your honesty is by simply responding
honestly to everything. The most ineffective way of
demonstrating your honesty is by saying, "I'm being honest with
you."
WHAT YOU ARE
When
you start reaping the benefits of honesty, all temptation to be
dishonest may fade away. You'll want to reveal yourself to others as
you arebecause you'll know that's the way to attract the kind
of people who have the most to offer you.
The
real you has a lot more to offer the world than the lost-in-the-crowd
facade that so many people try to assume. Who wants one more person
whose identity is just like everyone else is trying to be?
I've
found that my most useful assets are many of the things I used to try
to hidemy selfishness, my laziness, the ease with which I cry
when I hear good music or see good drama. Those things have helped me
find like-minded people who appreciate the same things. And those are
the people I've always wanted to be withnot the ones for whom
I'd have to suppress myself.
I've
found that suppressing embarrassing things about myself costs me far
too much freedom to be worth it. So, if I feared that a given person
might discover something I had been trying to hide, I went to him and
told it to him myself. The experience never failed to give me a
wonderful sense of freedom. I no longer had to worry about it; the
price had been paid once and for all, and I didn't have to think
about it again.
In the same way, if
there is something about myself that makes me self-conscious, I
examine it closely. I invariably discover that it's either nothing to
be self-conscious about or something that can be easily changed.
INTEGRITY
Honesty
is displaying yourself to others as you really are. But, of course,
you can't be truthful about something you don't know.
And
that's why it's so important to examine yourself, understand
yourself, and accept yourself. Only when you know who you are can you
honestly represent yourself to others.
The
individual who doesn't know himself can't speak with authority about
himself. He can't make promises, because he doesn't know himself well
enough to foresee his future emotions and actions. He can't express
authoritative opinions, because he doesn't really know what he
believes.
He uses the word "I"
dishonestly. He begins statements with "I think..." but
he's only repeating what he's heard. He says, "I will..."
but he doesn't really know what he's going to do.
The
word "I" is one of the most important words in the English
language. It refers to a unique, individual entity, different from
all others in the world. When you use the word, you should be sure
you're really expressing the unique, individual entity that is
younot simply repeating something that sounded good to
you.
To be honest, you must know
yourself well. And that involves integritywhich is honesty's
twin asset. Integrity is knowing yourself well enough to be able
to mean what you say.
The person
with integrity can use the word "I" with authority. He
knows what he thinksfor he's thought it out for
himself.
AN UNCLUTTERED LIFE
The
effort to prevent discovery of facts about yourself can be costly and
draining. But it's perhaps the easiest self-destructive habit one can
practice.
I've had to work with
itand work with it again. It's so important to me that I don't
like to go for very long without rechecking myself to be sure I
haven't unthinkingly relapsed into dishonesty. And, unfortunately,
sometimes my rechecking reveals that I have fallen
back.
But my efforts to correct it
have been worth the trouble many times over. Discovering myself and
displaying that self has brought me countless benefits, valuable
friends, a clean, uncluttered life, and a wide expanse of freedom
that I didn't even know existed until I tried being totally
honest.
As I've said before, there
may be more things depriving you of freedom than the particular
restriction that prompted you to pick up this book. Freedom can be
lost through many traps, boxes, and temptations. And what seems to be
harmless dishonesty can turn out to be one of the greatest
restrictions of all.
Dishonesty is a
form of the Identity Trap. When you lie to someone, you're falling
for the temptation to think that you'll be more attractive (and get
more of what you want) if you appear to be something different from
what you are.
Learn to trust your
own nature, your own identity. Accept it, live it, reveal it. Don't
suppress it; don't attempt to shade it with little lies and
half-truths. When you do, you miss so much of life and the happiness
that can be yours.
By being only
what you are, you can awaken each morning to a new day that's
an opportunity to seek whatever you wantwith no previous
deceptions to get in your way.
To
be honest, as this world goes, is to be
one man picked out often
thousand.
SHAKESPEARE
How could you get what you
want if the
other person really doesn't see you as you?
DAVID
S. VISCOTT
PERHAPS
THE MOST IMPORTANT PART of the quest for freedom is discovering
yourself, and that can be the hardest part. When you try to live up
to an image dictated by others, it can be very difficult to know
exactly who you are and what you want.
You're
a unique individualdifferent from anyone else in the world.
And what you are is revealed mostly by how you react to things around
youwhat pleases you and what causes you discomfort. These are
the signals that let you know what kind of life you crave, what will
bring you happiness.
Unfortunately,
the signals become distorted if you've lived most of your life in
involved relationships. If you've grown up living with your parents,
then lived with a roommate, and then married, the people around you
may have played a large part in determining your tastes and
values.
Even if the people around
you haven't been demanding or tyrannical, you've still had to
consider them when making decisions. As a result, what you now
consider to be your tastes might be more a reflection of your past
routine than of your natural emotional needs. If so, your experiences
might be much less than they could beperhaps pleasant, but not
joyful and exciting.
You need
time alone to act completely on your own desiresto
discover the kinds of entertainment that please you, to realize such
things as what color you'd most like your living room to be, to
daydream and discover what you're now missing. Your desires will be
best learned when there's no one around to influence and inhibit you.
SOURCES OF INFORMATION
There
are three basic sources of information to tell you what you want
mostpast experiences, daydreams, and new experiences. If you
examine each of them more closely, you'll discover a great deal about
yourself that will tell you what kind of life you need in order to be
happy. Each of them requires time to yourselftime when you can
do what you want to do and discover how much it pleases
you.
Start by looking back over your
life. Take some time alone and think about things you've done before.
Try to recapture those moments of full-bodied happinesstimes
when you were almost dizzy with joy.
Try
to remember all such experiences, no matter how long past. Remember
the joy you feltthe feeling that for once you were totally
satisfied. And then examine the experience to try to determine what
it was that made it so ecstatic.
You
might want to disregard such experiences if you think they can't be
repeated. Maybe they can't. But why not create new experiences that
are similar? Perhaps people who were important to that happiness are
lost to you now. But if you can understand what made those people so
important, you can find others like them.
Reminisce.
Indulge yourself in your past joys. And then start to figure out how
you can make such things happen again.
Your
fantasies or daydreams are another important source of information.
Most people don't take their daydreams seriously. They consider them
nothing more than an escape from the rigors of the real world.
They're unfree, and they don't believe that their dreams could be
satisfied. But if taken seriously, dreams can provide the motivation
necessary to break out of boxes.
The
next time you daydream, imagine that you're free to actually live the
experience you're fantasizingtotally free of all commitments,
obligations, and boxes. Don't try to figure out how you'll remove the
restrictions; just imagine that they're already gone. In a later
chapter, we'll look at ways to use your dreams to get rid of boxes
and leave you free to make the dreams a reality. But it begins by
taking your fantasies seriously, by using them to learn what you need
to be happy.
And the third source of
information is to try new things. Be willing to test new
experiencesto discover your own responses, uninhibited by
others' reactions.
These last two
sources are the most dynamic ways to bring new interest and pleasure
to your life. If you never feel intense enjoyment, the way to find
some is to experiment with new activities and new environmentspaying
attention to your reactions.
DO SOMETHING
Do
novel things. You may react in novel ways. Pay very serious attention
to those reactionsthey're telling you who you
are.
Experiment in
imaginationdaydream. Experiment in facttaste new
experiences.
Your imagination will
have to be cultivated. It isn't a machine that can be turned on like
a television set. You have to develop the art of imagining what you
could enjoy that isn't in your life now.
Play,
bit by bit, with little memories of delightful moments, days, years,
places, people, ideas, wishes, dreams, stories, plans. Play with your
imagination. See how good you can become at fantasizing. Imagine the
people involved, how you deal with them, what you get from
them.
Notice, as you do, when you
get the greatest joy from a situation you're imagining. Take that
reaction seriously and make a note to see how you can turn that
particular dream into a reality.
Use
your imagination to find better alternatives. If you later decide to
stay where you are now, do so only because you've imagined many
alternatives and none of them is better than what you already
have.
If possible, don't leave it
all to your imagination. Sample. Actually play with the world, open
doors to fresh situations that are entirely new. Some of what's
beyond those doors will be dullbut a lot of it may be far more
delightful than what you have now.
Even
the experiments that don't pay off can help you to know what would
pay off. If something doesn't please you, ask yourself what it
was you craved but didn't get in that experience. Then look for a way
to get it.
Naturally, be cautious
about the consequences of these explorations. There are limits to the
ways you can experiment without becoming vulnerable to bad long-term
consequences. But within those limits is a world of new and
surprising adventures. You'll make mistakes and even be hurt
occasionally, but don't let that stop you from trying new
things.
Some new possibilities may
seem foreign to you, but perhaps only because of a routine you've
settled into. As you change your circumstances and remove
restrictions from your responses, your emotional reactions to various
things can be stronger and different from what they were before. I've
found this to be very true in my own experience.
For
example, I once thought sex was overrated and often nothing more than
a burden. Now that I've learned what I like and I'm free to seek and
find it, sex is a totally new, excitingly wonderful means of
expression and satisfaction. If I had relied only on my previous
experiences, I'd never have known what I was missing.
In
the same way, I've discovered new entertainments, new foods, new
intellectual adventures, new challengessince I removed the
boxes from my life. As a result, I'm far more willing to try new
things and to try again activities I'd previously rejected.
Life
has so much to offer that can provide profound and durable happiness.
There's so much to discover that can enable you to spend more of your
time genuinely enjoying life, rather than just passing the time.
You'll find those new joys if you take advantage of past experiences
that have been fruitful for you, if you take your daydreams
seriously, and if you're willing to try new things.
ACCEPT YOURSELF
I
realize that the search for yourself can be a bit frightening
sometimes. We've all lived with external standards that can conflict
with our natures. And when you discover something about yourself that
doesn't suit the accepted standards, you may not be willing to accept
your discovery.
The critical points
in your self-exploration are the moments when you dislike what you
find. If you ignore the discoveries, you're rejecting the opportunity
to find a way of life that will bring you happiness. You're resigning
yourself to a life in the Identity Trap.
You
are what you are. If what you are seems "wrong," it might
be because you've accepted standards that are wrong for you.
Or
it might be that you haven't probed deeply enoughor that you
haven't yet learned how to gratify your desires without bad
consequences.
Suppose, for example,
that you discover that you have an urge to steal. Your immediate
reaction might be a desire to ignore the discovery; it may seem that
even to acknowledge the discovery will get you into trouble.
Not
necessarily. If you probe more deeply, you might find your urge to
steal is only a superficial symptom of a more basic desireperhaps
the desire to have money, or the desire to get away with something,
or the desire to rebel against standards that you've seen advocated
in a smug, self-righteous way.
If
you fight your initial discovery, you'll never come to understand the
more basic motivations within youmotivations that might be
gratified without the bad consequences that can come from
stealing.
Don't feel that to find
some desire in yourself is to be compelled to a given course of
action. Once you know what you are, you can find ways to make the
most of that without getting into trouble. But you'll never find
those ways if you don't first accept what you see in
yourself.
It may take time to
acquire that sense of self-acceptance, but it will come if you let
itand it will bring with it a greater happiness than you could
find living in the Identity Trap.
AN EXAMPLE
I've
mentioned my laziness before. How I discovered it is an
excellent example of the difficulty of self-acceptance.
For
years I assumed that I was a productive, achieving individual. I
wanted to demonstrate my ability to make money and accomplish more
than other people could. I associated with people who seemed to
reflect those values; often they were successful, self-made
industrialists and professional people.
I
was always a little uncomfortable around them, partly because I was
never as successful as I thought I should be. And when I was alone,
it was always more appealing to relax and listen to good music or
curl up with a novel, rather than to spend my time in intellectual
pursuits, or to lay out grandiose plans, or to make extra efforts to
achieve more.
Naturally, I felt very
guilty about my private preferences and activities. In addition, I
was in debt and, although I was making a fair living, it seemed that
I would always be in debt if I didn't work harder. I wasn't very
happy.
Whenever the thought struck
me that I was really very lazy, I rejected it. I didn't want to be
lazy. What would my friends think of me? What about the standards
I espoused? How would I ever get out of debt? The apparent
consequences were too horrible for me to accept my own
laziness.
I can't tell you exactly
when I made the breakthrough, for it happened over a period of time.
But eventually I became willing to accept my laziness as a part of
me.
As I learned to accept that
facet of my nature, I made changes in my life. I no longer tried to
carry out plans that required more effort than I was capable of
giving. I looked for ways to make money that capitalized on the
things I could do best (and thus required fewer working hours) and
which I enjoyed doing. I stopped worrying what my friends would think
and looked for friends who were more relaxed, less compulsively
active and productive, and more willing to accept pure enjoyment as a
respectable activity.
Dramatic
improvements appeared in every area of my life. Friendships and
romances became genuine pleasures instead of situations in which a
false image had to be maintained. I spent more time with good music
and novels. I found new ways to enjoy myselfways I could enjoy
freely, for the burden of guilt was gone.
I
constructed a realistic scale of values for myself. I realized that
monetary success might cost me too much in discomfort to be worth the
effort, so I willingly settled for a life with less straineven
if that also meant less money.
As it
turned out, my new way of life brought me more money. When I
concentrated on the work I enjoyed, my work became more valuable to
others and I was paid more for it. My income increased and my working
hours decreased. Now I've made more money than I'd even hoped to
make before.
The acceptance of my
laziness was so rewarding that it inspired me to take other
revelations about myself more seriously. And I was able to use those
discoveries to advantage, too.
I
became more honest with others; I no longer said what seemed
"proper"I said what I believed to be true. I was
able to speak freely, without embarrassment, of what I wanted and
needed. When I did, those who weren't valuable to me drifted away and
those who had something to offer made themselves known to me.
My
example may be far removed from any problem you have in your life
now. I cite it only to demonstrate the importance of self-discovery.
It's easy to be afraid of a trait you discover in yourself, but don't
jump to conclusions; don't think that the more obvious consequences
of that trait are the only ones.
First
take yourself seriouslyand then find out how you can act upon
what you find without bad consequences.
CHANGING YOURSELF
After
recognizing and accepting what you find in yourself, you might still
be dissatisfied with something about yourself that's in conflict with
other, more important parts of your nature. If so, you can work to
improve any part of yourself that displeases you.
Understand,
however, that the change will probably be a long-term project. Don't
let it interfere with what does make you happy in the interim.
As hopeful as you may be, the change may never be successfully
completedso it would be foolish to throw away the happiness
you can have in favor of something that might never be.
People
often get into trouble by thinking that they can change themselves
just by deciding to. They decide they're going to be different from
what they've been, and then make plans based upon their new
imagesplans that never work out because they're
unrealistic.
Always act with a
recognition and acceptance of what you are at that moment. Don't
expect to accomplish feats that require talents you don't have; don't
ignore your weaknesses; don't act as though you were someone other
than who you are. Work to improve yourself in any way that seems
right to you; but in the interim, act in ways that are consistent
with what you are at that moment. You are what you are. That doesn't
mean you'll always be the samebut what you do right now will
succeed or fail in terms of what you are this minute.
YOUR DESIRES
As
you look for ways to be happier, there are two types of desires to be
considered.
One is the long-term
way of life you want for yourself. That can include such things
as the kind of work you want to do, the long-term love relationship
you might be seeking, where you'd like to live, the improvements
you'd like to make in yourself. It can also include a long-term plan
to create a new free life for yourself that includes fewer
commitments, obligations, debts, and responsibilities.
The
other type of desire is the short-term pleasure you seek. That
can include minor romances, various entertainments, traveling,
projects, or hobbies you've wanted to tryanything that doesn't
involve long-term plans.
Your
personal morality can be of value in both areas. It can remind you to
keep your eyes on the long-term goals you've set for yourself. And it
can act as a monitor to assure that short-term pleasures don't
interfere with your long-term plans.
Don't
feel that you have to know all your long-term goals right now. In
fact, you should never set a long-term goal until you're
fairly sure that its attainment will truly make you happy. Even then,
be prepared to alter it as you and your circumstances change. Don't
ever be ashamed to change your plans as new information reveals
better ways for you to be happy; just don't make important changes
too suddenly or when your emotions are in control.
Until
you're sure what you want for the long term, you can continue to live
day by day, enjoying what you experience, experimenting with new
things. You don't have to decide upon a career by any given age; nor
do you have to know right now what you want most in a long-term love
relationship. And there's no reason to commit your future before you
know those things.
In fact,
short-term pleasures can evolve into long-term matters without your
ever having to make a formal decision. For example, as you work at
various jobs, you might find one that suits you well enough to stay
in it a longer timewithout deciding that it will be your final
career. As your talents and opportunities in that field grow, you
might one day realize that you have made a career of it. Even
so, you might still wish to change it someday.
In
the same way, if you accept each romantic relationship for what it
offers you, you don't have to make a formal decision that one of them
will be permanent. But it may turn out that one of them will
bewithout any conscious attempt to make it so.
When
things develop in this way, you never have to make a long-term
commitment or final decision about anything. You just do what you
enjoy doing the mostand over a period of time, your pleasures
can grow into lifelong enjoyments.
ADVENTURES
As
you seek to discover yourself and look for ways to make your life
joyful, you may often be told that you shouldn't be so preoccupied
with yourself, or that you should accept the life you already have,
or that it's too "idealistic" to expect to find genuine,
durable happiness in this world. You may see others spending their
lives working miserably to stay in their boxes.
Realize
that what they do is up to them. What you do is up to
you.
Your life can be an adventurea
continuing stream of new pleasures, excitement, and satisfactions.
You can have meaningful, problem-free friendships; you can have love
that's intense and exciting without burdens and compromises; you can
produce income in ways that are fun; you can have thrilling
experiences that don't lead to bad consequences.
There
are plenty of people who live that way. And some of them may have
once been locked in more boxes than those that restrict you
now.
My freedom and happiness
weren't achieved by compromising my standards to conform to the
people around me. Neither did they come from a superhuman effort to
change people.
I'm free and happy
because I accepted myself as I am and found a life that suits meand
it wasn't nearly as difficult as I had thought it might be.
As
I lie on my couch by the fireplace, looking out from my hillside home
at the snow leading down to the ocean, with the right woman in my
arms, a glass of Bordeaux beside me and a Puccini opera on the stereo
system, knowing that I've earned the pleasure I feel, I'm so glad I
didn't let someone else decide what's best for me.
To
be nobody-but-yourselfin a world which is
doing its best,
night and day, to make you some-
body elsemeans to fight
the hardest battle which
any human being can fight; and never stop
fighting.
e.e. cummings
A
PERSONAL MORALITY is a systematic attempt to recognize all the
relevant consequences of your acts. Its purpose is to prevent you
from doing something hastily that might interfere with your long-term
goals.
Many people might think that
the idea of creating your own morality is outrageousthat you
should accept what's been handed to you by others (in the interest of
"society").
But a personal
morality is simply the making of rules for yourself that will guide
your conduct toward what you want and away from what you don't want.
And the rules are made by examining alternative sets of consequences
in important matters.
Your knowledge
will tell you what consequences you believe will ensue from any given
action; and only your values can tell you whether those consequences
are good or bad. So your rules will be consistent with your nature
and your goals only if you've created the morality for
yourself.
The temptation to act
"immorally" is usually the result of trying to be moral in
a way that isn't really suitable to you. But if you've thought things
out for yourself, you'll develop principles you can live with
comfortablyprinciples that match your understanding of
reality, principles that can help keep you pointed in the direction
you want to go, principles you can act upon without mixed
emotions.
A clear-cut morality is
like a boundary line. Beyond the boundaries set by your morality, you
know you can run into trouble. Within the boundaries, you can act
freely and spontaneously because you believe no problems will be
caused by your short-term enjoyment.
CRISES
If
you construct your morality carefully, it should serve you especially
well in a crisis. The worst time to reconsider long-range principles
is during a crisis. When emotions are intense, it's very difficult to
see realistically all the consequences that might ensue from your
choices.
At such a time, your
principles should already be clearly in mind. Your only concern
should be with the specific facts of the situationto which
you'll apply the principles you already hold.
You
might make important changes in your morality at other times; that's
a matter of being humble enough to realize that you can grow. But
it's unrealistic to believe you can make useful changes in your
principles during a crisis.
So
anticipate the various kinds of circumstances in which you might
someday find yourself. Now is the time to determine the principles by
which you'll act if such conditions should ever arise.
For
example, are there circumstances that would make it right for you to
coerce your child? If so, what are they? To stop him from taking
drugs? And would you coerce someone who was trying to induce your
child to take them? At what point would you intervene?
It
doesn't help to say, "My child would never do that."
Someday your child will want to do something that goes against
your wishes. Where will you draw the line between letting him do as
he chooses and coercively intervening to stop him?
As
you think about it, ask yourself what the consequences of your
intervention might beand also what the consequences of
non-intervention might be. Then decide at what point the consequences
of one outweigh the consequences of the other. The result is your
moral rule for that issue.
These
things must be decided in advance. You might alter your judgment in
the future, as you gain new insights. But a crisis could occur at any
timeand you need to have firm, realistic, believable
principles available to you when it does. Otherwise, you could throw
away a large part of your future by making a rash decision.
RECOGNIZE EXCEPTIONS
As
you decide upon such principles, the rules should be formed in a way
that eliminates any need to break them. Exceptions should be
recognized as you create the rules, and then incorporated into the
rules.
For example, one of my
rules is, "Never be or appear to be something other than
what you are." I see mostly bad consequences from lying. At the
same time, I recognize that no consequences will matter to me if I'm
dead. And there are also certain people in the world who are very
valuable to me; if they were to die, I'd lose a great deal.
So
it becomes a question of which of these values is more important to
me. I've decided that my survival and the survival of those most
valuable to me are more important than avoiding the bad consequences
of dishonesty. My moral rule must take that into
consideration.
As a result, it would
be more complete and more realistic to phrase it "Never lie or
appear to be something other than what you areunless you're
sure your life or the life of someone very important to you is
literally at stake."
In a
life-or-death emergency, I'll lie if I must. I know why I'll lie and
I've already made that decision.
If
I lie, I'll suffer the bad consequences that I know come from lying.
But I'll do so because a superior value will be preservedmy
life. I won't "justify" the lie by pointing to the
circumstances; that won't change the consequences of dishonesty. When
I suffer those consequences, I'll know that I'm paying a necessary
price for remaining alive.
Because
my rule already includes exceptional circumstances, there'll be no
need to wonder during a crisis if I should change it. I'll know which
way to actand I'll be prepared for whatever comes.
And
because I recognize these things now, I can do more to avoid getting
myself into a situation where I must choose between my honesty and my
life. That would be a negative decisionone in which either
choice would cause problemsand it's important to avoid
negative decisions.
MORAL QUESTIONS
To
help you construct your own morality, here is a list of moral
questions that I think require answers. Your answers should be your
own, but I think it's important that you do have answers for
them.
1. In what circumstances
would you steal, if ever?
2. How
honest should you be? Do different relationships
deserve
different degrees of honesty? If so, on what basis
can
you decide the degree of honesty appropriate to
the
relationship?
(If you know in advance the circumstances
that
warrant lying, you'll be less likely to feel guilty when
you
do so in accordance with your rules.)
3.
When would you use physical force to protect yourself?
In
what
circumstances would you use it to get something you
want?
To what extent would you use it to repel an intruder
from
your property?
4. In what
circumstances would you go to the aid of a stranger?
When
would it be unrealistic to do so?
5.
Would you interfere to stop a fight between a friend
and
someone
else? Between two strangers?
6. In
what circumstances would you accept a government
subsidy?
(If such a question is important to you, recognize
that
there are many kinds of subsidies"public"
schools,
government
contracts, Medicare, for examples.)
7.
What is the limit to which you'll go to satisfy your
parents'
wishes?
Your friends' wishes? The wishes of your lover
or
spouse?
8.
How much sympathy, attention, or help are you willing
to
give your
friends? Is there a limit? If so, what is it?
9.
In what circumstances should you not act sexually as
you
want to
at that moment?
10. Are there any
circumstances in which you would allow
your
own desires to be overruled by a group decision? If
so,
what
circumstances?
11. How involved
should you be with someone whose answers
to
the above questions are quite different from yours?
Which
of the issues involved are the most critical to you?
In
each case, ask yourself what consequences you could expect from
various answers to these questions. Picture yourself in such
circumstances and act them out mentally. Follow each situation
through until you see the consequences taking place. See if your
actions will in any way affect future relationships with
others.
When you have a good answer
to a question, check to see if it includes all possible exceptions
within the rule.
It would be helpful
to write out your answers. You may be surprised by how much more
precise you can make an answer once you've seen it on paper. If you
don't feel inspired to write them out, try saying them aloudor
better yet, into a tape recorder.
If
your first efforts seem rough or unsure, keep at it. That way you're
more likely to get answers you can live withand live well.
When you verbalize your answerson paper or aloudthey'll
be more real and more precise.
Make
a note of anything covered in this book that you believe is
significant to your life. It doesn't matter whether you agree with my
views; the important thing is to call attention to issues you feel
you should think about in more detail. When you've finished the book,
go back and review those issues; think about them until you have
answers you're satisfied with.
There
are undoubtedly many important issues other than those questions I've
listed. As you think of them, make notes so you can consider them
later in detail.
The range of issues
might seem to be limitless. But as you develop a set of principles
for yourself, you'll probably find that many apparently new issues
are already covered by principles you've formed.
The
process of forming a personal morality isn't something that's
completed in an hour or two. You'll undoubtedly adopt some
conclusions that are rather tentative, to be superseded later by more
thoughtful and confident answers. If you continue to grow in your
knowledge and insight, you'll want to amend conclusions
accordingly.
Don't rush; the job may
take yearsbut it's worth it. And what could be more
stimulating than thinking about your own life?
MY RULES
To
stimulate your thinking further, here's a list of some of my most
important moral principles. As you look at them, ask yourself what
you think about themand why. Ask yourself what you'd expect to
be the consequences of acting by these rules and of not acting by
them.
As you'll see, most of these
rules are framed as negativesprohibitions upon actions that
might get in the way of my long-term goals. The more positive rules
will depend more upon your personal values and goals; they'll
be rules that attempt to keep you aimed in the direction most
attractive to you.
1. Never
expect anyone to act from your knowledge, perspec-
tive,
or objectives. Assume that his viewpoints will differ
in
some ways
from yours.
2. Never make an
important decision when your emotions
are
dominating your mind.
3. Never lie
or appear to be something other than what you
areunless
you're sure that your life or the life of someone
very
important to you is literally at stake.
4.
Never invest any resource (time, money, emotional
in-
volvement)
that you're not prepared to lose.
5.
Never take on a new responsibility, time commitment,
or
liability
without recognizing what must be given up to
accommodate
it.
6. Always leave some free time
in your schedule to take ad-
vantage
of new opportunities as they arise. If there are no
new
opportunities during the period, the free time can
always
be used for pure pleasure.
7. Never
use someone's property in any way that he doesn't
approve
ofunless your life or the life of someone
very
important
to you is literally at stake.
8.
Never focus your attention on anyone's weaknesses
his
temper, sloppiness, poor logic, dishonesty,
whatever.
Recognize
these shortcomings, take them into considera-
tion,
but don't waste your time complaining about them.
Instead,
pay attention to what your actions should be
in
order to deal with him.
9. Never
quibble over a price you didn't expect to pay. Pay it
and
move on to better things.
10. Never
form a partnership (an agreement in which
respon-
sibilities
or rewards will be shared) for any purpose.
11.
Never become directly involved in violence unless it
ap-
pears
to be the only alternative to prevent more serious
injury
to yourself or to someone very important to you.
12.
Never forsake your rules because of someone's actions
or
opinions.
These
are only a few of the rules I live by, of course. Others are
mentioned throughout the book. And there are others that I take so
much for granted that it wouldn't occur to me to mention
them.
Rule #12 is especially
important. Many philosophies encourage the idea that it's moral to
respond in kind to something someone doeswhether that be
lying, cheating, stealing, or violence.
I
believe that the consequences of an act will be pretty much the same,
no matter what provokes it. It would be to my disadvantage to
lieeven if I were lying to a liar.
If
I lied to someone and then justified my action by saying that the
person I lied to had already been dishonest toward me, my
relationship with friends might not be the same in the future. For
they could never be sure that a misunderstanding hadn't caused me to
believe I was justified in lying to them.1
The
same principle applies to stealing, violence or any other action
that's normally prohibited by your morality. If others choose to lie,
steal, make emotional decisions, or engage in violence, that doesn't
change the consequences to you of your own actions. Don't allow
others to run your life indirectly by letting their actions dictate
yours. Make your own decisions based upon the consequences to
you.
1.
An interesting question concerns whether one should lie to the
govern-
ment, and how that might
create consequences in other areas of one's
lifea
question I haven't fully settled to my own satisfaction.
YOUR LIFE
It's
also important to decide for yourself how much you believe you can
get from life. Obviously, you shouldn't adhere to a code that's based
upon goals you don't believe can be achieved. And you need to decide
how much effort each of your goals is worth.
Don't
allow the standards of others to influence you. Different people,
with different views of life, have different ideas about what is
possible. Let them choose for themselvesand you choose for
you.
If you determine for yourself
who you are, what will make you happy, and what code of conduct is
consistent with that, you'll be able to act more freely and with more
conviction. You won't be hindered by prohibitions that aren't
appropriate to youand you won't jump into potentially
dangerous situations just because others are doing so.
You're
not acting irresponsibly by choosing for yourself. Your actions will
produce consequences that you'll have to live with; you're accepting
that fact when you create a morality for yourself. What could be a
greater example of responsibility than an individual who chooses for
himself and is prepared to accept the consequences of his own
choices?
The irresponsible person
will refuse to take the credit or blame for his own actions. He'll
say that he did what he did because he was obeying a "moral
law," or because he didn't want to hurt someone's feelings, or
because society wouldn't let him do otherwise. He's disclaiming the
responsibility for his own acts.
A
free man has no one to blame. He has no boxes, no restrictions, no
enemies to take the responsibility for his actions.
But
because he's free, he can choose for himself to create a personal
morality that fits his view of reality and will help him live in the
way he wants to live.
If
a man does not keep pace with his companions,
perhaps it is
because he hears a different drummer.
Let him step to the music
which he hears,
however measured or far away.
HENRY
DAVID THOREAU
29
Is
Your Life
What You Want
It
to Be?
WHEN
YOU FIND an attractive long-term goal, it's easy to be induced to
take on obligations that seem necessary to attain it. Unfortunately,
however, years later the obligations may have turned into burdensand
the burdens can remain long after the goals have been reached or even
discarded.
For example, an
individual gets married because he's in love and wants to enjoy love,
affection, appreciation, and understanding for the rest of his life.
A year or two later, the love has evaporatedbut the structure
that was erected to achieve the goals still stands. The negative side
of marriage remains long after the positive goals have been
discarded.
In smaller ways, routines
in your life can continue long after they've ceased to be valuable.
It's easy to maintain pointless activities without reappraising their
relevance to your current goals.
So
it's important to periodically recheck your assumptions, reappraise
your activities, and reexamine your goals to see how much relevance
they still have to your happiness.
The
simplest way I know to do that is to make a list of the things you do
with each of the 168 hours in a typical week. Include every one of
your routine activities, including eating and sleeping. Then apply
labels to each of the activities to help you determine how much
you're getting out of those hours.
There
are four different sets of labels you can useeach of which
will help you appraise your life from a different perspective.
1. GOOD-BAD LABELS
This
set of labels will identify how much of your precious time is being
used in ways that add to your happiness, and how much is being
wasted.
Use the three labels good,
bad, and indifferent. Put the good label on
anything that makes you feel good. Put the bad label on the
things that cause you discomfort, the things you dread, the
activities that seem to be prices to be paid. And apply the
indifferent label to those things that seem to be
neutralwhatever provides neither pleasure nor discomfort
(brushing your teeth perhaps).
Don't
apply a label in accordance with what an activity ought to be.
For example, don't automatically label an activity good just
because it's supposed to be "entertainment." Maybe you play
poker with the boys because it's a habit. Or perhaps you go out to
dinner every Sunday only because you've done that for years. Or maybe
you play bridge with the Culbertsons on Wednesdays because you've
never thought of anything better to do.
Don't
consider something enjoyable just because you don't know what you'd
do instead. You won't find anything better until you first establish
that you're not satisfied with what you're doing now.
On
the other hand, the fact that you work forty hours every week doesn't
necessarily mean that it's unpleasant and must be labeled bad.
There may be parts of it that you enjoy and parts you don't. If
so, separate the general category "work" into specific
hours to be individually labeled.
The
indifferent label is mostly a catch-all for those things that
seem to defy either a good or bad label. There are many
activities that you wouldn't consider unpleasant, but which add no
enjoyment to your life (going to the mailbox, eating breakfast,
walking the dog, reading the newspaper, etc.).
As
you look at items labeled bad, ask yourself, "Why am I
continuing these activities?" If you answer, "Because
they're necessary," get tough with yourself and demand to know
why they can't be eliminated. If it's a box that you're maintaining,
find a price and pay your way out.
And
be impatient with the items labeled indifferent, too. Some of
them may indeed be necessary to stay alive, but a lot of them may be
just ways of passing time while waiting for something to happen.
Start daydreaming and exploring to find new activities that can make
more exciting use of your time.
It
isn't necessary that your life be full of bad and indifferent
activities. Take a close look at your present routine and
rearrange things so that a great deal of your time is spent more
enjoyably.
2. POSITIVE-NEGATIVE LABELS
Now
analyze the list of your weekly activities from a different
perspective, using a different pair of labels.
Label
each activity either positive (those things you choose to do
to increase your happiness) or negative (those things you do
in order to avoid unhappiness).
A
positive label would be attached to a Sunday afternoon in
which you have no commitments, and can choose among several ways to
enjoy yourself. A negative label should be applied to a Sunday
afternoon you must spend with your relativesif your motive is
only to avoid recriminations and family turmoil.
After
you've applied labels to your entire week, you should have a pretty
good idea how much of your life is yours to enjoy as you desire. If
it isn't much, start dismantling the boxes that tie up so much of
your time.
3. ACTIVE-PASSIVE LABELS
This
approach is similar to the last one. It will help you to see if
you're making things happen in your lifeor if you're just
going along with what others want.
Label
each activity active or passive. The active label
applies to anything you have initiated, the things you do
because you have decided they should be done. The passive
label should be attached to those activities you do because
someone else wants you to do them.
Do
you simply react as other people initiate things? Do you find
yourself hoping that others will suggest the things you'd like to see
happen? If so, why don't you act? Why don't you initiate
new, more enjoyable, more sensible activities? After all, others may
never initiate the things you want to happen.
No
one knows better than you what will make you happy. If you don't ask
for what you want, you'll probably never get it. And if the asking or
initiating is certain to meet with rejection or problems among your
current relationships, then ask elsewhere.
As
you apply these labels to your weekly activities, designate passive
those things you do only to preserve a relationship (even if it's
a relationship you value)such things as conversations that
bore you, favors, etc. As you look at the labels, you can see how
much of your time is necessary to preserve the relationshipand
that should tell you if the situation is as compatible as you thought
it was.
Look for relationships that
don't require that you tolerate unpleasant things in order to
maintain them. With the right people, you should be spending most (if
not all) of your time doing things that please you, that make sense
to youthe things you want to do. Compromises seem necessary
only because of inappropriate situations. If you're involved with the
right people, the word "sacrifice" shouldn't even be in
your vocabulary.
4. PRODUCTION-ENJOYMENT LABELS
Now
analyze the list from one more perspectiveto determine why
you've taken on these activities and to see if they still serve
any valid functions.
As you look at
each activity, choose from five labels. The first is enjoymentthat
which brings you happiness right now (golf, sex, reading, TV, travel,
etc.).
The second label is past
mistakesanything you must do to pay for some costly thing
you did in the past (alimony payments, child support, installment
payments on something no longer useful, effort expended to undo a bad
deed, etc.).
The last three labels
designate activities that are supposed to provide happiness at some
time in the future. They're assumed to be productive. The
pay-off may be expected soonor it may be a long-term
projector it may be something you now realize will never come
to fruition.
The first of these
three labels is productiveshort-term, which
applies to anything you expect will produce happiness in the near
future. It can include any part of your working time that yields
money you can spend enjoyably right away. It can also apply to the
time spent planning and preparing for a forthcoming activity that
will give you pleasuresuch as arranging a party, building a
boat, or planting a garden.
Productivelong-term
labels should be attached to projects that you hope will produce
happiness in the distant future. For example, you might be going to
school to acquire a skill that will increase your income two or three
years from now. It can also apply to the hours spent earning the
mortgage payment that will give you a paid-for home many years from
now (if having a paid-for home is important to you).
And
as you appraise your weekly routine, you may discover activities that
offer no hope of gain. They are the things you might have once
undertaken with a definite goal in mind that has since become
irrelevant. Label those productivenever, and
smile as you realize that you've just found a few hours each week
that will soon be free to be used for something new and more
rewarding.
That can include a
language you've been studying because of a job you've since
changedor a business that's been losing money and will
continue to do soor time expended for a community cause whose
failure is obviousor a marriage you'd hoped would someday
bring you love, but hasn't.
Some
activities can bear more than one label. Your job might be productive
of income to be spent, but it might also include the enjoyment of
various projects and discoveriesnot to mention the more
obvious things like entertaining clients at expensive restaurants,
coffee breaks with a cute secretary, or Rotary Club meetings if you
enjoy them. So break your work week into individual hoursand
apply the labels to each activity in your work.
The
five labels identify those parts of your life that deal with the past
(past mistakes), the present (enjoyment), and the
future (the three productive labels).
You
can't evade paying off the mistakes of the past, but you can look for
ways to reduce the costs. And you can find ways to accelerate the
payment so that you'll be free of them sooner.
Neither
can you disregard the future. It's important that you don't do things
today that must be paid for with regret tomorrow. But at the same
time, it's very easy to get into the habit of doing things that add
nothing to your future but which are vaguely justified as being
necessary for the future.
When I
review my activities with this technique, I immediately eliminate the
productivenever items from my life. I spend the
most time appraising the productiveshort-term and
long-term activities.
I'm
very skeptical about long-term projects. In an uncertain, changing
world, it's too easy for them to become irrelevant by the time
they're completed. I try to keep goals telescoped into the short term
where they can be appraised realistically and discarded when they
don't add to my happiness.
I've
found that the most fruitful long-term projects have evolved out of
short-term projects. The short-term projects have definite pay-offs
at various points along the way; I never have to wonder for very long
if I'm doing the right thing. If they then lead naturally into larger
long-term pay-offs, so much the better. But I never have to undergo a
long period of stoic self-denial based upon the hope of a brighter
future many years away.
I also take
a second look at each activity I've labeled enjoymentto be
sure I really enjoy those things. If I'm not very sure, I start
looking for better things with which to replace them.
This
technique should raise important questions for you as you appraise
the motivations behind each of your activities. The goal is
happinessbut it's easy to be side-tracked into worthless
activities by vague promises of better days to come. Every day should
include genuine enjoyment.
The many
stories of single-minded success-seekers who patiently climbed to the
top make good reading, but they can overlook a lot of relevant
details. Often, the prize is attained when the winner is too old to
enjoy it fully. In reality, I think that success is more often
achieved by individuals who found ways of enjoying themselves while
in the process of getting where they wanted to go.
LABELS
If
you use these four techniques, you might wind up with a page full of
labels. It may seem very mechanical, but it will help to demonstrate
how much of your life can be wasted in purposeless activity. If you
wonder why you aren't free, a few hours spent with these techniques
may provide the answer.
Each of the
four techniques can be utilized within subdivisions of your life,
such as your work. By reviewing each hour of your typical work week,
you can determine how much of your time is spent in ways of your
choosing, how much is actually contributing to your income, how much
you enjoy your work, and how much you're controlling your own career
future.
If you manage your own
working time, the labels can inspire you to make changes that will
increase the productivity and enjoyment in your work. If you don't
manage your working time, the labels can tell you whether or not your
work is valuable to you. If your job is one in which you're just
there for forty hours each week to do whatever you're told, don't
waste too much time with these techniquesuse the time to look
for another job.
I've never been
much for taking notes and writing things down. So I can understand if
you think that making a list of your activities is too much work. If
that's the case, you can still use the technique by mentally labeling
each thing as you do it. After a day or two, it might become habitual
to identify each activity and evaluate it.
I'd
still like to urge you to write out the list, however. Only in that
way can you see at a glance your total situation and make a realistic
appraisal of your activities.
The
use of these techniques can dramatically increase your self-control,
self-confidence, and happiness. They will provide an answer to the
important question: How many hours a week are you happy?
It's
very easy to pay more attention to the lives of others, to complain
about the state of the world and the mistakes of others, and to
ignore one's own self-defeating habits. Without realizing it, you can
spend most of your time doing things that contribute nothing to your
happinessand which actually perpetuate the conditions that
make you unfree and unhappy.
Don't
be too anxious to justify your activities as being necessary to
long-term goals. The future has an annoying habit of forgetting its
appointmentsor arriving too late for them.
I've
always found it hard to understand why so many people live so much
for the futureespecially when the present is such a lovely
place.
SIMPLICITY
The
primary value of these techniques is to simplify your life, to
help you get rid of the vague, complicated activities that contribute
nothing positive.
Arrange your life
so that you don't have to spend every waking hour carrying out
obligations, holding things together, trying not to rock the
boat.
Make sure that every week has
a specified time that's totally unplanned. Reserve that time so that
you can decidewhen it arriveshow you'll use it. Don't
use it to catch up on unfinished business; use it to enjoy yourself,
to do what you want most to do at that moment.
When
you've accomplished that, arrange things so that every day has
such a period of unplanned time. Make your life meaningful and tasty
by enjoying happiness every day.
You'll
have to make some long-term plans, of course. But periodically
reappraise your routine to be sure those plans are still leading you
toward rewarding goals.
I've been
told so many times that freedom is just a fantasy, that you can't
live that way in the real world, that there are too many daily
commitments that have to be met, that in real life things are much
too complicated to be able to do what you want and to enjoy
yourself.
But who made your life
complicated?
You did, of course. It
wasn't society, the economic system, the people you consider to be
nuisances, your parents, or anyone else.
Every
complication in your life today is the result of something you've
allowed to happen. You initiated it, or you consented to it, or
you've allowed it to continue.
You
are where you are today because you've chosen to be there.
And
you can choose not to be there.
You'll
have to pay for past mistakes, but no mistake warrants a life
sentence. You can telescope those payments into the short term and
get rid of them quickly.
You can get
rid of bad relationships, meaningless obligations, negative
commitments. You can do anything you want. You're freeif only
you'll realize it.
Only you can
choose to make things better for yourself. You can decide to stop
"going along" with things that are handed to you. You can
decide to live your life as the free person you are.
Don't
tell me that it can't be done. There are too many people who've
already done it.
No matter where you
are now, you can unravel all the knots that you've woven into your
life.
You can decide to be free. No
one else has to be convincedit requires only your decision and
action.
NOW
IT'S TIME to put many ideas together to create a practical plan with
which you can transform your life from what it is to what you want it
to be.
To do this in my own life,
I've used a technique I call Starting From Zero. Its purpose
is to clear your mind of the boxes, complications, and obligations
that may be getting in the way of what you want to do.
The
technique utilizes many of the ideas we've discussed already; it's a
way of tying together everything we've seen. It has many usesbut
its greatest value can be the creation of a new, freer life. It
focuses attention on what you want and keeps you aimed toward
it.
Even with the labeling
techniques we saw in the last chapter, it's too easy to rationalize
every part of your present existence as being necessaryif you
use it as the starting point. So it's important to clear your
mind of all present commitments; only then can you get a clear view
of what you really need to be happy.
The
starting-from-zero technique uses the life you dream of as the
standard and compares everything with it, eliminating anything in
your present routine that isn't part of the dream life. It provides
the simplest way to determine which parts of your present life aren't
what you really wantand to be able to visualize a way of
getting to where you want to be.
There
are seven steps in the technique:
1.
Mentally step outside your present way of life. Start from
zero by imagining yourself outside of your present routine. Expand
upon the daydreams you've had beforeimagine now that you're no
longer entangled in any of your present responsibilities,
obligations, or relationships. Envision yourself totally on your
ownwith none of your present possessions, family, career,
social commitments, debts, or contracts.
In
other words, you're completely freestarting from zero with a
clean slate, a fresh start to go in any direction that you choose.
Don't concern yourself now with the restrictions that presently exist
in your life; don't even try to decide how you'll remove them. Just
imagine that there's no one to restrict you or make any claims upon
you.
2. What would you do? Ask
yourself what you'd do with this totally free situation.
Where
would you go? What would you like to do for a living? What have you
always wanted to do that's been prevented by your old way of life?
Whom would you like to see? What would you do with your time?
In
this new life, would you be single? Would you want to live with the
person you've always desired? Would you want a particular kind of
home? What kind of work would you like to pursue? What material
things would give you pleasure?
Only
one restriction should be imposed upon your dreams: You can't make
someone else be what you want him to be. It serves no purpose to
imagine that your spouse has suddenly changed as you've wanted him
to, or that your boss has finally given you that raise. Nor does it
serve any purpose to dream that you're married to Sophia
Loren.
However, you can dream that
you're free to pursue Sophia Loren, and to apply your best
efforts to the task of winning her love. In the same way, you can
imagine that you're free to pursue any career you desirebut
not to imagine that others will miraculously throw money at you in
contradiction with their own natures.
But
there are no other restrictions to prevent you from trying anything
you want. So include in your fantasy anything you think you'd truly
enjoy. Include parts of your present lifeif they're sources of
genuine pleasure to you. But don't include something simply because
it seems necessary or irremovable.
Don't
restrain your fantasies. Picture yourself actually doing the things
involved. Act them out in your mind. See if they're really what you
want for yourself.
After you've done
this for a few days, your dream will begin to have more substance.
You'll have a good idea what kind of work you'd like to try, where
you'd like to go, whom you'd like to be with, what would give you
real pleasure. As you continue thinking about it, however, you might
alter parts of the dream as other tasty ideas occur to you.
Do
this for a couple of weekslonger, if necessary. Continue
building the dream until you no longer think of ways to improve upon
it. Until then, retreat to your dream world every chance you get.
Think about it, indulge it, live it mentally, change it, refine it,
develop it. Get into the details of it so that you can see more
clearly what you'd most enjoy.
After
a while, the various fantasies should begin to settle into one basic
dream. At that point, it would be very helpful to make a list of the
elements in the ideal life you've pictured. Write down everything
that occurs to you about itthe material things you want, the
occupation, the new relationships, where you want to live, etc. It
may take a couple of days to recall everything you've thought of that
you want to be a part of your new life.
By
writing down the elements of the dream, you can focus upon them more
clearlyand make better use of the next step.
3.
What is your present life like? Now take a close look at your
present routine. What activities engage you now? What is your work?
How do you spend your time? Whom are you required to associate with?
Where does your money go? List the activities in your present lifeif
you haven't already compiled a list for the techniques mentioned in
the last chapter.
4. Cross off
everything in your present life that doesn't appear in your dream
life. If there's something in your present life that isn't part
of the life you want for yourself, there's no reason to perpetuate
it. All you need to find is a way out of itand we're coming to
that.
You might find that you'll
cross off everything from your present lifethat you're not
doing anything now that conforms with your dream of an ideal life. If
so, don't be discouraged by that discovery. Everything you cross off
from your present life can be replaced with something new, something
better, something more productive of happiness.
FINANCING THE NEW LIFE
The
next part deals with the means of financing your new life.
5.
What do you need to make your dream life possible? Estimate
the requirements and costs of your imagined new life. How much time
would be necessary to ready yourself for the profession you have in
mind? How much money would you need to go where you want to be? How
much time is required for the activities you crave? What other
resources are necessary for the kind of existence you're dreaming
of?
For the moment, don't worry
about what you already have or how you'll get what you need; just
determine the costs required. How much money would you need? How much
time? Your knowledge will go with you anywherebut you need to
estimate the cost of adding any extra knowledge you might need to
achieve your ends.
6. What are
your present assets and liabilities? Set aside your dream world
long enough to make an inventory of your present financial
situation.
What are your present
assets? How much money can you freely spend as you choose? What is
the worth of your present properly (home, land, furniture, savings,
car, appliances, investments)?
Now
list your present liabilities. How much money do you owe? What other
monetary obligations have you incurredfamily support, leases,
business liabilities, charitable pledges? Make your list complete;
you need to know exactly where you stand. Don't overlook any
liabilitiesyou can't eliminate them until you recognize
them.
If your assets are greater
than your liabilities, the difference is your usable net
worthwhat you have available to meet the requirements of
your new life.
If your net worth is
very smallor even if your liabilities are greater than your
assetsdon't let that stop you. Don't decide that you can't
make any changes until you're out of debt. The situation isn't likely
to get any better as long as you continue your present way of
life.
Losing businesses have been
perpetuated for years in hopes that a few more sales would make them
profitable. And in the same way, many hopeless routines are continued
in the vain hope that things will be better tomorrow. Things will get
better only when you make the changes that are necessary to make them
better.
It's your present way of
life that's piled debts and obligations on your shoulders. If you
continue it, your debts will more likely increase. It's important to
get to zeroto a free positionas soon as possible so
that you can have a clean start to move in the direction you want to
go. When you escape from your boxes, you'll have the opportunity to
increase your net worthif that's what you want.
In
addition to monetary responsibilities, inventory your other
commitments. Are you obligated to future social responsibilities? Are
you married? Do you have children? What other commitments do you
have?
Any burdensome commitments can
be eliminated by paying some price; you can clear them with an
expenditure of time or money. Add the monetary prices of eliminating
unwanted commitments to your financial liabilities so that you can
pay them off and be done with them.
And
now we come to the best part:
7.
Make changes. Eliminate present assets that aren't on your
dream list. Turn into cash all the material possessions that aren't
necessary to your dream life. Eliminate all the activities that
consume time without contributing to the existence you really
want.
Use the cash proceeds to pay
off your liabilities. Try to eliminate every commitment in that way.
If you wind up with nothing but a free life, you'll be way ahead.
With a free life, you can acquire what you want much more easily,
with no debts or obligations to eat up the money as you make
it.
If you have cash left over after
paying off the liabilities, use it to finance those parts of the
dream world that require money. And use the time you save to indulge
yourself in the dream activities you've previously denied
yourself.
You should be able to
create a workable plan on paper. You'll be able to see what can be
eliminated, and how the proceeds in time and money can be used to pay
off liabilities and buy the things you want.
But
sometimes these matters are so complicated that it seems impossible
to work them out on paper. If that's the case, the best alternative
is to actually liquidate your present holdings. Sell
everythingterminate all relationships, contracts, plans,
programs. Sell all your propertywhether or not any part
of it is on your dream listand pay off all your debts as far
as the money will go.
That's a
drastic stepand I don't advise it unless you absolutely can't
work out a transition on paper. But if that's what's necessary, do
it. When you've done it, you'll be free to move in any direction you
want.
Don't be afraid to give up
anything that's part of a basically unfree life. Anything you cherish
can probably be reacquired later without any of the problems involved
now. The important thing is to be freeand that may require a
clean sweep.
TEMPORARY MEASURES
Part
of your dream life may involve a period of time necessary to
establish a new career or relationship, and it may be that you have
nothing in reserve to finance such a period. If so, you might need to
take an intermediate job or find an intermediate relationship to tide
you over.
Be careful, however. Too
often, "temporary" expedients turn into permanent ruts.
Some of your present life may have been undertaken originally as a
short-term means to an end that never materialized.
You
might decide that your present job is suitable for your new life. Or
there might be relationships you want to keep. If so, examine those
things cautiously. They're part of your present situationand
they may be contributing to the rut from which you're trying to free
yourself.
If you keep your present
job to tide you over, use a miniature starting-from-zero technique to
determine the absolute minimum you must contribute to it in order to
be worth what you receive from it. Do what is necessary for you to be
worth your income, but eliminate all other activities from your
working routinesuch as socializing, long-term investments in a
distant promotion or increased skill, extra hours worked without pay,
etc. Earn what you're paid but do nothing beyond that.
In
the same way, apply the starting-from-zero technique to any
relationships you intend to keep. Don't start by considering what you
do now to preserve such relationships. Instead, start from zero by
determining what you truly need and want from the relationship, then
determine what's necessary to make that possible, and eliminate from
your present activities anything that exceeds that. You don't have to
call friends daily or weekly to keep their friendship, nor do you
have to visit your parents weekly to retain them as your parents.
BE HONEST
While
you're in the process of thinking out these matters, someone may
confront you with a question that seems to require a decision by
you.
For example, while you're
considering your career plans, your employer might want to discuss a
new position for you or a relocation to another city. Or while you're
thinking about your marriage, your spouse might ask a question that
indirectly concerns the future of your marriage (such as whether you
want to buy the new home you've discussed).
Don't
allow such questions to pressure you into making a premature
long-term decision. You don't have to sever the relationship on the
spot; neither do you have to accept the new commitment, resign
yourself to staying, and then pretend you had no thought of
leaving.
The safest way to handle
such a question is by being totally honest. And what is your
honest position? It's probably that you don't know the answerthat
you're in the process of re-examining your entire life, and that
you're not sure yet what answers you'll find.
The
person involved might be shocked to learn that you're even
considering rocking the boat. He may accuse you of being selfish,
thoughtless, disloyal, or irresponsible for suggesting that you might
put your own life ahead of your relationships with other
people.
But you know that you aren't
going to be "irresponsible." You're facing your obligations
and commitmentsand you're considering what might be done to
improve upon them.
As to your
selfishness, of course you're going to put your own life
firstas anyone with any sense would doas each person is
doing, each in his own way. And it's up to you to determine your
wayregardless of structures, institutions, social
pressures, moral codes, or relationships.
It's
easy to be thrown off balance by a question for which you have no
immediate answer. "What are the poor children going to do?"
"Won't this break your sick mother's heart?" "How are
you going to satisfy your financial commitments?"
etc.
Don't give up your dreams just
because you can't answer every question yet. The only honest answer
is that you're considering such matters now and you haven't resolved
them yet. If you're not allowed to consider such things for yourself,
you must be a slave.
If the person
involved is reasonable and willing to discuss the matter with you, so
much the better. His attitude may be helpful in discovering the price
you might have to pay to eliminate a commitment to him.
It's
also possible that someone will react negatively at first, but then
become more agreeable when he's had time to think of the possible
benefits to himself.
No matter what
the reaction, I think the safest approach is to be honest in telling
exactly where you standeven if you stand at that moment in a
state of indecision.
THE BIG DECISION
Throughout
this book, we've considered many possibilities and alternatives that
can enable you to live a freer life. Now we've finally come to the
important question: What do you do about it?
The
only sensible answer is to eliminate from your life whatever isn't
suited to you, acquire the freedom you've craved, and start living
your life as you want to live it.
The
starting-from-zero technique is an essential means of getting from
here to there. If you use your present life as the starting point,
you have very little chance of getting what you wantyou can
find too many justifications for hanging on to each part of your
present routine.
You have to go back
to zero and start there, asking yourself what you'd do if you
weren't involved as you are now. Only in that way can you see a
clear, realistic picture of the life that would make you happy. Then
you can determine the relevance of each of your present
activities.
Once you know what is
necessary to live the kind of life you want, bold action is required.
Take your time thinking about these matters, but don't be slow
in acting on themonce you've thought things
out.
There may be other ways to be
free, but I've never come across any that work. I've seen friends use
various kinds of "gradualism" in their approaches, but
years later they were still in the same boxes.
Freedom
requires bold action. You may make mistakes in the processand
you may lose some of what you havebut anything you lose can be
reacquired once you're free.
You
don't have to remain in boxes. It's your choice. You can be
free.
The
worst thing one can do is not to try, to be
aware of what one
wants and not give in to it, to
spend years in silent hurt
wondering if something
could have materializedand never
knowing.
DAVID S. VISCOTT
There is a tide in the
affairs of men,
Which, taken at the flood, leads on to
fortune;
Omitted, all the voyage of their life
Is bound in
shallows and in miseries.
SHAKESPEARE
THE
STARTING FROM ZERO TECHNIQUE can be used on a smaller scale to
straighten out problems in any specific area of your life.
I've
mentioned before the way I changed a business from an
employee-employer structure to the use of independent contractors.
The employees and myself all benefited from the tax advantages, the
free time provided, and the lesser amount of supervision
required.
This plan came about as a
result of using the starting-from-zero technique. The business was
operating at a loss and seemed hopeless. Every time I tried to cut
costs, I got nowhereevery expense seemed to be a
necessity.
Finally, I cleared my
mind of all preconceived notions and current arrangements. I took as
the only given premise the amount of money the company received each
month. Then I imagined what it would be like if we had to do nothing
to receive that money.
Naturally, we
couldn't continue receiving the income without providing something
for it. So I listed the functions that would be absolutely necessary
in order to maintain the incomewithout considering the
existing expenses.
I didn't list
employees or facilities necessaryonly functions. If I thought
of a function and then decided the income could continue without it,
I didn't add it to the list. When the list was completed, I could see
that there were many functions I'd been taking for granted that
didn't show up on the list.
Instead
of assigning the necessary functions to employees, I asked for bids
from the marketplaceinviting employees and outside businesses
to submit prices for performing the necessary functions. The
resulting costs were far less than the previous expenses.
The
employees who continued to work with me became independent
contractors. They performed specific servicesin their own ways
and at their own speedsfor which they were paid a specific fee
for each service. Rules were set only for the quality of the service
and the delivery deadlines.
The new
system changed the business into a profitable venture and made the
work more profitable and enjoyable for every individual concerned.
But I wouldn't have come to the system without using the
starting-from-zero technique to eliminate all my preconceived notions
regarding the expenses that were necessary.
The
same technique can be used in any area of your life that requires
changing but which seems too complicated to straighten out. Begin by
imagining what it is you wantand then determine the minimum
necessary to get it. Then compare that with what you're already doing
and eliminate everything currently done that isn't part of the new
system.
LIQUIDATION PROCEDURES
I've
suggested that all relationships (marriage, business, friendships)
will be more valuable if arranged so the individual sovereignty of
each participant is maintained and respected. Each piece of property
should be owned by one person who's responsible for it and has total
control over it. Each decision should be the province of only one
person.
Unfortunately, marriages and
businesses are normally arranged with communal ownership as the rule,
so it may seem that my suggestion has come too late. But there are
ways of unraveling any financial entanglements.
Here
are three methods that can be usedeither to convert an
existing relationship to individual ownership, or to liquidate a
relationship in which property is owned by more than one
person.
The first method is the
simplest. Sell everything that's jointly owned and split the cash
proceeds according to the division of ownership. If the property was
owned 50-50, split the cash 50-50. If several people have varying
percentages of ownership, split the cash accordingly.
The
drawback to this method is the reluctance to sell things you might
want to keep. You'd have to sell them at wholesale and then use your
share of the proceeds to buy back what you want at retail.
So
let's move onto the second method. This one will work only when there
are two participants and the ownership is divided 50-50. The object
is to find a way to divide the property in such a way that neither
party feels he's received the least valuable part of the
split.
To avoid that, use an old
trick. One person divides the property into what he considers to be
two equal shares. Then the other person chooses which of the two
parts he wants.
The second person
can't complain that the split was unequal, for he had the privilege
of choosing the best share. And the first person can't complain, for
he was able to decide how the property would be split.
A
variation of this method has been written into many business
partnership contracts. The contract specifies that either partner can
offer to buy out the other at any timespecifying the price
he's willing to pay. The other partner must either accept the offer
or buy out the first partner at the same price. In other words, one
partner determines the price; the other then chooses whether he'll
buy or sell at that price. Neither can complain that the price was
unfair.
As you know, I don't think
much of partnerships; there are much better ways of handling business
arrangements. But if you ever decide you must form a
partnership, I urge you to include that provision in the contractno
matter how sure you are that there'll never be any problems with your
partner.
A BETTER WAY
There's
a third method for dividing property that's the best way I know of.
It was devised by a man named Wilmot Hunter. It will work no matter
how many people are involvedand no matter what the divisions
of ownership maybe. It can be used in marriages, businesses, or any
other type of relationship.
Let's
use a marriage as an example. Suppose you and your spouse decide to
convert your joint holdings to individual ownership. You may not be
planning a divorce; it may be only that you agree with the principles
of individual sovereignty expressed in Chapter 19 and want to
implement them.
At first glance, it
might seem to be a horrendous task. How are you going to divide
equally such diverse items as the coffee table, the record
collection, and the gardening tools? But it really isn't difficult at
all.
The answer is to hold an
auctionan auction at which the two of you will bid against
each other for the property that's been jointly owned.
First,
eliminate from the auction any property or money that's already
individually owned by either of you. You can also eliminate any
personal items such as clothes, cosmetics, etc.if both of you
agree to it. Then split whatever money you have in joint savings or
checking accounts.
Now place each
item of jointly owned property on the auction blockone at a
time. Each of you can bid as much money for each item as you think
it's worth to you. The highest bidder for each item gets itand
he then owes that amount of money to the proceeds.
When
all the items have been auctioned, each thing will be owned by one
person or the other. Total the winning bids to determine the proceeds
of the auction and split that amount between the two of youeach
of whom will use his share to pay off his winning bids.
If
your winning bids exceed your share of the proceeds, you'll need to
use your share of the cash that was split before the auction. You'll
have to keep track of your bids and the proceeds as you go alongto
be sure you're not bidding more than you can afford.
If
there are so many small items that it would seem to take forever to
auction them individually, you can group them to be auctioned as
sets. That should only be done if both parties consent to it,
however; if there's any disagreement over the handling of any item,
it should go on the auction block by itself.
No
one will get an item too cheaply just because it's of more value to
him than the other person. There's always a market pricea
price at which you can bid for the item, knowing you can sell it for
more than that elsewhere. So no one is likely to obtain anything for
less than what the other person considers to be a "fair"
price.
If you aren't overly fond of
some of your present property, you can invite others to attend the
auction and bid. That should increase the proceeds, resulting in more
cash for yourselves. It should be done only if both of you agree,
however.
In a marriage, the normal
division of proceeds is 50-50. But this plan can be used no matter
how many people are involvedand no matter what the shares of
ownership may be.
Suppose there are
four partners liquidating a business. Let's say they have
different-sized shares in the business40,30,20, and 10 percent
respectively. They could argue forever over the way the property
should be divided fairly.
Using the
auction method, they can eliminate all the bitterness. After the
auction, the proceeds are split according to the percentages of the
business each one owns.
In any kind
of arrangement, no one can complain afterward that he was cheated by
the auction. If anyone thinks that someone else is getting an item
too cheaply, all he has to do is to bid more for it.
No
one will be limited to bidding only his anticipated proceeds. Anyone
can bid to obtain more than his share of the propertyas long
as he has the cash, or can borrow it, to cover his
purchases.
This is a simple, clean
way of untangling complicated affairs. There's no bitter aftermath;
everyone can part friends without the recriminations and accusations
that usually accompany property settlements.
A FRESH START
The
techniques for getting out of boxes are by no means limited to those
I've suggested in this book. More than anything else, my purpose has
been to demonstrate that there's always a way out. Never feel
that your life is frozen in its present routine and that it's
hopeless to want anything better.
No
matter how complicated your life has become, there's a way to unravel
it. No matter how many boxes you may be in, there's always a way to
pay a price and get out. No matter how alienated you may feel in your
environment, there's always a way to find more compatible
people.
You have only one life. If
you resign yourself to living it in a hopeless situation, you're
creating for yourself the greatest possible tragedy.
If
that's what you do, it will be you who have caused it. What
others want and demand is only their concern. What you choose
to do will be your responsibility.
You
have so much control in your hands. Why use it foolishly? Why not
exercise the power you hold? Why not use it to make your life what
you want it to be?
Why not get out
of the boxes, the complications, the entanglements, the
obligations?
Why not be free?
For
of all sad words of tongue or pen,
The saddest are these: "It
might have been!"
JOHN GREENLEAF WHITTIER
THE
SEVENTH STEP of the starting-from-zero technique is to make changes
to bring about the life you desire. At that point, however, the
changes may seem too difficult to carry out. You might be expecting
strong opposition from the other people involved, and you may wonder
how you'll ever get through the problems you face.
It
will probably seem less difficult if you first think through the
entire situation you face. If you do, you may find that there's
nothing involved that you can't handle.
Let's
go through it together. As you read this chapter, I'd like you to
keep in mind the most important change you believe you should make.
It may have to do with your job, your marriage, an important
relationship. Whatever it is, everything I'm about to say will be
directed at that change.
PRICES
There
will be a price to pay, of course; any major change is bound to
include one. The price may be in emotional upheaval, the admission of
a mistake, the paying of a debt you haven't wanted to acknowledge,
the loss of money or property you've thought was yours.
Whatever
the price, identify it now. What will you have to go through to get
where you want to be? The nice part of it is that there is a
price you can pay to be free of the situation once and for all. It
may be a fantastic price or a tiny onebut there is a
price.
To find out what it is,
determine who's involved. Who will you have to deal with? What will
those people want? What have you told them they can expect? Maybe you
know those people well enough to be able to estimate already what you
must pay.
As you think about the
price, it's important to decide how much you're willing to pay
to be rid of the box. There's a point beyond which it would no longer
be worth it to you to make the change. Decide now what that point
is.
If it's a business arrangement,
would you be willing to give up everything you've created to start
over againtaking only your talent and knowledge with you? To
be able to use them freely may be worth more in the long run than
anything you might have to leave behind.
If
it's a marriage, would you be willing to give up all the property,
custody of the children, everything you ownif you have to?
Determine now at what point it's not worth it to you to
change.
Whatever you do, don't evade
the price. Face up to everything that's involved. To ignore the price
will only make it that much more difficult to handle when the time
comes.
As you think about this,
recognize any commitments you've made. Don't try to avoid
responsibilities you've accepted. Each of them represents a price to
be paid, and only when you've paid those prices can you be
free.
Negotiate them if you can;
maybe they can be minimized. But don't expect to avoid them entirely;
if you do, you'll probably end up paying a higher price than you
needed to.
If you've agreed to
perform a certain job, talk to the person with whom you made the
agreement. Maybe it's no longer important to him that you go through
with it. But if he's counting on your work, deliver.
You
might be able to subcontract the work to someone elseso that
your time will be free. Even if the subcontracting would cost you
more than you'll receive from the job, it might still be profitable
to do it. The extra money you pay out of your pocket might be a small
price to pay for your freedom.
In
fact, you might be able to make more money doing something else with
that time. If so, you're better off taking a loss on the original job
by subcontracting it. Never be afraid to take a loss on a specific
transaction; it will often help you to make more else-where.
The
same principles apply to any other commitments you've made. Recognize
them as prices to be paid in time or money for past mistakes. Often,
however, you can negotiate a way of paying the price that is less
expensive to you and just as satisfactory to the other person. Try to
be imaginative in thinking of other alternatives that might work
better for everyone concerned.
DON'T BE SIDETRACKED
If
you're dealing with someone who wants to "punish" you or
make you pay dearly for your selfishness, don't let it throw you.
Understand that an emotionally distraught person might try every
trick he can think of to make you feel guiltymoral
recriminations, sympathy-seeking, "we need you"
statements.
Don't get sidetracked
trying to justify yourself or to prove someone else wrong. If he
wants to teach you a lesson to satisfy his pride, let him.
Don't
get caught in the "Who's right?" game. Each of you in the
situation has made at least one mistake or you wouldn't be involved
now. Maybe you think his mistakes were "worse" than yours.
So what? Is proving that more important than your freedom?
No
matter who's "at fault," recognize that you have mistakes
of your own you'll have to pay for. Concern yourself with those
prices; the other person will have to pay for his own mistakes in
some other way. Don't make that your business; it will only tie you
up further.
Be concerned with your
commitments and try to satisfy them as soon as possible,
The
only commitments that can't be taken seriously are lifetime promises.
It's unrealistic to promise lifelong love, devotion, loyalty, or
presence. I'd be willing to break such promises. I wouldn't expect to
get out without paying a pricemy reputation would suffer, for
one thing. But there's no reason to give up the one indispensable
element to your happiness (your life) in order to honor a commitment.
Obviously, the experience should demonstrate the importance of never
again making such promises.
When the
price is determined, try to pay it in as short a period as possible.
The sooner you've satisfied the obligations, the sooner you'll be
totally free.
If it's merely a
confrontation you must go through, get it over with as soon as
possible. If it involves money or time, arrange to pay the price in
full as soon as you can.
PICTURE IT
Once
you know what the price will be, picture yourself paying that
price. Imagine yourself actually doing the things you'll have to
do to finish this business. If it's painful, then do it again. Keep
picturing yourself paying the pricethe whole scene, every bit
of dialogueover and over again until it's no longer painful
and terrifying.
Recognize everything
that might go wrong and imagine yourself dealing with it. What will
you say? How will you handle it? How will you respond if someone
becomes hysterical?
If you do this,
it won't be nearly so difficult to handle when you do it in reality.
Your emotions will be calmer, you'll think more clearly, you'll be
prepared for surprises and less likely to be thrown off
balance.
It would be foolish to
think you can handle in reality what is too painful and terrifying to
imagine. So don't be mentally lazy and hope that everything will go
well. Don't take the attitude that "things will work out"
or "I can handle whatever develops." Positive thinking
won't get you through this; only realistic preparation will.
CHILDREN
One
of the prices may involve children. If you have children now, ask
yourself if they were in the dream world you imagined when starting
from zero. If not, you aren't likely to help them or yourself by
taking them with you into your new life.
Children
belong where they're really wanted, not where they're a burden. You
don't do anyone a favor when you give up your happiness for him; that
can lead too easily to a load of guilt for the beneficiary. You can't
hide your sacrifice forever, and it can have very bad consequences
when it's discovered.
Let the child
be raised by someone who wants him dearly and who can give him
genuine love and affection. Such things are vital to a child and they
can't be faked.
If you choose to
give up your childreneither to your spouse or for
adoptionyou'll probably be condemned by some of the people
around you now. But in your new life, those people may no longer be
around you.
That won't eliminate all
the prices, however. You may be required to support the child
financially. Recognize that and determine how you can pay it with a
minimum of discomfort to yourself.
Also,
the price may be in disapproval from new friends when they
learn what you've done. Recognize that now, too. How will that affect
you? Imagine the disapproval and determine how you'll handle
it.
Another form of the price may be
a meeting with your child someday in the future. He may resent what
you've done; be sure you can handle that when it happens. Are you
really sure you're doing the right thing? Can you explain
it?
Recognize all these
possibilities now; don't ignore them and think you can handle
them later. You have to know what you're doingand whyand
what the consequences will be. You can't be free by acting on a whim
or on someone's advice; you have to be sure you know what you're
doing.
I'm not presenting these
challenges to talk you out of making big changes. Obviously, I
believe that bold action is necessary to get out of a gray existence
and into a sunny one. But it's essential that you know what's coming
before you act.
You have
to be convinced that you're acting in the best way. And that means
you must realistically face up to every negative factor, every price
you can think ofbefore you act.
When
you've done that, you can act boldly, with confidence and conviction.
Once you know what you're doing, nothing should be allowed to
stand in your way. You can then face the censure that might come from
those who'd prefer that you stay put and shut up.
WITHDRAWAL SYMPTOMS
One
of the most important prices to be paid in dissolving a relationship
is emotional. If you give up a child, a spouse, a lover, or a friend,
you'll probably miss him. You might feel the urge to run back to
where you were before.
These urges
are withdrawal symptomstemporary emotional reactions to
relationships you've left. They're the emotional equivalents of the
reactions you get when you give up smoking or some other
habit.
It's important to recognize
now that they will occur. Be prepared for themimagine yourself
living through them, cry about them. As with any other price, don't
ignore them. Don't take the attitude that you'll worry about them
when they happen.
If you face them
now, you'll be better prepared to deal with them when they occur
later. You won't be thrown off balance and tempted to run back to
your old way of life, just to eliminate a temporary emotional
discomfort.
THE BENEFITS
Just
as you must be prepared for the negative aspects of your change, keep
in mind the positive benefits that prompted you to make the
change.
There's no sure way to keep
your emotions under control as you go through the change. But if you
keep reminding yourself of the benefits that await you, it will be
easier.
You know why you want this,
you know what you'll have to go through to get there, and you've made
such decisions at times when your intellect was in control.
Don't throw away your future when your emotions become
intense.
If your emotions urge you
to turn back, remind yourself of the important ruledon't
decide now. Don't make important decisions when your emotions are
strong; you can't see all the consequences at such a time. You'll
have made your decision at the best possible time, when your
intellect was in control; don't throw it away when your emotions
become intense.
The strongest
emotional pressure will be encouragement to turn back in order to
avoid paying the price. Don't do it. Keep reminding yourself what
you're paying for. Remember that you won't make things better by
turning back now. Things will never be the same as they were once;
the only way to better them is to continue forward to where you've
decided to go.
Pay the price. Don't
be so afraid of sudden, sharp discomfort that you willingly tolerate
chronic, continual, deadening pain the rest of your life. If you
refuse to undergo temporary discomfort, you're resigning yourself to
a lifetime with little happiness. The chronic pain can deaden your
senses, destroy your love of life, and make you bitter.
You
won't avoid the price by staying where you are. Instead, you'll pay
it every day of your life as you stand on the sidelines and watch
exciting alternatives pass you by. And the longer you put off the
confrontation, the greater the price to be paid eventually.
The
most important thing is to act, to do something to improve
your life.
From where you stand now,
you may be able to see some of the benefits of freedom. But
only when you walk through that door will you see all the good things
that can be yours on the other side.
Even
if you can't be sure what awaits you, what's the value in continuing
a wrong decision? Is that all your life is worth?
COURAGE
You
may feel that you don't have the courage to make big changes in your
life. But courage is too often thought of as being blind, thoughtless
bravado. It usually isn't.
People
who seem to act "courageously" usually have specific
consequences in mind; they know the consequences both of acting and
not acting. They've decided that the consequences of not acting are
worse than the consequences of what we consider to be their
courageous acts.
We don't
necessarily know what their motivations are (they might be
expectations of good things to come, fear of being thought a coward,
desire for attention, etc.), but the person acting believes he
knows.
When you're convinced you
know the consequences of either course, you'll take action. If you
have to walk through a dangerous mob to get to safety on the other
side of the street, you'll do so only when you're convinced that the
consequences of standing still are more dangerous than moving. Until
then, any talk of bravery is meaningless.
That's
why it's important to think things out in advance. Recognize the
problems involved and how you'll cope with them. And recognize the
benefits that await you; focus on them and remember them when things
get difficult.
Once you can see and
almost taste the good consequences of being free, once you know how
to handle the prices you'll have to pay to get there, you'll be
impatient to start. You won't lack the courage.
Certainly
there will be many unknownsand they can be frightening. But
they don't have to remain unknowns. Identify the elements that are
mysterious to you and then try to get the information necessary to
take the mystery out of them.
If
someone's attitude is an unknown factor, ask him what his
attitude is. If an unknown factor is the motivation of someone who's
causing problems for you, go to him and get it out into the open.
Find out what he's trying to accomplish. He may not be articulate
enough to explain it, so cultivate the art of asking enough questions
to get the answers you need.
It's
amazing how many mysteries of life can be dissolved just by asking
questions. Don't be afraid to ask questions like "How would you
feel if I were to make some changes?" "What's the matter
with our situation?" "Are you upset with me?" Develop
the technique of asking for what you want to know.
Often
someone will tell you that the answer will depend upon circumstances.
If so, find out what circumstances. Keep asking until you know
what standard he's using to determine the circumstances.
For
example, suppose you're considering changing jobs but there's a
possibility of a big raise coming soononly you don't know when
or how big the raise will be. Find out. Keep asking questions until
you know what the circumstances must be in order to get your raise.
"Do you intend to give me a raise? . . . How much? . . . When? .
. . What does it depend upon? . . . What must happen to
permit the raise?"
Have him
define such vague terms as "substantial raise," "increased
business," "soon," "better quality work,"
etc. Then you can determine if it's worth your while to wait for
it.
When you clear up all the
mysteries, it will be much easier to act. You'll know why you're
acting.
THE NEEDS OF OTHERS
It's
easy to be influenced by the apparent needs of othersyour
spouse, children, employer, employees, friends, parents, relatives.
They may seem to be dependent upon you. What will happen to them if
you put your own freedom first?
Let's
put your imagination to work one more time. This time take a few
moments to imagine that you're going to die tonight. Yesdie.
Pretend that you'll no longer be here to satisfy the needs of those
who have been your responsibility.
After
you think about it for a while, you'll probably come to a depressing
conclusionsomehow, some way, by some miracle, the world
will survive without you.
Somehow,
your relatives will find someone else to borrow money from; the
church will get someone else to arrange the flowers on the altar
every Sunday; your friends will find new people to do favors for
them. And your spouse may mourn for a suitable periodand then
marry your best friend.
Your
political crusades will succeed or failjust as they would if
you were around to help. Your club will find someone else to do its
fund-raising. And those who've leaned so heavily upon you for advice
and sympathy will find other shoulders (and probably follow the new
advice as infrequently as they did yours).
I'm
not saying you won't be missed; that isn't the point. The
significance is that these people will find ways to survive without
you. You're not as indispensable to others as you may have
believed.
If they can survive
without you, why couldn't you just disappear tonight without a trace,
move a thousand miles away, and have a fresh start in an environment
where no one knows you and depends upon you?
But
why even do that? You don't have to move away. If others can survive
if you died or moved away, why can't they survive without you while
you stay here? Just remove yourself from the relationships and
complications that don't add to your well-being.
In
many ways, you'll be giving others their freedom, too. You
might be surprised if you knew the discomforts others are suffering
in their relationships with you. If a relationship is wrong for you,
you can't possibly give to it everything a willing person would.
Why not get out of the way and let others find better situations,
too?
Even if they seem content with
you, it may be that they, too, are afraid to speak up.
You
can't know what's best for everyone else. Let nature take its course;
let each person find his own place in the worldin accordance
with his identity, his resources, and his desires.
You
can't see inside of someone else. You can't decide what's good or bad
for others. You can decide only for yourself.
SURPRISES
My
own experience illustrates the impossibility of knowing what's good
for others.
I tolerated an unhappy
marriage for eight years. During the last few years of it, I knew I
was dissatisfied but I wouldn't consider a divorce. My wife appeared
to be physically and mentally helpless without me. I even feared that
she might commit suicide if I left her.
When
I decided to make the break, she resisted at firstbut with
much better control of herself than I'd ever seen before. And within
two weeks she became a self-sufficient womandoing many things
neither of us had thought she could do.
I'd
stayed with her for years, thinking it would be "unfair"
for me to leave when she had so many problems. But guess what her
problem was! As soon as I left, there were no more
problems.
I never dreamed that could
happen. Instead, I'd prepared for every dire possibility I could
think of. When it turned out so well, it was a simple matter to
adjust to my good fortune.1
1.
One of the most meaningful compliments I've ever received came
years
later when my wife thanked me
for making her freedom possible.
MISTAKEN IDENTITIES
What
else might be standing in the way of your making a change? Are you
unwilling to give up the things you've acquired?
Perhaps
those things aren't really yours. It may be a case of mistaken
identities. Are you free to use them in any way you choose? If not,
they aren't really yours.
If you're
concerned about your wealth and property, ask yourself how much
ownership you actually have. If you have to compromise your desires,
if you can't use your wealth to live your life as you want to,
why hang onto it so intensely?
Are
you afraid of losing friends? If those people would turn against you
because you've done something for yourself, maybe you don't really
have their friendship. What would you lose if they turned away from
you?
If it's your parents or
children that you're afraid of losing, don't be awed by the powerful
"family" mystique. Families can be wonderful, but
not just because a group of people happen to be of "common
blood" or merely bear the label "family." If a
relationshipfamily or otherwiseisn't what it should be,
why perpetuate it? The love and closeness you need may be more
plentiful elsewhere.
You can't lose
anything that can't be reacquired later, so don't focus on
individuals and things. Recognize what it is you desire from them and
consider that you may be able to get it more easily and richly
elsewhere.
In my case, I decided in
advance of the divorce what I'd be willing to give up to gain my
freedomeverything. I knew that nothing was right the
way it was. I had a lovely house, nice furniture, some savings, a
pretty wife, a compromise relationship with my parents, and a lovely
daughter. But none of them satisfied what I really wanted.
When
my wife said she wanted it all, including sole access to my daughter,
I accepted those terms without fighting. I knew I could reacquire
everything I really wanted on a better basis.
I've
since acquired far more property than I could have earned where I
was. The intellectual stimulation I'd always missed is now mine. I
have satisfying relationships now that were out of reach where I was
before.
My parents acted as you
might expect parents to act. At first, they took my wife's side and
tried to influence me to turn back. But they soon accepted the
situation, acknowledged that I'd acted rightly, and are now much
better friends than they were before.
I
haven't seen my daughter since the divorce, nine years ago, in
accordance with the agreement. But that, too, was a case of mistaken
identity. I was fairly close to her and I loved her. But it wasn't
possible to have the kind of parent-child relationship I believe is
right.
To keep the marriage intact,
I had compromised my own ideas about raising children; I went along
with traditions of morality and religion that I didn't really
believe. I wasn't being myself; I wasn't giving her the things I have
to offer. What I did give her could have been had from many
other men.
What she lost by being
separated from me has been replaced by someone else. What I
lost was something I never really hadthe opportunity to raise
a child with enthusiasm, genuine rapport, and mutual
understandingand the freedom to be the kind of example I'd
like to set for a child.
I won't
make those mistakes again. They couldn't be corrected where I was
without someone having to sacrifice. Now that I'm free, I can find
the right relationships in situations that are appropriate to what I
want and need.
There were withdrawal
symptoms, of course. But I was prepared for them. As it turned out,
they were fewprobably because I was prepared and
because I was too busy making the most of my new life. All I missed
was my daughter. But I could accept that temporary sadness and even
cry about itwithout any temptation to escape the sadness by
jumping back into the box.
I was
considerate and understanding of others, but I never thought that I
should forfeit my free future for what others seemed to want. I knew
that they would survive without me and that it was up to them to
determine how.
YOUR PROBLEM
Everything
I've said in this chapter has been intended to help you think through
a major change you may be contemplating. The more you're prepared for
what is to come, the easier it will be for you to act.
Recognize
what you have to do. Anticipate all the prices and picture yourself
paying them. Be straightforward with everyone concerned. And don't be
ashamed of what you're doing.
Above
all, recognize the prices in advance. Don't act whimsically, ignoring
the consequences to come. Be prepared to have some of the unknown
factors turn out negativelyand decide in advance how you'll
handle them if they do.
Expect in
advance the disapproval, the emotional difficulty, the withdrawal
symptoms. And savor the good things that your freedom can bring you.
Keep them in mind as you act; know why you're taking
action.
If after thinking about
these things you still feel unable to act, ask yourself what you'd do
if you knew you were going to die next year. Once you knew you didn't
have time to re-educate everyone and arrange things to everyone's
satisfaction, what would you do?
You'd
probably realize and accept the fact that someone will have to
be displeased by your actions because you wouldn't have time to
satisfy everyone. You'd probably get busy and settle your affairs on
some basis in order to have some time left to live as you want
to. You wouldn't let anything prevent you from being free to enjoy
the time left.
Well, face it: You
are going to die.
You're not
going to live forever. You may live for decades or you may die in an
accident tomorrow. But you are going to die someday. Are you
going to wait until the last moment before you start living for
yourself? You don't even know when the last moment will be.
What
could be more important than getting a clean start right now so
you can satisfy your dreams before it's too late?
They're
your dreams; it's your life. No one else is going to make things
right for you. Only your actions can provide the kind of life you
want.
Your time has finally come.
Make the most of it.
Certainly,
if your spouse truly cannot change ...
he is entitled to be loved
by someone for being the way
he is. And, do you know, somewhere
out in the world
there is someone who can love him just the way
he
is, who can accept the shortcomings that you can
not, who
can appreciate things you don't even
notice. What right have you
to hold on to someone
only to curse the dark side of his
personality?
DAVID S. VISCOTT
The ultimate result of
shielding men from the effects
of folly is to fill the world with
fools.
HERBERT SPENCER
The first step is the
hardest.
MARIE DE VICHY-CHAMROND
He who hesitates is
bossed.
DAVID SEABURY
WE'VE
COME A LONG WAY, you and I, since we started in the first chapter.
We've covered a great many matters and discussed a great many
questions that affect your life.
It
doesn't matter whether you've agreed with everything I've saidor
even a large part of it. My main objective has been to get you
thinking about yourself, to open up new avenues of freedom for you,
to help you think of ways to use direct alternatives to build a
better life for yourself.
The
important thing is that you take yourself more seriously, that you
respect your own view of the world and make sure that it really is
your view, not something you've been told.
What
I've said should never be considered to be the final answers to any
of the questions raisednot even by me. For I'm growing daily.
Today, I understand more about life and myself and my ways of living
than I did when I began to write this book. There's no way that
anything I write could be guaranteed to be my last words on the
subject.
But that doesn't alter the
usefulness of the ideas. What I say is a means of stimulating you to
find ideas and rules for yourselfrules you can live by because
they come from you. So whether you agree or disagree is unimportant.
It's even unimportant if I've changed my mind about some point in the
book since I wrote it.
I don't
expect you to live by my codeanymore than I would live
by someone else's code. I only hope you can find a way of life that
fits your unique nature, one that will bring you the freedom and
happiness that life has to offer.
Your
life belongs wholly to you. Make it what you think it should
be. Trust yourself. For you, your views are far more important than
mine.
More than anything else, I've
wanted to demonstrate that freedom is possible, that you can
live your life as you want to live itright here and now,
without having to change the world. That may have seemed impossible
when you first picked up this book; I hope it seems much more
realistic now. And as you set to work at the task, the benefits you
receive should make it seem even more realistic.
MY FREEDOM
In
my own case, I've had several restrictions to eliminate in order to
make freedom a reality.
The first
was an uncomfortable marriage. But when I broke free of that, it
became obvious to me that there were no restrictions that couldn't be
surmounted.
The next restrictions to
conquer were mostly philosophical. I had always thought highly of my
own mind, but I too often ignored conclusions I'd reached. And it was
too easy to submerge my own nature in an attempt to conform to
whatever philosophical or intellectual set I found myself
in.
Gradually, however, I discovered
the benefits of acting upon my own ideas and desires. I stopped
trying to enjoy the way of life I should liveand found
ways to live as I wanted to live.
A
big philosophical breakthrough for me was the realization that my own
freedom was not only possible, but far more important than the
establishment of a free society. I came to see how foolish it was to
waste my precious life trying to make the world into what I'd thought
it should be. I had always been intuitively partial toward direct
alternatives, but now I was determined to build my whole life upon
them.
The next step created a way of
earning the money I wanted without being a slave to the treadmill. I
never actually had that objective in mind, but the simple application
of the principles I've expressed in this book brought it
about.
Finally, the integration of
all these principles into a single philosophy has made it possible
for me to enjoy the blessings of freedom in all areas of my life. It
has helped me understand myself, to understand those I deal with, to
find valuable friendships, to understand what I crave in romantic
relationships and to find that, and to keep myself out of boxes
without any longer having to make a conscious effort to do
so.
Now, freedom lets me enjoy each
day as a new opportunity to discover new ways to taste life. Although
I make more money than ever before, my work commitments are very few
and always for brief periods. Most of each year is a free period in
which I can pursue whatever I want.
My
relationships with friends are on a very positive basis. They include
no obligations, no duties, no claims to be presented for payment.
I've learned how to say "no" and I've learned how to make
it easy for others to say "no" to me when that's what they
want to do.
When the telephone
rings, I never have to fear that it represents a new burden I must
cope with. Instead, the ringing of the telephone means a new
opportunity that I can accept or turn down as I choose.
In
the years since my divorce in 1964, I've enjoyed relationships with
wonderful women who have added to my life. None of those situations
has evolved into a lifetime relationshipbut none of them had
to in order to be of value. Each has provided a positive benefit,
filling me with rich emotions and a sense of excitement about
life.
Each relationship has been
better than any before it because I've continued to learn more about
what I need in order to be happy, and because I've continued to learn
how to emphasize the positive benefits in each one.
In
every area of my life, freedom has been to me like the
sunshinedispelling the gray shadows and spotlighting the
beauties that life has to offer.
I
don't believe I'll ever be 100% free or 100% happy or 100%
knowledgeable. But that isn't necessary; life is a joyous experience
as it is. Each new discovery and each new freedom brings its own
rewards; there's no all-or-nothing reward way out in the distance
that must be reached to justify the quest.
There
are occasional moments of sadness or pain, but they're always
short-lived. No setback can destroy me; there are too many good
things in lifewhen one is denied to me, I have many other
opportunities.
There are so many
wonderful things to enjoygood music, good food, good
companionship, new discoveries, intellectual stimulation, challenging
monetary opportunities. I've enjoyed too many of them to be willing
to give them up for a fruitless crusade to change the world or any
part of it.
YOUR FREEDOM
My
way of life may be very different from what you want for yourself. So
don't judge the value of freedom by what I've done with mine. Use the
tremendous power you have to make your life what you dream it can
be.
The examples I've used
throughout the book were given to demonstrate that there are many
practical ways by which you can improve your life and remove
restrictions. They were never meant to suggest that you should do the
same things I have done.
In the same
way, the suggestions made were designed to show you that there's
always a wayas long as you're not looking for ways to
change others. If I've written with passion and urgency, it's because
the ideas were important to me. You will have to decide what's
important to you.
You may have
wished that some of the ideas were covered in more detail; there may
have been questions raised in your mind for which you wanted answers.
Let that be the stimulus for you to investigate and come up
with answers that are suitable for you.
If
you're determined to make things better, you'll probably find the
answers you need. If one doesn't work, look for another. The problem
for most people is that they wish things were better, but
they're not determined to make them so.
The
important thing is to concentrate upon what you can doby
yourself, upon your own initiative, without having to convince others
of the rightness of your ideas. That's the common thread that unites
all my suggestions; they are direct alternativesnone of them
involves changing, educating, or forcing anyone to do what you
want.
This is by far the easiest way
to gain your freedom. It's always much, much harder to try to make
other people do what you want them to do.
INCREASING REWARDS
There
are rewards every step of the way. First, you can use direct
alternatives to eliminate any restrictions that might have caused you
to read this book. As you enjoy the benefits of that newly won
freedom, you can apply the principles to broader areas of your
lifeto open up new hours, days, and opportunities for positive
experiences.
Along the way, the
sense of your own sovereignty will probably become more and more real
to you. It's easy to accept intellectually that you make your own
decisions and can choose to do what you want with your life. But
emotionally you can find that hard to live
by.
Slowly
but inexorably, however, this realization that you are the ruler of
your own universe should become more vivid on new and deeper levels
of your attitude. As that happens, you'll become more aware of your
own power; you'll know that you can handle anything that comes. And
you'll know that there's no reason to accept concepts and
relationships that don't offer you what you want.
The
rewards will be magnified as your sense of sovereignty underlies your
way of life. You'll automatically avoid boxes and traps, you'll be
ever alert for opportunities and new ways to experience
happiness.
And you'll probably
realize more deeply that you never need to change other people;
you'll know that there are always easier ways to have what you want.
And that's a greater reward than what you get from removing any
single restriction from your life.
I'm
sure that many people accept the abstract principle that you
shouldn't try to change others or interfere with their lives. And yet
the principle is rarely applied in practice.
An
individual might say, "I don't want to change anyone." And
yet, he might still spend a great deal of his time trying to get
others to agree with his views, or trying to prevent someone from
doing something he thinks will be bad for him, or trying to change
people by participating in a movement over a burning issue, or voting
to prevent others from doing what they want to do. In all these ways,
he's trying to change othersto make them do other than what
their natures lead them to do.
And
he doesn't have to. Throughout this book, I've tried to demonstrate
that there are always plenty of alternatives available to you that
don't require that you take on the responsibility to make others see
the light.
The recognition that you
don't have to change others isn't the same as losing the urge
to do so, however. The urge can remain long after you have accepted
the superiority of direct alternatives. You may often find yourself
tempted to intervene in the affairs of others in order to make things
go your way.
But as you begin to
enjoy the benefits of non-intervention, you'll probably find
the urge fading away, slowly but surely. At first it may come only
with strangers; you'll lose the desire to guide, suggest, change, or
alter those who aren't immediately relevant to you.
Then
as this attitude permeates your way of life, the time may come when
you'll no longer see any point in trying to influence your spouse,
your lover, your close friends, your business associates.
You'll
be so aware that each person must go his own way, in his own
way, that you won't want the sour fruits of a victory that requires
someone else to change his ways. What you get from trying to restrain
someone's natural impulses is of little benefit to you. What you get
from a person whose desires naturally benefit you is magnificent.
THE BREAKTHROUGH
And
so one day you may discover that you've achieved a new freedom, an
emotional freedom that's greater than any you've known beforefreedom
from the urge to control others.
When
you have that freedom, you'll experience a wondrous sense of
weightlessness, an absence of burdens, a freedom to let the world
unfold as it willadventurously, challengingly. You'll know
that whatever happens isn't your problem because you no longer have
the responsibility to see that others do what they should.
This
freedom has been completely mine only for a year or twoso it's
still new and awesome to me. I doubt that I could ever put into words
the effect it has had upon my life. I know that it makes me feel
lighter than air; I'm relieved of all the burdens that come from
feeling that someone else must act in a way I want.
Even
when the actions of others affect me directly, I know that there are
many alternatives available to me; I don't have to feel that someone
must act in one prescribed way. I can let each person be
himself, do as he chooses, learn what he wants to learn, go where he
wants to go. I have no duty to restrain him. What a
relief!
Does a friend become
angry with me because of something I've said or done? I can explain
my positionin case he wants to understand. But I don't have
to convince him of anything. There are always new, and probably more
appropriate, friends.
Does my lover
find someone else attractive? Let her. Let her find out for herself
what's most important to her. I don't have to try to convince her
that she "shouldn't" be attracted to others, that she
shouldn't want to spend time with others, or that she should prefer
me. That's for her to decide for herselfand in her own way.
Let her be what she is, as she wants to be.
Does
she want to leave me? Let her. Since every romance is better than
those that preceded it, this only means that the time has come to
find something betterto find someone more appropriate to what
I understand of myself today.
Are
there people who are polluting the atmosphere? Let them. There are
plenty of ways I can make sure that doesn't affect me.
Do
the politicians want to impose new restrictions? Let them. I'll find
ways of avoiding them easily enough. I couldn't stop the restrictions
anywayand I have no urge to waste my precious time trying. I
have no temptation to vote, to campaign, to try to stop a candidate
who promises new follies. If he's elected, he'll probably do just
what his opponent would have donewhich means whatever he has
to do to consolidate his power.
I'm
free!free of that awesome responsibility that once
commanded me to worry about everything, that once caused me to
continually try to make others see what I understand, that once made
the actions of others my responsibility and concern.
Have
I retired to a cave somewhere to live as a hermit? Obviously
not.
It doesn't even mean that I'm
continually switching friendships. Nearly all the friends I've made
in the past nine years are still my friendsno matter how
little or how much contact there may be between us.
Nor
does it mean that I could never find a lifetime love relationship. It
means only that I don't have to feel that any given romance (new or
existing) must be made to last forever. I'm free to let my
lover be totally free.
Nor does it
mean that I never speak my mind about a difference of opinion with
someone. I'm quite willing to state my view to persons who are
important to me. But I'm not trying to change anyone. I use my view
as a suggestiona way to find out more about him, where he
stands, and whether he's responsive to my thoughts.
If
he finds my alternative attractive, it may provide a new opportunity
for me. But I'm not dependent upon his acceptance; I'm fully prepared
to go elsewhere, if necessary. I have everything to gain and nothing
to lose except the small amount of time necessary to present the
suggestion.
I feel this way whether
the situation involves a personal relationship or a business
proposition. Even when selling for a living, I never felt dependent
upon any given prospect; I never felt that I had to convince
anyone of anything. And that attitude has resulted in far more
success and far less frustration than most people get when they feel
they must be persuasive to get what they want.
When
I lost the urge to control others, I also lost all need to hate or
fear anyone. The world is no longer divided between the good guys and
the bad guys. Now I can see that each person is seeking his own
happiness, each in his own way (just as I am), and that there are
some of those people with whom I have a conflict of
interest.
But I don't have to hate
or fear anyone. Those emotions come from a sense of
vulnerabilityfrom the feeling that someone has to act
in a certain way to please you. When he doesn't, and you've depended
upon him (or depended upon your ability to make him be as you
want), you can easily respond with hate or fear. But when you're
willing to let each person go his own way, you lose all need to hate
anyone.
Neither do I have to worry
whether anyone is "getting away" with anything. I'm not the
world's policeman. I know that everyone will experience the
consequences of his own acts. If his acts are right, he'll get good
consequences; if they're not, he'll suffer for it. The consequences
are the only standard that mattersand I'm certainly not needed
to impose those consequences.
It
isn't my concern to see that justice prevails; it automatically
prevailsupon me and everyone else. Justice is the natural,
inevitable consequence that follows every act. Any attempt to
interfere with that natural justice will just bring about additional
consequences that I might not like for myself.
So
there is no reason for me to be concerned about anyone else's
businessexcept as I decide how I will deal with that which
affects me.
When you achieve freedom
from the urge to control others, your life is truly your ownto
make of it almost anything you might want. For you're no longer
burdened by the need to make others understand; your time is no
longer regulated by plans that depend upon your persuasive powers or
your ability to dominate situations.
You're
freefree to choose among thousands of direct alternativesfree
to choose the ones that can make you happiest.
I
don't think you can really be free until you're willing to let others
be free. Only then are you relieved of that terrible responsibility
for the way others act.
Then you can
expose yourself as you really are, because you needn't be acceptable
to any particular individuals. You can let the appropriate
individuals come to you because of what you areand you can
disregard those who reject you.
This
book is an example of that attitude. It should be obvious by now that
I didn't write it in hopes of changing the world. I hope only to
offer more ideas, more encouragement, and more alternatives to those
who are receptive. My relationships with such people are mutually
beneficial. I trade ideas for moneybut I would never make my
future dependent upon changing or controlling or persuading
anyone.
There are many people to
whom those ideas are importantand those people are the
primary reason I've written this book. I'm letting those people know
that they're not alone, that they have every reason to follow their
own mindsregardless of the views of those around
them.
Too, the book is a part of my
personal advertising campaign
revealing
what I am to those who would approve.
I
know that there are plenty of people who see life in a way similar to
mine. I've met many of themand I know there must be many more.
My life has been enriched by such people; their presence has brought
me thousands of days of stimulation, excitement, and
happiness.
With so many wonderful
people alive, why should I focus on those with whom I have conflicts
of interest? Why should I try to rally the kindred souls into a
fruitless crusade to change the world? The world is already too
beautiful, so full of wonderful opportunities that I couldn't
possibly take advantage of all those already available to me. Why
must I make the world better?
THE FINAL FREEDOM
Freedom
from the urge to control others has made my life more exciting than I
could have imagined it could be nine years ago. But beyond that,
there's a further freedom that I seek, a freedom that can come only
after losing the urge to control others.
At
that point, one is free to let himself be free; he's free to
discover himself more intensely. He no longer needs to conform to any
preconceived standard. He's free to let himself develop as his
real nature dictates.
This, of
course, means getting completely and permanently out of the Identity
Trap.
It doesn't happen all at once,
however; it develops in stages. There are constant discoveries to be
made about oneself; there's no clear dividing line between being
oneself and trying to be something other than oneself.
You
come to a point where you take yourself more and more seriously and
begin to accept more and more of what you see in yourself. And then
you come to another point where you feel you've never really seen
yourself clearly before. And another point and another. You
continually achieve new levels of awareness of yourself.
I
call this freedom from the urge to change yourself. I don't
feel I've fully earned this freedom, so there's little more I can say
about it. But I know that every step closer to it provides its own
benefits. As with the other freedoms, it doesn't have to be achieved
in toto in order to be rewarding.
Every
day I'm more and more willing to accept myself as I am; I regard my
nature as a given fact and then work to satisfy myself as I
am.
I can't say whether I will ever
completely lose the urge to control my own nature. I know only that
everything I do to move closer to that goal is of great benefit to
me. And I know how valuable it has been to me to lose the urge to
control othersso I expect to continue to benefit as I become
less inclined to control myself.
THE FUTURE
Where
you go with these ideas will be up to you. Wherever you go, it should
be fun. Life is an adventure, not a burden.
So
many people spend so much of their lives trying to unravel the
mysteries of the universe, trying to understand the meaning and
purpose of such things as wars, poverty, misery, complications, and
boxes.
Others try to gain the upper
hand over life through religion, astrology, ESP, positive thinking,
or drugs. Why? All they need to do is open their eyes and see what's
in front of thema beautiful world with every opportunity for
freedom and happiness.
If others
choose to make the world's ills their business, let them. If others
choose to fight the politicians' wars, it's unfortunate but that's
their choice. It doesn't have to be yours.
You
can make a wonderful life for yourself; you have everything you need
to do it. Let others fight their campaigns for themselves. Don't
forfeit the only life you have; use it to make living everything
you've ever wanted it to be.
Use the
years ahead of you to advance the only really important cause that
existsyour freedom and happiness. You can have it if you
concentrate on yourself and what you need for happinessinstead
of worrying about what others think and do.
You
are the ruler of your world and no one can dethrone youunless
you choose to let him. No one can stop you from living as you want to
liveunless you disregard your own sovereignty.
There
is so much you can haveand it will be yours to keep, to
cherish, and enjoy without guilt or insecurity. You won't be
depending upon your ability to "hold things together;"
you'll be enjoying what is easily and firmly yours. You'll be
involved with people who want you to be what you areand who
will enthusiastically give you, without sacrifice, what you want to
have.
I can't express how much I
appreciate your spending this time with me. I hope that it has added
something useful and beneficial to your knowledge and
opportunities.
We'll probably never
meet, but I want you to know that I'm on your side.
And
I wish you the very best.
Live
and let live.
FRIEDRICH VON SCHILLER